DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alight Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victoria Marcella Pena | Alight Financial Advisors, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2026 | Aug 6, 2026 |
| Alan Lee Crouse | Alight Financial Advisors, LLC independent RIA | Signal Advisors Wealth, LLC independent RIA | RIA to RIA | Mar 6, 2026 | Apr 27, 2026 (52 d) |
| James Lincoln Wynn | Alight Financial Advisors, LLC independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Dec 22, 2025 | Jan 22, 2026 (31 d) |
| Avery Damon Keitt | Alight Financial Advisors, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2025 | Oct 7, 2025 |
| Bryan Zaransky | Alight Financial Advisors, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Sep 9, 2025 | Sep 8, 2025 |
| Katherine Grace Mazzucco | Alight Financial Advisors, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2025 | Apr 24, 2025 |
| Michael Fox | Alight Financial Advisors, LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 18, 2025 | May 6, 2025 |
| Cesar Ramon Bernal | Alight Financial Advisors, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2025 | Mar 6, 2025 |
| Kyle Peter Grevengoed | Alight Financial Advisors, LLC independent RIA | 320 Life Financial Planning state registered | RIA to a state-registered adviser | Dec 13, 2024 | Jan 24, 2025 (42 d) |
| Michael John Ambrogio | Alight Financial Advisors, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Jan 3, 2025 |
| Trevor Tyson Thomas | Alight Financial Advisors, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Feb 6, 2025 (57 d) |
| Bryce William Peacock | Alight Financial Advisors, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Sep 9, 2024 | Oct 17, 2024 (38 d) |
| Richard Scott Padow | Alight Financial Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2024 | Sep 16, 2026 (897 d) |
| Leyland Angus Lindie | Alight Financial Advisors, LLC independent RIA | Foguth Wealth Management, LLC. independent RIA | RIA to RIA | Feb 27, 2024 | Sep 6, 2024 (192 d) |
| Lindie Rheeder | Alight Financial Advisors, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2024 | Jul 8, 2025 (517 d) |
| Abigail Wheeler | Alight Financial Advisors, LLC independent RIA | Ally Invest Advisors independent RIA | RIA to RIA | Jan 3, 2024 | Jan 25, 2024 |
| Jonathan Henry Smith | Alight Financial Advisors, LLC independent RIA | Q3 Advisors, LLC no RAUM | Other | Nov 9, 2023 | Mar 19, 2025 (496 d) |
| Joseph Martin Carey | Alight Financial Advisors, LLC independent RIA | Dynamique Capital Advisors state registered | RIA to a state-registered adviser | Oct 5, 2023 | Dec 11, 2024 (433 d) |
| Sean Nathaniel Lawrence | Alight Financial Advisors, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2023 | Sep 27, 2023 (40 d) |
| Gregory Hodges | Alight Financial Advisors, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2023 | Apr 18, 2023 |
| Michael Hanania Benklifa | Alight Financial Advisors, LLC independent RIA | Aliya Financial state registered | RIA to a state-registered adviser | Apr 3, 2023 | Jun 30, 2026 (1184 d) |
| Robert Michael Bruzik | Alight Financial Advisors, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jan 27, 2023 | Mar 3, 2023 (35 d) |
| Joseph F Radack | Alight Financial Advisors, LLC independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Dec 2, 2022 | Jan 26, 2023 (55 d) |
| John Gillespie | Alight Financial Advisors, LLC independent RIA | American Community Wealth Management, LLC other | Other | Sep 30, 2022 | Feb 16, 2023 (139 d) |
| Carey A Droznek | Alight Financial Advisors, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2022 | Sep 8, 2022 |
| Anna Johnson | Alight Financial Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2022 | Oct 13, 2022 (34 d) |
| Don G Banks | Alight Financial Advisors, LLC independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Aug 11, 2022 | Aug 11, 2022 |
| Susan Barsnica | Alight Financial Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2022 | Oct 6, 2022 (59 d) |
| Ruth Ann Dimmett | Alight Financial Advisors, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2022 | May 19, 2022 |
| Iviana Hornedo | Alight Financial Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | Apr 10, 2023 (356 d) |
| Christopher E. Pompey | Alight Financial Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2022 | Jun 6, 2022 (75 d) |
| Brett Matthew Carow | Alight Financial Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2022 | Apr 20, 2022 (54 d) |
| Brian Darrell Fylak | Alight Financial Advisors, LLC independent RIA | Missionsquare Retirement institutional | Other | Feb 23, 2022 | Feb 25, 2022 |
| Joseph Michael Tieber | Alight Financial Advisors, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 4, 2022 | Feb 28, 2022 |
| Joseph Marrs | Alight Financial Advisors, LLC independent RIA | Empower Advisory Group, LLC other | Other | Nov 23, 2021 | Jan 5, 2022 (43 d) |
| Michael Pergola | Alight Financial Advisors, LLC independent RIA | Natixis Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2021 | Nov 10, 2021 (35 d) |
| Heather A. Brountas | Alight Financial Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2021 | Nov 24, 2021 (54 d) |
| Arlene Nicole Lewis-Leader | Alight Financial Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2021 | Feb 26, 2026 (1703 d) |
| Tahuna Bea Kidd | Alight Financial Advisors, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2021 | Aug 9, 2021 (46 d) |
| Ryan Matthew Suess | Alight Financial Advisors, LLC independent RIA | Kapusta Financial Group independent RIA | RIA to RIA | Feb 11, 2021 | Mar 19, 2021 (36 d) |
| Sheila Christine Guzzy | Alight Financial Advisors, LLC independent RIA | Empower Advisory Group, LLC other | Other | Nov 5, 2020 | Feb 24, 2022 (476 d) |
| Justin Carras | Alight Financial Advisors, LLC independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2020 | Feb 26, 2020 (42 d) |
| Greg Warren | Alight Financial Advisors, LLC independent RIA | Pnc Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2019 | Jul 22, 2019 (73 d) |
| Shayne Layton | Alight Financial Advisors, LLC independent RIA | Ascensus Investment Advisors, LLC institutional | Other | May 10, 2019 | Oct 8, 2019 (151 d) |
| Donald Christian Nielsen | Alight Financial Advisors, LLC independent RIA | Bluespring Wealth Management, LLC independent RIA | RIA to RIA | May 6, 2019 | Jul 24, 2026 (2636 d) |
| Kelly Elizabeth Kubera | Alight Financial Advisors, LLC independent RIA | Strava Wealth independent RIA | RIA to RIA | Jul 30, 2018 | Aug 1, 2018 |
| Brent Andrew Hann | Alight Financial Advisors, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Nov 28, 2017 | Sep 21, 2018 (297 d) |
| Mahendra Singh Rathore | Alight Financial Advisors, LLC other | Equitable Advisors, LLC national BD | Other | Sep 15, 2017 | Apr 25, 2018 (222 d) |
| Karl Anthony Curry | Alight Financial Advisors, LLC other | Equitable Advisors, LLC national BD | Other | Jun 14, 2017 | May 10, 2018 (330 d) |
| James Michael Matthews | Alight Financial Advisors, LLC other | Park Avenue Securities LLC other | Other | Mar 10, 2017 | Feb 24, 2017 |
| Boyd Barnhardt | Alight Financial Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Mar 10, 2017 | Jul 6, 2017 (118 d) |
| Maurice Michael Seitter | Alight Financial Advisors, LLC other | Lwi Financial Inc. other | Other | Jun 3, 2016 | Jun 17, 2016 |
| Johnny Lee Chang | Alight Financial Advisors, LLC other | Nationwide Investment Advisors, LLC other | Other | May 9, 2016 | Dec 18, 2015 |
| Inna Collins | Alight Financial Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 5, 2014 | Feb 20, 2018 (1295 d) |
| Jacob Eddy | Alight Financial Advisors, LLC other | LPL Financial LLC other | Other | Jun 16, 2014 | Jun 18, 2014 |
| Stacey Ann Treanor | Alight Financial Advisors, LLC other | Pnc Wealth Management other | Other | Feb 19, 2013 | Mar 11, 2013 |
Page 1 of 1
56 moves match.