DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,543 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jayson Scott Sacco | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Jan 4, 2022 |
| Thomas K Lowell | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2021 | Aug 7, 2023 (601 d) |
| Jay C Weislogel | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2021 | Jan 26, 2022 (43 d) |
| Robert Joseph Fremont | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Aug 29, 2022 (259 d) |
| Devin Poulsen Gillies | Fidelity Personal And Workplace Advisors BD affiliated | Captrust institutional | Other | Dec 13, 2021 | Apr 20, 2022 (128 d) |
| Julie Morrison Campbell | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Jun 7, 2022 (179 d) |
| George Steve Alkhoury | Fidelity Personal And Workplace Advisors BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 17, 2021 |
| Siegfreid Baterina Lauren | Fidelity Personal And Workplace Advisors BD affiliated | Acuity Wealth Management Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2021 | Jan 5, 2022 |
| Aaron Laranetto | Fidelity Personal And Workplace Advisors BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2021 | Nov 29, 2021 |
| Cynthia L Burt | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2021 | Jan 12, 2022 (33 d) |
| Bradley James Perry | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2021 | Apr 27, 2022 (140 d) |
| Max Johann Rooney | Fidelity Personal And Workplace Advisors BD affiliated | People'S United Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2021 | Jan 25, 2022 (48 d) |
| Jennifer Mieko Chinn Nakagaki | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2021 | Feb 14, 2022 (69 d) |
| Justin Howie | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC other | Other | Dec 7, 2021 | Dec 20, 2021 |
| Blake Rossman | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2021 | Jan 19, 2022 (44 d) |
| Kirill Semenov | Fidelity Personal And Workplace Advisors BD affiliated | Intellicapital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2021 | Jun 1, 2022 (181 d) |
| Kelly Keith | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 1, 2021 | Feb 2, 2022 (63 d) |
| Adam Kohler | Fidelity Personal And Workplace Advisors BD affiliated | J.J. Burns & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2021 | Feb 25, 2022 (86 d) |
| Doron Eisenscher | Fidelity Personal And Workplace Advisors BD affiliated | Voya Investment Management Co. LLC other | Other | Nov 30, 2021 | Dec 15, 2021 |
| Robert Henry Himmelman | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 30, 2021 | Dec 1, 2021 |
| Rachel Louise Wiley | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 26, 2021 | Jan 20, 2022 (55 d) |
| Cody Michael Emerson | Fidelity Personal And Workplace Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Nov 21, 2022 (362 d) |
| Connor Michael Humphrey | Fidelity Personal And Workplace Advisors BD affiliated | Wealth Foundations Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2021 | Sep 4, 2025 (1380 d) |
| Lauren Poindexter | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Dec 8, 2021 |
| Alexandra Grace Madsen | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Aug 20, 2026 (1731 d) |
| Cassandra Nicole Wyrick | Fidelity Personal And Workplace Advisors BD affiliated | Remotiv / Financial Soundings no RAUM | Other | Nov 23, 2021 | Dec 8, 2021 |
| Cari Lamontagne | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Dec 2, 2021 |
| Mark Anthony Zywiol | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 15, 2021 |
| Megan Nicole Kirk Vargo | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2021 | Jan 27, 2022 (71 d) |
| Logan Pethel | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Nov 22, 2021 |
| Anthony Santo | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Nov 9, 2021 |
| Colin Christopher Farley | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 4, 2022 (358 d) |
| Boban Tunjic | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Mar 2, 2022 (111 d) |
| Christian Allen Kenney | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2021 | Jan 4, 2022 (55 d) |
| Brendan Simon Bohnhorst | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Dec 14, 2021 (35 d) |
| Amanda M Finnie | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2021 | Dec 11, 2021 (33 d) |
| Marc-Anthony Richardson | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 16, 2021 |
| Andrew Joseph Settecerri | Fidelity Personal And Workplace Advisors BD affiliated | Arbor Trust Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Dec 1, 2021 |
| William Conyers Martin | Fidelity Personal And Workplace Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Aug 12, 2022 (280 d) |
| Adam Matthew Altman | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 10, 2021 |
| Chloe Lee Barnett | Fidelity Personal And Workplace Advisors BD affiliated | Regatta Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2021 | Apr 7, 2025 (1251 d) |
| Matthew J Erickson | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2021 | May 25, 2023 (568 d) |
| Matthew John Cashel | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Dec 17, 2021 (45 d) |
| Don C Morton | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Nov 19, 2021 |
| Marius V Mada | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 31, 2021 | Dec 3, 2021 (33 d) |
| Adam Christopher Strong | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Nov 11, 2021 |
| Spencer M Bamgartner | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2021 | Dec 9, 2021 (44 d) |
| Justin Wesley Kuhl | Fidelity Personal And Workplace Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Nov 16, 2021 |
| Colleen Anne Brophy-Emma | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 20, 2021 | Sep 15, 2022 (330 d) |
| Dorian Scott Holmes | Fidelity Personal And Workplace Advisors BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Nov 29, 2021 (41 d) |
| Brian Michael Bergman | Fidelity Personal And Workplace Advisors BD affiliated | Smith Anglin Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Nov 29, 2021 (41 d) |
| Michael Nelson | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Nov 1, 2021 |
| Sarah Settle | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 25, 2021 |
| Alexander Carson Wolfe | Fidelity Personal And Workplace Advisors BD affiliated | Fourthought Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Mar 4, 2022 (137 d) |
| Gavin William Ellis | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2021 | Oct 18, 2021 |
| Eric Anthony Hallman | Fidelity Personal And Workplace Advisors BD affiliated | Svb Investment Services Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 12, 2021 |
| Mathew J Benson | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2021 | Sep 18, 2023 (707 d) |
| Colby Dotson | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Oct 11, 2021 | Oct 28, 2021 |
| Cole Richmond Service-Benzing | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2021 | May 15, 2023 (581 d) |
| Matthew John Civello | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Mar 21, 2023 (529 d) |