DFX Intelligence
Advisor moves
Departures from Advice And Planning ServicesWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,609 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason R Navolio | Advice And Planning Services BD affiliated | M&T Securities, Inc. unclassified | Other | Sep 25, 2018 | Jan 23, 2019 (120 d) |
| Jessica Lynn Krusey | Advice And Planning Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 25, 2018 | Sep 27, 2018 |
| Andrew Herr | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2018 | Dec 20, 2018 (100 d) |
| Angel Ivan Colon | Advice And Planning Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2018 | Jul 12, 2019 (305 d) |
| Christopher Neil Sutherland | Advice And Planning Services BD affiliated | Appleton Partners, Inc. other | Other | Sep 10, 2018 | Jan 3, 2019 (115 d) |
| Robin Roden | Advice And Planning Services BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Mar 12, 2019 (193 d) |
| Patricia Dawn Freiwald | Advice And Planning Services BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Sep 27, 2018 |
| Austin Michael Jenkins | Advice And Planning Services BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Aug 31, 2018 | Oct 1, 2018 (31 d) |
| William Raymond Mccurdy | Advice And Planning Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2018 | Jun 10, 2025 (2483 d) |
| John Allshouse | Advice And Planning Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Jul 30, 2020 (714 d) |
| Aleksandr Slyusarev | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2018 | Oct 24, 2018 (69 d) |
| Vincent Frank Parascandola | Advice And Planning Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Sep 18, 2018 (33 d) |
| Christine Lynnette Shippey | Advice And Planning Services BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Aug 13, 2018 | Jan 11, 2019 (151 d) |
| Madeleine Sophie Beckmann | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2018 | Sep 4, 2018 (33 d) |
| Jared B Eglington | Advice And Planning Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Aug 6, 2018 |
| Misty Nicole Calderon | Advice And Planning Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2018 | Aug 17, 2018 |
| Matthew E Ruggieri | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2018 | Sep 12, 2018 (44 d) |
| Robert Abbott | Advice And Planning Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 25, 2018 | Oct 29, 2018 (96 d) |
| Benjamin Robb Bellury | Advice And Planning Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 25, 2018 | Mar 13, 2020 (597 d) |
| Raymond Edward Lancaster | Advice And Planning Services BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Sep 3, 2019 (413 d) |
| Alberto Gabriel Alvarez | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 17, 2018 | May 1, 2020 (654 d) |
| Sundance James Campbell | Advice And Planning Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2018 | Aug 27, 2018 (42 d) |
| Cyrus Pearo | Advice And Planning Services BD affiliated | Breakaway Capital Advisors LLC unclassified | Other | Jul 16, 2018 | Jul 19, 2019 (368 d) |
| Nathan David Slyh | Advice And Planning Services BD affiliated | Acuity Wealth Management Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2018 | Jul 16, 2018 |
| Mary Jean Rorvik | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jul 17, 2018 |
| Stephanie Ann Manchon | Advice And Planning Services BD affiliated | Prw Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Aug 23, 2018 (55 d) |
| Patricia Balezentis | Advice And Planning Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Jul 31, 2018 (34 d) |
| Michael Daniel Wagner | Advice And Planning Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2018 | Aug 22, 2018 (56 d) |
| William Chamberlin Kirk | Advice And Planning Services BD affiliated | The Mather Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2018 | Jan 18, 2019 (205 d) |
| Rachel Marie Marshall | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Oct 4, 2018 (99 d) |
| Jehu Francois | Advice And Planning Services BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Jun 7, 2019 (345 d) |
| Logan Grey Sharpe | Advice And Planning Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2018 | Jun 22, 2018 |
| Kaylie Nicole Judd | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Aug 1, 2018 (35 d) |
| Brian Michael Walsh | Advice And Planning Services BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2018 | Aug 28, 2018 (69 d) |
| Mark Porcelli | Advice And Planning Services BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Mar 11, 2019 (266 d) |
| Robert Paul Hoskin | Advice And Planning Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2018 | Jun 7, 2018 |
| Jimmy Paul Johnson | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Jun 25, 2018 |
| Chad Michael Rishel | Advice And Planning Services BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2018 | Jul 24, 2018 (36 d) |
| Joseph Matthew Barr | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Jun 27, 2018 |
| Stephen Joseph Burley | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2018 | Jul 9, 2018 |
| Robert Craig Spears | Advice And Planning Services BD affiliated | Arvest Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2018 | Jul 6, 2018 |
| Nicholas James Hargreaves | Advice And Planning Services BD affiliated | Capital Client Group, Inc. no RAUM | Other | May 30, 2018 | Jul 5, 2018 (36 d) |
| Michael John Debellis | Advice And Planning Services BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2018 | Sep 17, 2018 (117 d) |
| Steven Kyle Newell | Advice And Planning Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2018 | Jun 4, 2018 |
| Crystal Lynn Doering Mann | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2018 | Jun 22, 2018 (39 d) |
| Michael William Johns | Advice And Planning Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2018 | May 11, 2018 |
| Timothy O'Connors | Advice And Planning Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2018 | Jun 6, 2018 |
| Malinda Starr Williams | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 13, 2018 | May 22, 2018 |
| Brian Endicott | Advice And Planning Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 3, 2018 | Jun 7, 2018 (35 d) |
| Jeffrey Allen Edwards | Advice And Planning Services BD affiliated | Investacorp Advisory Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2018 | Jan 14, 2020 (624 d) |
| Christian Leigh Sullivan | Advice And Planning Services BD affiliated | Seascape Capital Management,LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2018 | May 23, 2018 |
| James R. Fleming | Advice And Planning Services BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2018 | Apr 8, 2021 (1084 d) |
| Sharon Ann Lolk | Advice And Planning Services BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2018 | Apr 12, 2018 |
| Joseph Robert Cummings | Advice And Planning Services BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2018 | Jul 5, 2018 (92 d) |
| Patrick Charles Mccormick | Advice And Planning Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2018 | May 8, 2018 (34 d) |
| Gerald Edward Yox | Advice And Planning Services other | Mcf Advisors, LLC independent RIA | Other | Mar 22, 2018 | Apr 26, 2026 (2957 d) |
| Rhyan Khawar Young | Advice And Planning Services other | Frontier Investment Management Co independent RIA | Other | Mar 22, 2018 | Apr 18, 2018 |
| Barbara Kinsey | Advice And Planning Services other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 19, 2018 | Apr 25, 2018 (37 d) |
| Christopher Paul Ritacca | Advice And Planning Services other | Independent Financial Partners independent RIA | Other | Mar 19, 2018 | Apr 4, 2018 |
| Michael D Bozzi | Advice And Planning Services other | Morgan Stanley wirehouse | Other | Mar 19, 2018 | Apr 30, 2018 (42 d) |