DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Schwab Wealth Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas George Collins	Schwab Wealth Advisory, Inc. other	Cuso Financial Services, L.P. other	Other	Sep 15, 2016	Feb 8, 2017 (146 d)
Joshua Austin Rigden	Schwab Wealth Advisory, Inc. other	Alphamint Financial state registered	Other	Sep 14, 2016	Dec 15, 2016 (92 d)
Vekevia Eltavice Tillman-Jones	Schwab Wealth Advisory, Inc. other	Facet independent RIA	Other	Aug 25, 2016	Sep 20, 2019 (1121 d)
Gregg W Niesyty	Schwab Wealth Advisory, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Jul 28, 2016	Feb 23, 2022 (2036 d)
Stephen Paul Paluga	Schwab Wealth Advisory, Inc. other	Watch Guard Capital LLC state registered	Other	Jul 26, 2016	Aug 19, 2016
Matthew Bell	Schwab Wealth Advisory, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 22, 2016	Jun 21, 2016
Damian Scot Shaw	Schwab Wealth Advisory, Inc. other	Hightower Advisors, LLC BD affiliated	Other	Jun 20, 2016	Feb 18, 2022 (2069 d)
Johnathan Pierce Timko	Schwab Wealth Advisory, Inc. other	David Vaughan Investments, LLC other	Other	Jun 20, 2016	Nov 16, 2016 (149 d)
Keri Ann Alcos	Schwab Wealth Advisory, Inc. other	Kingdom Financial Group, LLC independent RIA	Other	May 20, 2016	Sep 7, 2016 (110 d)
Michael Richard Werner	Schwab Wealth Advisory, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 22, 2016	May 2, 2016
Beth A Boylan	Schwab Wealth Advisory, Inc. other	Forvis Mazars Wealth Advisors, LLC other	Other	Apr 22, 2016	May 19, 2016
Matthew Lindsay Trontel	Schwab Wealth Advisory, Inc. other	Robert W. Baird & Co. Incorporated other	Other	Apr 14, 2016	Apr 11, 2016
Sandra Loraine Knecht	Schwab Wealth Advisory, Inc. other	Cobiz Wealth other	Other	Apr 4, 2016	Apr 19, 2016
Adam Stewart Wertheimer	Schwab Wealth Advisory, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 11, 2016	May 3, 2016 (53 d)
Lawrence Dean Gale	Schwab Wealth Advisory, Inc. other	Indelible Wealth Group independent RIA	Other	Feb 2, 2016	Jan 19, 2017 (352 d)
Yvonne K. Dean	Schwab Wealth Advisory, Inc. other	Cuso Financial Services, L.P. other	Other	Jan 19, 2016	May 25, 2016 (127 d)
Paul Bernard Gesina	Schwab Wealth Advisory, Inc. other	E*Trade Capital Management, LLC other	Other	Jan 19, 2016	Jan 28, 2016
Stacey Anne Pagan Walker	Schwab Wealth Advisory, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 19, 2016	Mar 15, 2016 (56 d)
Ryan Ingram	Schwab Wealth Advisory, Inc. other	Bny Mellon Securities Corporation BD affiliated	Other	Dec 18, 2015	Nov 19, 2018 (1067 d)
Thao Lan Ta Ring	Schwab Wealth Advisory, Inc. other	Sikich Financial other	Other	Oct 29, 2015	Mar 10, 2016 (133 d)
Jeffrey Ackler	Schwab Wealth Advisory, Inc. other	Merit Financial Advisors other	Other	Oct 16, 2015	Jul 11, 2017 (634 d)
Gage P Deyoung	Schwab Wealth Advisory, Inc. other	Prudent Wealthcare state registered	Other	Oct 1, 2015	Jan 4, 2016 (95 d)
John Dustin Riggs	Schwab Wealth Advisory, Inc. other	Voya Financial Advisors, Inc. other	Other	Oct 1, 2015	Nov 9, 2015 (39 d)
Mary Elizabeth Stork	Schwab Wealth Advisory, Inc. other	Usaa Financial Planning Services no RAUM	Other	Sep 24, 2015	Oct 30, 2015 (36 d)
Mychal Vashon Eagleson	Schwab Wealth Advisory, Inc. other	Forvis Mazars Wealth Advisors, LLC other	Other	Sep 4, 2015	Oct 7, 2015 (33 d)
Scott K Ryan	Schwab Wealth Advisory, Inc. other	Oxford Financial Group, Ltd independent RIA	Other	Sep 4, 2015	Sep 1, 2026 (4015 d)
Nour Alkayali	Schwab Wealth Advisory, Inc. other	Mercer Global Advisors Inc. independent RIA	Other	Aug 19, 2015	Aug 1, 2024 (3270 d)
Eric A. Danner	Schwab Wealth Advisory, Inc. other	Morgan Stanley wirehouse	Other	Jul 14, 2015	Sep 11, 2015 (59 d)
Nathan E Carmany	Schwab Wealth Advisory, Inc. other	Watermark Wealth Management, LLC independent RIA	Other	Jun 5, 2015	May 27, 2015
Mark Ernst	Schwab Wealth Advisory, Inc. other	Advice And Planning Services other	Other	Jun 5, 2015	Aug 26, 2015 (82 d)
Melissa Rivas	Schwab Wealth Advisory, Inc. other	Vanguard Advisers, Inc. other	Other	Jun 5, 2015	Jun 17, 2015
Michael Lee Dixon	Schwab Wealth Advisory, Inc. other	Interocean Capital, LLC independent RIA	Other	May 7, 2015	Aug 10, 2020 (1922 d)
Barbara J Krause	Schwab Wealth Advisory, Inc. other	Investment Security Group, Inc. other	Other	Apr 17, 2015	Apr 29, 2015
Chad Roope	Schwab Wealth Advisory, Inc. other	Valmark Advisers, Inc. other	Other	Apr 17, 2015	May 4, 2015
Matthew Dwayne Bates	Schwab Wealth Advisory, Inc. other	Empower Advisory Group, LLC other	Other	Mar 10, 2015	May 9, 2016 (426 d)
Alan Kovalsky	Schwab Wealth Advisory, Inc. other	Wallington Asset Management independent RIA	Other	Feb 9, 2015	Oct 3, 2024 (3524 d)
Thomas Lee Staley	Schwab Wealth Advisory, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Feb 4, 2015	Jan 20, 2015
Jeanine Garcia	Schwab Wealth Advisory, Inc. other	Strategic Advisers LLC national BD	Other	Jan 26, 2015	Feb 4, 2015
Christopher Lee Bennett	Schwab Wealth Advisory, Inc. other	Vigilare Wealth Management LLC other	Other	Jan 14, 2015	Sep 9, 2015 (238 d)
Cory Nicholas Smith	Schwab Wealth Advisory, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jan 14, 2015	Jan 5, 2015
Robert Allen Cox	Schwab Wealth Advisory, Inc. other	Advice And Planning Services other	Other	Dec 18, 2014	Jan 6, 2015
Daniel Edward King	Schwab Wealth Advisory, Inc. other	Watermark Asset Management, Inc. other	Other	Dec 4, 2014	Dec 9, 2014
Michelle Petrowski	Schwab Wealth Advisory, Inc. other	Sensible Money, LLC other	Other	Dec 4, 2014	Aug 17, 2015 (256 d)
Kenneth Miedema	Schwab Wealth Advisory, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Nov 12, 2014	Nov 5, 2014
Errol Timothy Mccoy	Schwab Wealth Advisory, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 22, 2014	Oct 30, 2014
Matthew Jon Gundersen	Schwab Wealth Advisory, Inc. other	Edward Jones national BD	Other	Oct 22, 2014	Aug 13, 2015 (295 d)
Trent Alan Bowers	Schwab Wealth Advisory, Inc. other	Narus Financial Partners, LLC no RAUM	Other	Oct 22, 2014	Nov 3, 2014
John Kenneth Holtkamp	Schwab Wealth Advisory, Inc. other	Southstate Private Capital Management LLC other	Other	Sep 26, 2014	Oct 7, 2014
Mubera B Madar	Schwab Wealth Advisory, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Sep 19, 2014	Mar 14, 2022 (2733 d)
Ron W Henson	Schwab Wealth Advisory, Inc. other	Water Oak Advisors, LLC other	Other	Aug 26, 2014	Aug 22, 2014
Brett Nolan Sizemore	Schwab Wealth Advisory, Inc. other	Boston Harbor Investment Management state registered	Other	Aug 18, 2014	Sep 16, 2014
Dana Seto-Chun	Schwab Wealth Advisory, Inc. other	Advice And Planning Services other	Other	Aug 4, 2014	Oct 6, 2014 (63 d)
Alexander Gibran Koury	Schwab Wealth Advisory, Inc. other	Householder Group Estate & Retirement Specialists other	Other	Aug 4, 2014	Dec 2, 2014 (120 d)
Thomas Ammon Cook	Schwab Wealth Advisory, Inc. other	Newport Group Securities, Inc. other	Other	Jul 22, 2014	Aug 12, 2014
Bryan Robert Blackburn	Schwab Wealth Advisory, Inc. other	Wells Fargo Advisors wirehouse	Other	Jul 18, 2014	Jul 11, 2014
Colbert D. Chang	Schwab Wealth Advisory, Inc. other	Advice And Planning Services other	Other	Jun 17, 2014	Jul 2, 2014
Gregory Talcott	Schwab Wealth Advisory, Inc. other	Financial Advocates Investment Management other	Other	Jun 10, 2014	Jun 20, 2014
Jason Stewart Dohrman	Schwab Wealth Advisory, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 3, 2014	Jun 2, 2014
Rupert Charles Curry	Schwab Wealth Advisory, Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	May 15, 2014	Jan 8, 2021 (2430 d)
Jeffrey Scott Arnold	Schwab Wealth Advisory, Inc. other	LPL Financial LLC other	Other	Apr 25, 2014	Apr 11, 2014

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400 moves match.