Advisor moves

Departures from Osaic Fa, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Wendy Wells	Osaic Fa, Inc. BD affiliated	Strategic Advisers LLC national BD	Affiliated broker-dealer or bank to another	Apr 16, 2018	May 1, 2018
Navarone Fernando Simpson	Osaic Fa, Inc. BD affiliated	Armstrong Dixon independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 10, 2018	Apr 19, 2018
Dustin Ryan Tondreau	Osaic Fa, Inc. other	Cuvantis Wealth Planning, LLC unclassified	Other	Mar 20, 2018	Aug 15, 2019 (513 d)
Lauren Nicole Szczybor	Osaic Fa, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 9, 2018	Jun 15, 2018 (98 d)
John Daniel Ebinger	Osaic Fa, Inc. other	Bay Point Wealth independent RIA	Other	Feb 28, 2018	Mar 10, 2018
Christopher Martin Kohne	Osaic Fa, Inc. other	Sugarloaf Wealth Management, LLC other	Other	Feb 5, 2018	Feb 22, 2018
John Daley Haggar	Osaic Fa, Inc. other	Cedrus independent RIA	Other	Feb 1, 2018	Jul 20, 2018 (169 d)
Asa Clayton Alliston	Osaic Fa, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Jan 26, 2018	Mar 8, 2018 (41 d)
Daniel Jacob Arreola	Osaic Fa, Inc. other	Integrity Alliance, LLC independent RIA	Other	Jan 24, 2018	Jan 10, 2018
Christopher Gouryh	Osaic Fa, Inc. other	Alliancebernstein L.P. other	Other	Jan 23, 2018	Feb 6, 2018
Laurence Edward Dunlap	Osaic Fa, Inc. other	Valic Financial Advisors, Inc. BD affiliated	Other	Jan 11, 2018	Apr 30, 2018 (109 d)
James Alan Walters	Osaic Fa, Inc. other	Verus Capital Partners, LLC other	Other	Dec 21, 2017	Feb 16, 2018 (57 d)
Matthew Brian Dombrowski	Osaic Fa, Inc. other	Richard W. Paul & Associates, LLC independent RIA	Other	Dec 20, 2017	Mar 14, 2018 (84 d)
Scott Drury Lundberg	Osaic Fa, Inc. other	Spc other	Other	Dec 19, 2017	Dec 1, 2017
Richard Andrew Stamps	Osaic Fa, Inc. other	Advice And Planning Services other	Other	Dec 18, 2017	Jan 10, 2018
Yolanda Cobb	Osaic Fa, Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 8, 2017	Dec 14, 2017
William Kenneth Mitchell	Osaic Fa, Inc. other	Jansson Financial Svcs state registered	Other	Dec 5, 2017	Nov 30, 2017
Nakia Schwann Martin	Osaic Fa, Inc. other	LPL Financial LLC independent RIA	Other	Dec 5, 2017	Nov 30, 2017
Keith Gerard Wetjen	Osaic Fa, Inc. other	Private Capital Group, LLC other	Other	Nov 17, 2017	Oct 31, 2017
Peter C Pabich	Osaic Fa, Inc. other	Private Capital Group, LLC other	Other	Nov 15, 2017	Oct 31, 2017
Emmanuel Allende	Osaic Fa, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 15, 2017	Mar 19, 2018 (124 d)
David Barol	Osaic Fa, Inc. other	Questar Asset Management, Inc. other	Other	Oct 30, 2017	Oct 18, 2017
Chase D. Michna	Osaic Fa, Inc. other	MML Investors Services, LLC BD affiliated	Other	Oct 30, 2017	Apr 16, 2018 (168 d)
Che Bailey	Osaic Fa, Inc. other	Personal Capital Advisors Corporation other	Other	Oct 24, 2017	Oct 17, 2017
Michael Diprimio	Osaic Fa, Inc. other	Westpark Capital, Inc. other	Other	Oct 24, 2017	Oct 23, 2017
Theodore Trottman	Osaic Fa, Inc. other	Raa other	Other	Oct 10, 2017	Oct 16, 2017
Rodney Kirkner	Osaic Fa, Inc. other	H. Beck, Inc. other	Other	Oct 2, 2017	Oct 12, 2017
Amy B Lillis-Konopacki	Osaic Fa, Inc. other	Nationwide Investment Advisors, LLC other	Other	Sep 29, 2017	Dec 13, 2017 (75 d)
David Patrick Chandler	Osaic Fa, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Sep 12, 2017	Sep 21, 2017
Sean Mccomber	Osaic Fa, Inc. other	Divergent Wealth unclassified	Other	Aug 22, 2017	Aug 29, 2017
Jason Michael Simmons	Osaic Fa, Inc. other	Pruco Securities, LLC BD affiliated	Other	Aug 11, 2017	Nov 3, 2022 (1910 d)
Timothy Adam Thielen	Osaic Fa, Inc. other	Integrated Wealth Concepts LLC independent RIA	Other	Aug 7, 2017	Jan 29, 2019 (540 d)
George Thomas Watson	Osaic Fa, Inc. other	Commonwealth Financial Network national BD	Other	Jul 31, 2017	Aug 31, 2017 (31 d)
Keith Larsen	Osaic Fa, Inc. other	Principal Securities, Inc. other	Other	Jul 27, 2017	Jul 31, 2017
Westley E Tibbs	Osaic Fa, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 18, 2017	Jul 12, 2017
Ehab Aly Selim	Osaic Fa, Inc. other	Investology Inc. independent RIA	Other	Jul 18, 2017	Jul 11, 2017
Alexander Joseph Valles	Osaic Fa, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 12, 2017	Jul 18, 2017
Nicole Reviello	Osaic Fa, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 28, 2017	Jul 18, 2017
Stefan Jackson	Osaic Fa, Inc. other	Personal Capital Advisors Corporation other	Other	Jun 28, 2017	Jun 23, 2017
Tracy Elizabeth Richardson	Osaic Fa, Inc. other	Valic Financial Advisors, Inc. other	Other	Jun 15, 2017	Jan 2, 2018 (201 d)
Troy Adam Cook	Osaic Fa, Inc. other	Armstrong Dixon other	Other	Jun 7, 2017	Jun 6, 2017
Lorie Ann Scheibel	Osaic Fa, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 6, 2017	May 23, 2017
Daniel Joseph Rooker	Osaic Fa, Inc. other	Factor Wealth Management other	Other	Jun 5, 2017	May 30, 2017
Robert Brett Hewitt	Osaic Fa, Inc. other	Sherman Wealth Management LLC independent RIA	Other	Jun 2, 2017	Jun 5, 2017
Terence Vincent Gallagher	Osaic Fa, Inc. other	Pruco Securities, LLC BD affiliated	Other	May 23, 2017	Jan 29, 2018 (251 d)
Jennifer Ann Denapoli	Osaic Fa, Inc. other	Charles Schwab & Co., Inc. national BD	Other	May 23, 2017	May 31, 2017
Thomas Richard Sawyer	Osaic Fa, Inc. other	Integrated Wealth Concepts LLC other	Other	May 15, 2017	Jul 10, 2017 (56 d)
Nicole Joanna Haseltine	Osaic Fa, Inc. other	Fisher Investments other	Other	May 10, 2017	Apr 25, 2017
Michael James Mcgowen	Osaic Fa, Inc. other	Principal Securities, Inc. other	Other	May 10, 2017	May 12, 2017
Kenneth Roy Painter	Osaic Fa, Inc. other	Strata Wealth Advisors, LLC no RAUM	Other	May 2, 2017	Apr 25, 2017
Vyoma Vipul Patel	Osaic Fa, Inc. other	Strata Wealth Advisors, LLC no RAUM	Other	May 2, 2017	Apr 21, 2017
Brandon Keith Cumba	Osaic Fa, Inc. other	Strata Wealth Advisors, LLC no RAUM	Other	May 2, 2017	Apr 21, 2017
Christopher Richard Ruby	Osaic Fa, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Apr 25, 2017	May 4, 2017
Jesse Isaac Creem	Osaic Fa, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 25, 2017	May 18, 2017
Dylan Curran	Osaic Fa, Inc. other	Altium Wealth Management LLC independent RIA	Other	Mar 30, 2017	Oct 24, 2018 (573 d)
Christin Nicole Clark	Osaic Fa, Inc. other	Creative Financial Designs, Inc. other	Other	Mar 24, 2017	May 3, 2017 (40 d)
Brett Alan Kuykendall	Osaic Fa, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Mar 23, 2017	Apr 4, 2017
Janine M Tanker	Osaic Fa, Inc. other	UBS Financial Services Inc. wirehouse	Other	Mar 17, 2017	Mar 20, 2017
Roberto Antonio Martinez	Osaic Fa, Inc. other	Prospera Financial Services, Inc. other	Other	Mar 15, 2017	Apr 12, 2018 (393 d)
Bruno C Passacantando	Osaic Fa, Inc. other	Integrated Wealth Concepts LLC other	Other	Mar 15, 2017	Mar 9, 2018 (359 d)

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1,675 moves match.