DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Advice And Planning Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Manjil Patel | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Oct 4, 2024 (190 d) |
| Kevin Peter Roche | Advice And Planning Services BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Jan 27, 2025 (319 d) |
| Chad M Fitzpatrick | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 27, 2024 |
| Joanie Cheung Ojascastro | Advice And Planning Services BD affiliated | Blackrock Investment Management, LLC other | Other | Mar 11, 2024 | Apr 29, 2024 (49 d) |
| Sariah Alexis Tolsma | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2024 | Mar 18, 2024 |
| Zachary Truman Trafton | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2024 | Mar 11, 2024 (46 d) |
| Mark Erik Hauschild | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Oct 21, 2024 (271 d) |
| Matthew Brent Lorner | Advice And Planning Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Jan 10, 2024 |
| James Victor Temple | Advice And Planning Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2023 | Jan 11, 2024 |
| Eugenia Elizabeth Grimmer | Advice And Planning Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Jan 24, 2024 (34 d) |
| Jeffrey Ryan Norton | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 20, 2023 | Jan 1, 2026 (743 d) |
| Ethan Bondurant | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2023 | Jan 10, 2024 |
| Minh Lu | Advice And Planning Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Sep 5, 2025 (632 d) |
| Ranhee Lee | Advice And Planning Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Apr 14, 2025 (494 d) |
| William Russell Green | Advice And Planning Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Jan 12, 2024 (37 d) |
| Stuart W Wright | Advice And Planning Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Mar 29, 2024 (128 d) |
| Robert Treichler | Advice And Planning Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Jan 5, 2024 (45 d) |
| Isabella M Muturi Sauve | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2023 | Dec 13, 2023 |
| Michael William Crowell | Advice And Planning Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Nov 30, 2023 |
| Devin Lamont Alphin | Advice And Planning Services BD affiliated | Pr Squared Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2023 | Mar 11, 2024 (124 d) |
| Rafael Amado Rubiera | Advice And Planning Services BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2023 | Feb 7, 2025 (459 d) |
| Lindsey Boettigheimer | Advice And Planning Services BD affiliated | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Jan 10, 2024 (68 d) |
| Stephen Henry Nash | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Mar 11, 2024 (130 d) |
| Aaron Phillip Hughes | Advice And Planning Services BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Aug 7, 2024 (282 d) |
| Benjamin Brian Taylor | Advice And Planning Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2023 | Dec 5, 2023 (39 d) |
| Christopher Wynne Scott | Advice And Planning Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2023 | Dec 7, 2023 (41 d) |
| Eugene Joseph Colligan | Advice And Planning Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | May 22, 2024 (215 d) |
| Lance Fairbanks Hallam | Advice And Planning Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Apr 5, 2024 (182 d) |
| Courtney Kim Eastlack | Advice And Planning Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Sep 11, 2025 (706 d) |
| Joseph C Silino | Advice And Planning Services BD affiliated | Pinnacle Investments, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Nov 2, 2023 |
| Brian James Samson | Advice And Planning Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Nov 14, 2024 (407 d) |
| Laterra Angeliq Frechette | Advice And Planning Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 9, 2023 |
| Brock Justin Noel | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Jul 25, 2024 (301 d) |
| Shawn Jennings | Advice And Planning Services BD affiliated | Savant Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2023 | Oct 26, 2023 (43 d) |
| Matthew Michael Graham | Advice And Planning Services BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2023 | Sep 19, 2023 |
| Brandi C Aspden | Advice And Planning Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 6, 2023 | May 6, 2025 (608 d) |
| Greg Robert Hildebrand | Advice And Planning Services BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Oct 5, 2023 (34 d) |
| Rene Michelle Eisele | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Jun 5, 2024 (292 d) |
| Ehsaon Jon Ezzat | Advice And Planning Services BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Oct 25, 2023 (68 d) |
| Justine Marie Purvis | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Oct 5, 2023 (57 d) |
| John Alexander Cislo | Advice And Planning Services BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2023 | Jan 18, 2024 (169 d) |
| Greg Michael Papantonio | Advice And Planning Services BD affiliated | Planpilot institutional | Other | Aug 2, 2023 | Jul 1, 2024 (334 d) |
| Amber Renee Jones | Advice And Planning Services BD affiliated | Onedigital institutional | Other | Aug 2, 2023 | Mar 5, 2024 (216 d) |
| Robert Noel Grossman | Advice And Planning Services BD affiliated | Scottsdale Wealth Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 1, 2023 | Oct 27, 2023 (87 d) |
| Eric Proctor | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 26, 2023 | Jan 3, 2024 (161 d) |
| Jessica Anne Norwood | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Feb 9, 2026 (931 d) |
| Jason Donald Caperton | Advice And Planning Services BD affiliated | Oak Lane Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2023 | May 26, 2026 (1051 d) |
| Gustavo Martinez | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Sep 1, 2023 (56 d) |
| Jacob Edward Butler | Advice And Planning Services BD affiliated | Singer Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2023 | Jul 11, 2023 |
| Eloy Jeremiah Leal | Advice And Planning Services BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 14, 2023 | Jun 1, 2026 (1083 d) |
| Judith Ann Keating | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2023 | Mar 14, 2025 (647 d) |
| Bryan Hutchings Bishop | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Dec 10, 2024 (553 d) |
| Dejan Dimitrijevic | Advice And Planning Services BD affiliated | Capital Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2023 | Jun 30, 2023 (36 d) |
| Eric Thomas Jones | Advice And Planning Services BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2023 | Apr 9, 2024 (341 d) |
| Jeffrey Peter Withington | Advice And Planning Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | Jun 7, 2023 (35 d) |
| Nina Jeanne Rose | Advice And Planning Services BD affiliated | The Clarius Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | May 12, 2023 |
| Edmond A Mckone | Advice And Planning Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2023 | May 5, 2023 |
| Brandi C Critchett | Advice And Planning Services BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Oct 30, 2023 (203 d) |
| Alan Lee Crouse | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Jun 18, 2024 (445 d) |
| Ryan Thomas Gosline | Advice And Planning Services BD affiliated | Integral Financial Planners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 31, 2023 | Jan 2, 2024 (277 d) |
1,605 moves match.