DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Simplicity Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Troy James Hines | Simplicity Wealth mixed wealth | Virtue Capital Management, LLC independent RIA | RIA to RIA | Jul 20, 2026 | Aug 11, 2026 |
| Doran Joseph O'Brien | Simplicity Wealth mixed wealth | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jun 18, 2026 | Jul 13, 2026 |
| Anthony Edwin Echang | Simplicity Wealth mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | May 22, 2026 | Jun 16, 2026 |
| Nathan David Smith | Simplicity Wealth mixed wealth | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 18, 2026 | Jun 1, 2026 |
| James R Newman | Simplicity Wealth mixed wealth | Portside Wealth Group, LLC independent RIA | RIA to RIA | May 15, 2026 | May 27, 2026 |
| Chad Patrick Budy | Simplicity Wealth mixed wealth | Brookstone Capital Management LLC independent RIA | RIA to RIA | May 11, 2026 | May 19, 2026 |
| David Morgan | Simplicity Wealth mixed wealth | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2026 | Sep 2, 2026 (140 d) |
| James Paul Ball | Simplicity Wealth mixed wealth | Virtue Capital Management, LLC independent RIA | RIA to RIA | Feb 3, 2026 | Feb 12, 2026 |
| Hilary Zaragoza | Simplicity Wealth mixed wealth | Aegis Wealth Management, Inc. independent RIA | RIA to RIA | Jan 30, 2026 | Feb 18, 2026 |
| Billie Carter Miles | Simplicity Wealth mixed wealth | Signal Advisors Wealth, LLC independent RIA | RIA to RIA | Jan 6, 2026 | Jul 22, 2026 (197 d) |
| Tilden Lester Sowdon | Simplicity Wealth mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Dec 12, 2025 |
| Amy Marie Roberts | Simplicity Wealth mixed wealth | Creativeone Wealth, LLC independent RIA | RIA to RIA | Dec 8, 2025 | Dec 10, 2025 |
| Santoria Simone Texidor | Simplicity Wealth mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 24, 2025 | Jan 22, 2026 (59 d) |
| Denver William Nowicz | Simplicity Wealth mixed wealth | Wealth For Life, LLC state registered | RIA to a state-registered adviser | Oct 20, 2025 | Oct 15, 2025 |
| Ronald T Swanick | Simplicity Wealth mixed wealth | Independent Wealth Network, Inc. independent RIA | RIA to RIA | Oct 17, 2025 | Oct 21, 2025 |
| Kenneth D. Greene | Simplicity Wealth mixed wealth | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2025 | Oct 7, 2025 |
| Matthew Glen Oaks | Simplicity Wealth mixed wealth | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2025 | Sep 2, 2025 |
| Daniel Aurelian Nicolaescu | Simplicity Wealth mixed wealth | Lasting Mark Retirement Group LLC state registered | RIA to a state-registered adviser | Jul 23, 2025 | Aug 11, 2025 |
| Randy Dominic Jaramillo | Simplicity Wealth mixed wealth | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jul 22, 2025 | Jul 23, 2025 |
| Stephen Scott Harper | Simplicity Wealth mixed wealth | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Jul 2, 2025 | Jul 2, 2025 |
| Emile Paul Dufrene | Simplicity Wealth mixed wealth | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jun 16, 2025 | Jun 20, 2025 |
| David Alan King | Simplicity Wealth mixed wealth | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2025 | Aug 1, 2025 (53 d) |
| Ted Miller | Simplicity Wealth mixed wealth | The Fiduciary Alliance independent RIA | RIA to RIA | Apr 25, 2025 | Oct 30, 2025 (188 d) |
| Alfredo Atencio | Simplicity Wealth other | Park Avenue Securities LLC BD affiliated | Other | Mar 6, 2025 | May 23, 2025 (78 d) |
| Bryan Peterson | Simplicity Wealth other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 19, 2025 | Apr 28, 2025 (68 d) |
| Ryan Davidson | Simplicity Wealth other | MML Investors Services, LLC BD affiliated | Other | Dec 19, 2024 | Jul 7, 2025 (200 d) |
| Andrew R Zimmer | Simplicity Wealth other | Curi Capital, LLC independent RIA | Other | Dec 16, 2024 | Apr 16, 2025 (121 d) |
| Joseph Carmen Deitrich | Simplicity Wealth other | Foundations Investment Advisors LLC independent RIA | Other | Sep 13, 2024 | Sep 16, 2024 |
| Gaetan Reginald Policard | Simplicity Wealth other | Foundations Investment Advisors LLC independent RIA | Other | Sep 3, 2024 | Sep 6, 2024 |
| Steven Harverd Greig | Simplicity Wealth other | Creativeone Wealth, LLC independent RIA | Other | Jul 12, 2024 | Jul 12, 2024 |
| Kevin Grant Brown | Simplicity Wealth other | Fortress Private Ledger, LLC independent RIA | Other | Jul 11, 2024 | Jul 9, 2024 |
| Wendy Thomas Fricks | Simplicity Wealth other | Pnc Wealth Management BD affiliated | Other | Jul 10, 2024 | Jul 10, 2024 |
| Andrew Michael Brenhaug | Simplicity Wealth other | Beacon Capital Management, LLC independent RIA | Other | May 23, 2024 | Jul 11, 2024 (49 d) |
| Derrick Johnson | Simplicity Wealth other | Benowitz Wealth Management state registered | Other | May 7, 2024 | Aug 9, 2024 (94 d) |
| Steven Michael Milligan | Simplicity Wealth independent RIA | Jb Wealth Advisors LLC no RAUM | RIA to a newly registered adviser | Mar 13, 2024 | Oct 26, 2023 |
| Mark Biggs | Simplicity Wealth independent RIA | Kinetic Investment Management, Inc. independent RIA | RIA to RIA | Feb 22, 2024 | Feb 28, 2024 |
| Jamale Trevon Carothers | Simplicity Wealth independent RIA | Kinetic Investment Management, Inc. independent RIA | RIA to RIA | Feb 22, 2024 | Feb 28, 2024 |
| Jackson Sowell | Simplicity Wealth independent RIA | Kinetic Investment Management, Inc. independent RIA | RIA to RIA | Feb 22, 2024 | Mar 7, 2024 |
| Ronald T Swanick | Simplicity Wealth independent RIA | Brownstone Financial Group LLC state registered | RIA to a state-registered adviser | Feb 7, 2024 | Jun 27, 2022 |
| Lisa Renae Carlson | Simplicity Wealth independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Jan 4, 2024 | Jan 8, 2024 |
| Christopher Taylor Cooper | Simplicity Wealth independent RIA | Owlfi independent RIA | RIA to RIA | Sep 29, 2023 | Sep 30, 2023 |
| Gary Andrew Ferguson | Simplicity Wealth independent RIA | John Moore & Associates Inc independent RIA | RIA to RIA | Sep 26, 2023 | Mar 27, 2024 (183 d) |
| Timothy Ray Whisler | Simplicity Wealth independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jun 15, 2023 | Jun 21, 2023 |
| Jonathan B Erwin | Simplicity Wealth independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Apr 18, 2023 | Apr 13, 2023 |
| Jared Margolies | Simplicity Wealth independent RIA | Simplicity Solutions, LLC asset manager | Other | Dec 5, 2022 | Dec 20, 2022 |
| Kathleen Ann Larouere | Simplicity Wealth independent RIA | Senior Tax Advisory Group unclassified | Other | Jul 11, 2022 | Feb 11, 2020 |
| Michael Terence Widlake | Simplicity Wealth independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jul 1, 2022 |
| David Allen Bankston | Simplicity Wealth independent RIA | Rwc For Life state registered | RIA to a state-registered adviser | May 19, 2022 | Feb 15, 2022 |
| Michael Joseph Fry | Simplicity Wealth independent RIA | Rwc For Life state registered | RIA to a state-registered adviser | Apr 29, 2022 | Feb 15, 2022 |
| Steven Verlin Wise | Simplicity Wealth independent RIA | Beacon Associates Wealth Management, LLC independent RIA | RIA to RIA | Apr 8, 2022 | Mar 14, 2022 |
| Quinten Steven Wise | Simplicity Wealth independent RIA | Beacon Associates Wealth Management, LLC independent RIA | RIA to RIA | Apr 8, 2022 | Mar 14, 2022 |
| Darcy Lee Bergen | Simplicity Wealth independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | Mar 7, 2022 |
| Andrew Mitchell Hall | Simplicity Wealth independent RIA | Virtus Financial Group no RAUM | RIA to a newly registered adviser | Mar 1, 2022 | Feb 10, 2022 |
| Jeremy Aden Erisman | Simplicity Wealth independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | May 10, 2022 (70 d) |
| Steve Mark Osterink | Simplicity Wealth independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Dec 16, 2021 | Jan 2, 2026 (1478 d) |
| Robert Cruces | Simplicity Wealth independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Oct 5, 2021 | Nov 2, 2021 |
| Kerry James Bouchard | Simplicity Wealth independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 30, 2021 | Jan 1, 2026 (1616 d) |
| David Kevin Seitzer | Simplicity Wealth independent RIA | Alloy Investment Management state registered | RIA to a state-registered adviser | Apr 19, 2021 | Jul 26, 2022 (463 d) |
| Jerry Eugene Linebaugh | Simplicity Wealth independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Apr 12, 2021 | Apr 13, 2021 |
| Spencer David Ader | Simplicity Wealth independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Apr 12, 2021 | May 19, 2021 (37 d) |
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71 moves match.