DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,543 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Satyaki Mitra | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 2, 2022 |
| Andrew Nelesoni Selu | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Jun 29, 2022 |
| Ryan Keapproth | Fidelity Personal And Workplace Advisors BD affiliated | Secured Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Jun 16, 2022 |
| Destiny Nicole Lee | Fidelity Personal And Workplace Advisors BD affiliated | Capital Client Group, Inc. no RAUM | Other | Jun 6, 2022 | Jun 27, 2022 |
| Ryan James Miller | Fidelity Personal And Workplace Advisors BD affiliated | Guidestone Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Jun 21, 2022 |
| Patricia Ann Nichols | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2022 | Jun 14, 2022 |
| Patrick Louis | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 5, 2022 | Aug 13, 2022 (69 d) |
| Nicholas Brent Rose | Fidelity Personal And Workplace Advisors BD affiliated | Pure Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jun 1, 2022 |
| Andrew Lincoln Angerbauer | Fidelity Personal And Workplace Advisors BD affiliated | Capita Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Aug 16, 2024 (805 d) |
| Hannah Reimer Christopher | Fidelity Personal And Workplace Advisors BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2022 | Jan 27, 2023 (241 d) |
| Dawn Marie Buscher | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2022 | May 31, 2022 |
| Alex Julian Medin | Fidelity Personal And Workplace Advisors BD affiliated | Empirical Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2022 | Jun 15, 2022 |
| Ranee D Kent | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 27, 2022 | Jun 23, 2022 |
| Ashlee Marie Fox | Fidelity Personal And Workplace Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | Jun 15, 2022 |
| Shawn Fodge | Fidelity Personal And Workplace Advisors BD affiliated | Hbks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2022 | Jul 14, 2022 (51 d) |
| Steven Matthew Barrus | Fidelity Personal And Workplace Advisors BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | May 6, 2022 |
| Sean Morehouse Mcelhaney | Fidelity Personal And Workplace Advisors BD affiliated | Family Office Research, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2022 | Oct 13, 2025 (1239 d) |
| Carlos Rene Linares | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 23, 2022 | Aug 16, 2022 (85 d) |
| Hyun Sup Paik | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2022 | Sep 20, 2022 (120 d) |
| Jason G Leupold | Fidelity Personal And Workplace Advisors BD affiliated | Protocol Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2022 | May 27, 2025 (1104 d) |
| Kolby Jeppson Madsen | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 19, 2022 | May 31, 2022 |
| Adrienne Elizabeth Brown | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2022 | Jul 21, 2022 (64 d) |
| Christopher Angolia | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2022 | Jul 8, 2022 (51 d) |
| Austin M Johnson | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | Jun 9, 2022 |
| Jarrod Taylor Brooksher | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 17, 2022 | Jul 22, 2022 (66 d) |
| Alex Caratelli | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | Feb 14, 2023 (273 d) |
| Chad Allen Stief | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | Jul 5, 2022 (49 d) |
| Corey S Oneil | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | May 17, 2022 |
| Errol Zoog | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2022 | Jun 13, 2022 |
| Alec Lloyd Mouring | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | Jun 10, 2022 |
| Theodore William Nielsen | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. asset manager | Other | May 16, 2022 | Jun 16, 2022 (31 d) |
| Jeffrey Scott Sundberg | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 15, 2022 | Jun 9, 2022 |
| Steven Douglas White | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2022 | May 17, 2022 |
| Jeffrey Scott Broaddus | Fidelity Personal And Workplace Advisors BD affiliated | Mma Securities LLC no RAUM | Other | May 13, 2022 | Jan 8, 2020 |
| Nikko Barela | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2022 | Jul 6, 2023 (419 d) |
| Blanca Elena Fernandez | Fidelity Personal And Workplace Advisors BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2022 | May 16, 2022 |
| Kristen Carithers | Fidelity Personal And Workplace Advisors BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | Jul 14, 2022 (64 d) |
| Ivan Jose Guillen | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 11, 2022 | Aug 26, 2022 (107 d) |
| Maggie Webster Piccirillo | Fidelity Personal And Workplace Advisors BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | Jun 2, 2022 |
| Christopher Jason Olivarez | Fidelity Personal And Workplace Advisors BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | May 6, 2022 |
| Jamie Phillips | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | Feb 22, 2024 (653 d) |
| Roderick G. Liggins | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2022 | Jul 28, 2022 (80 d) |
| Troy Michael Eaton | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2022 | Aug 22, 2022 (106 d) |
| Oscar Rene Salgado | Fidelity Personal And Workplace Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2022 | Jun 17, 2022 (40 d) |
| Bryce Caleb Howard | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade, Inc. no RAUM | Other | May 8, 2022 | Jun 29, 2022 (52 d) |
| Olayinka Wisdom Olawoyin | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 25, 2022 |
| Daniel John Field | Fidelity Personal And Workplace Advisors BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | Jun 9, 2022 (35 d) |
| Emily Joy Bustraan | Fidelity Personal And Workplace Advisors BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 5, 2022 |
| Noel Palackel Thomas | Fidelity Personal And Workplace Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 11, 2022 |
| Shane Thomas Dean | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 5, 2022 | May 11, 2022 |
| Wesley Garrett Simmons | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 13, 2022 |
| Michael P Walsh | Fidelity Personal And Workplace Advisors BD affiliated | Catalyst Capital Advisors LLC asset manager | Other | May 2, 2022 | Mar 28, 2024 (696 d) |
| Christopher John Brady | Fidelity Personal And Workplace Advisors BD affiliated | Clarendon Private LLC other | Other | May 2, 2022 | Apr 12, 2022 |
| Deja Marie Foster | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2022 | Sep 9, 2022 (130 d) |
| Michael A Perri | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | Sep 19, 2022 (143 d) |
| Christopher Louis Wood | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Jun 3, 2022 (35 d) |
| Ryan Rospert | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Jun 8, 2022 (40 d) |
| Ryan Paul Troxell | Fidelity Personal And Workplace Advisors BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 16, 2022 |
| Javier Enrique Lucero | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Jun 9, 2022 (42 d) |
| Megan Mandella | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2022 | May 18, 2022 |