DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Comerica Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura Scroi ArmstrongComerica Securities independent RIAWorld Asset Management, Inc. otherOtherNov 21, 2023Mar 30, 2015
Emilyann D RubioComerica Securities independent RIAOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2023Sep 20, 2024 (304 d)
Joann SaccoComerica Securities independent RIALPL Enterprise, LLC no RAUMRIA to a newly registered adviserNov 21, 2023Sep 26, 2024 (310 d)
Gregory ViejoComerica Securities independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 11, 2023Oct 16, 2023
Bradley Ryan BastionComerica Securities independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankOct 5, 2023Oct 5, 2023
Justin Emil SayadaComerica Securities independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2023Sep 20, 2023
James Rowland AldersComerica Securities independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2023Aug 8, 2023
Nancy Ruth GabanyComerica Securities independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2023Aug 8, 2023
Joe Brian FulmerComerica Securities independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2023Aug 8, 2023
Terry McdonaldComerica Securities independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 8, 2023Sep 18, 2023 (41 d)
Chad Eric LeonComerica Securities independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJul 28, 2023Aug 3, 2023
David Andrew EarlComerica Securities independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2023Jun 21, 2023
Lisa Bianculli HutterComerica Securities independent RIAIronoak Wealth independent RIARIA to RIAMay 4, 2023May 2, 2023
Nicklaus SerafiniComerica Securities independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 13, 2023Feb 14, 2023
Alexander Robert NunoComerica Securities independent RIABok Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 11, 2022Oct 19, 2022
Debra Delgiudice HanafordComerica Securities independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2022Sep 26, 2022
Jonathan BarhamComerica Securities independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 5, 2022Jan 5, 2022
Sameer FerrellComerica Securities bank affiliatedRBC Securities, Inc. independent RIAOtherNov 4, 2021Dec 10, 2021 (36 d)
Mai NghiemComerica Securities bank affiliatedCitigroup Global Markets Inc. BD affiliatedOtherOct 29, 2021Jan 11, 2022 (74 d)
George T HendersonComerica Securities bank affiliatedWells Fargo Advisors wirehouseOtherOct 21, 2021Oct 21, 2021
Darin Eugene McleishComerica Securities bank affiliatedU.S. Bancorp Investments, Inc. BD affiliatedOtherOct 7, 2021Oct 6, 2021
Joshua Arthur Ryan RennertComerica Securities bank affiliatedSequoia Financial Group, L.L.C. independent RIAOtherSep 17, 2021Oct 5, 2021
Vanessa M MasonComerica Securities bank affiliatedLPL Financial LLC BD affiliatedOtherJun 29, 2021Jul 1, 2021
James Bryant McallisterComerica Securities bank affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedOtherJun 1, 2021May 25, 2021
Gregory Phillip RowComerica Securities bank affiliatedGlobal Retirement Partners LLC institutionalOtherApr 28, 2021Apr 28, 2021
Charles Phillips LangelandComerica Securities bank affiliatedGlobal Retirement Partners LLC institutionalOtherApr 28, 2021Apr 28, 2021
Megan Nicole CrofootComerica Securities bank affiliatedWaddell & Reed BD affiliatedOtherApr 19, 2021Apr 28, 2021
Sean Kerry BevanComerica Securities bank affiliatedWells Fargo Advisors wirehouseOtherApr 5, 2021Jun 23, 2022 (444 d)
John Welsh EysterComerica Securities bank affiliatedCuna Brokerage Services, Inc. BD affiliatedOtherMar 4, 2021Mar 8, 2021
Karen Schwocho-TunnecliffeComerica Securities bank affiliatedMorgan Stanley wirehouseOtherFeb 16, 2021Jun 16, 2021 (120 d)
Christopher Temp BuzzellComerica Securities bank affiliatedJ.P. Morgan Securities LLC wirehouseOtherFeb 5, 2021Feb 11, 2021
Gilbert SanchezComerica Securities bank affiliatedUBS Financial Services Inc. wirehouseOtherNov 5, 2020Nov 19, 2020
Bryant Chase DavisComerica Securities bank affiliatedUBS Financial Services Inc. wirehouseOtherAug 27, 2020Sep 15, 2020
Amy Jensen DatemaComerica Securities bank affiliatedLPL Financial LLC BD affiliatedOtherAug 24, 2020Aug 31, 2020
Michael Byung Do LeeComerica Securities bank affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 6, 2020Jul 6, 2020
Placido John RodriguezComerica Securities bank affiliatedW&S Brokerage Services, Inc. BD affiliatedOtherMar 23, 2020Apr 8, 2020
Michael Joseph VillanuevaComerica Securities bank affiliatedPfg Advisors independent RIAOtherMar 16, 2020Mar 13, 2020
Brennan Vincent KrengelComerica Securities bank affiliatedCetera Investment Advisers LLC BD affiliatedOtherMar 12, 2020Apr 9, 2020
Tobith Walker MckenzieComerica Securities bank affiliatedPnc Wealth Management BD affiliatedOtherJan 3, 2020Sep 20, 2021 (626 d)
Peter W LittonComerica Securities bank affiliatedRBC Securities, Inc. independent RIAOtherOct 17, 2019Nov 7, 2019
Joseph C KleinComerica Securities bank affiliatedMML Investors Services, LLC BD affiliatedOtherSep 27, 2019Oct 8, 2019
Victor M. ValleComerica Securities bank affiliatedWinans Investments independent RIAOtherSep 23, 2019Jun 12, 2020 (263 d)
Carlos PerezComerica Securities bank affiliatedFrost Investment Services BD affiliatedOtherJul 23, 2019Jul 22, 2019
Christopher Jon HaysComerica Securities bank affiliatedRBC Securities, Inc. independent RIAOtherJun 6, 2019Jun 6, 2019
Thomas John OleyComerica Securities bank affiliatedWells Fargo Advisors wirehouseOtherFeb 26, 2019Feb 22, 2019
Christopher J HernandezComerica Securities bank affiliatedWells Fargo Advisors wirehouseOtherFeb 26, 2019Oct 7, 2021 (954 d)
Ron LeiboviciComerica Securities bank affiliatedU.S. Bancorp Advisors, LLC BD affiliatedOtherFeb 4, 2019Feb 22, 2019
Matthew James ButlerComerica Securities bank affiliatedLifemark Securities Corp. BD affiliatedOtherDec 24, 2018Sep 24, 2024 (2101 d)
Mark P DyerComerica Securities bank affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 28, 2018Aug 16, 2019 (261 d)
Alexis GrahamComerica Securities bank affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 12, 2018Nov 2, 2018
Eric Frederic HydenComerica Securities bank affiliatedPnc Managed Account Solutions, Inc. BD affiliatedOtherAug 6, 2018Aug 24, 2018
Joseph Matthew FortinoComerica Securities bank affiliatedWells Fargo Advisors wirehouseOtherMay 2, 2018Jul 15, 2019 (439 d)
Kirk DedenbachComerica Securities bank affiliatedAmeriprise Financial Services, LLC national BDOtherApr 19, 2018May 3, 2018
Frank SanchezComerica Securities bank affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMar 16, 2018Mar 21, 2018
Robin S SpencerComerica Securities bank affiliatedAvantax Advisory Services BD affiliatedOtherJan 12, 2018Apr 26, 2018 (104 d)
Annette Guerra MusaComerica Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 12, 2017Dec 20, 2017 (99 d)
Teddy William AwuahComerica Securities otherHornor, Townsend & Kent, LLC otherOtherAug 9, 2017Dec 20, 2017 (133 d)
Michael George RichardsonComerica Securities otherEdelman Financial Engines otherOtherJun 13, 2017Jun 15, 2017
Justin Charles GutwaldComerica Securities otherBlackrock Investment Management, LLC otherOtherApr 26, 2017Apr 25, 2017
Michele Lisa CusterComerica Securities otherWells Fargo Advisors wirehouseOtherJan 10, 2017Jan 13, 2017
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189 moves match.