| Sheena Denise Hogue | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 18, 2016 | Mar 3, 2016 |
| William Douglas | Valic Financial Advisors, Inc. other | Capital One Advisors, LLC no RAUM | Other | Feb 12, 2016 | Mar 9, 2016 |
| Manuel A Elvir | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Feb 11, 2016 | Feb 29, 2016 |
| Michael Olsen | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 11, 2016 | Jan 23, 2017 (347 d) |
| Jeremy Benjamin Neilson | Valic Financial Advisors, Inc. other | E*Trade Capital Management, LLC other | Other | Feb 3, 2016 | May 5, 2016 (92 d) |
| Marc R Maddox | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Feb 3, 2016 | Mar 17, 2016 (43 d) |
| Joshua David Cromer | Valic Financial Advisors, Inc. other | Creative Planning other | Other | Feb 3, 2016 | Jan 14, 2016 |
| David Allen Fant | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Jan 22, 2016 | Feb 26, 2016 (35 d) |
| Daniel Johnson | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 22, 2016 | Jan 20, 2016 |
| Hooman Altafi | Valic Financial Advisors, Inc. other | Alta Financial Group state registered | Other | Jan 13, 2016 | Jan 6, 2016 |
| Justin Kodish Dilbeck | Valic Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Jan 13, 2016 | Jan 15, 2016 |
| Bruce Wayne Robertson | Valic Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Jan 6, 2016 | Dec 21, 2015 |
| Brett Andrew Laferrera | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 4, 2016 | Jan 25, 2016 |
| Jessica Lynn Laferrera | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 4, 2016 | Jan 25, 2016 |
| Steven Lynn Oneal | Valic Financial Advisors, Inc. other | Capital One Advisors, LLC no RAUM | Other | Dec 17, 2015 | Dec 16, 2015 |
| Donavan James Welch | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 10, 2015 | Dec 8, 2015 |
| Gaurav Batra | Valic Financial Advisors, Inc. other | Next Financial Group, Inc. other | Other | Nov 25, 2015 | Nov 23, 2015 |
| Emily Ann Christian | Valic Financial Advisors, Inc. other | Mercer Global Advisors Inc. other | Other | Nov 25, 2015 | Sep 22, 2017 (667 d) |
| John Patrick Dakin | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Nov 19, 2015 | Nov 12, 2015 |
| Joanne Dushek | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 5, 2015 | Nov 18, 2015 |
| George Delmont Peterson | Valic Financial Advisors, Inc. other | E*Trade Capital Management, LLC other | Other | Oct 29, 2015 | Nov 9, 2015 |
| Bryce Tadao Miyamoto | Valic Financial Advisors, Inc. other | Bankoh Advisors other | Other | Oct 21, 2015 | Oct 2, 2015 |
| Jessica Noelle Grigsby Bordelon | Valic Financial Advisors, Inc. other | Deutsche Bank Securities Inc. other | Other | Oct 14, 2015 | Nov 11, 2015 |
| Micah Wesley Todd | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Oct 14, 2015 | Oct 21, 2015 |
| Jon Aaron Cullen | Valic Financial Advisors, Inc. other | First Horizon Advisors, Inc other | Other | Oct 14, 2015 | Oct 16, 2015 |
| John White | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Oct 8, 2015 | Sep 2, 2016 (330 d) |
| Timothy Wade Rutt | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Oct 8, 2015 | Oct 5, 2015 |
| Joe Anthony Marini | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 6, 2015 | Feb 1, 2016 (118 d) |
| Douglas Alan Godfrey | Valic Financial Advisors, Inc. other | Bradley Wealth LLC other | Other | Sep 24, 2015 | Sep 28, 2015 |
| Patrick Jennings Latta | Valic Financial Advisors, Inc. other | Act Advisors other | Other | Sep 17, 2015 | Sep 18, 2015 |
| Tad Moses | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Sep 17, 2015 | Oct 23, 2015 (36 d) |
| Edwin James Woolley | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 4, 2015 | Aug 31, 2015 |
| Justin Douglas Brownlee | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Aug 27, 2015 | Nov 30, 2015 (95 d) |
| Aprenea Mccutchen | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 20, 2015 | Aug 25, 2015 |
| Stephen Alan Martin | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Aug 6, 2015 | Jul 28, 2017 (722 d) |
| Brandon Marcus Daniels | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 23, 2015 | Sep 30, 2015 (69 d) |
| Kirby Towns | Valic Financial Advisors, Inc. other | Bankers Life Advisory Services, Inc. other | Other | Jul 16, 2015 | Aug 31, 2017 (777 d) |
| Brian A Perdew | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 9, 2015 | Jan 1, 2026 (3829 d) |
| Ali Mahbod | Valic Financial Advisors, Inc. other | E*Trade Capital Management, LLC other | Other | Jun 18, 2015 | Jun 24, 2015 |
| Roman Lara | Valic Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | Jun 4, 2015 | Apr 12, 2017 (678 d) |
| Dorian Scott Holmes | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Jun 4, 2015 | Jun 3, 2015 |
| Austin Harold Lewis | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | May 7, 2015 | May 5, 2015 |
| Julio Antonio Leaty | Valic Financial Advisors, Inc. other | UBS Financial Services Inc. wirehouse | Other | Apr 30, 2015 | May 15, 2015 |
| Eric Michael Langenfeld | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Apr 30, 2015 | May 28, 2015 |
| Perry Allen Whitehead | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Apr 23, 2015 | May 21, 2015 |
| Jennifer M. Chadwell | Valic Financial Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Apr 16, 2015 | Apr 6, 2015 |
| Elizabeth Ann Courtney | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Apr 9, 2015 | Apr 6, 2015 |
| Louis E Kelley | Valic Financial Advisors, Inc. other | Next Financial Group, Inc. other | Other | Apr 6, 2015 | May 27, 2015 (51 d) |
| Ditzler J. Walker | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Apr 2, 2015 | Apr 16, 2015 |
| Olabisi Olugbenga Oduguwa | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Apr 2, 2015 | Apr 2, 2015 |
| Thomas J Kelly | Valic Financial Advisors, Inc. other | Vanderbilt Advisory Services BD affiliated | Other | Mar 26, 2015 | Apr 23, 2024 (3316 d) |
| Millard Philmore Coleman II | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Mar 26, 2015 | Mar 30, 2015 |
| Jeffrey Lynn Akright | Valic Financial Advisors, Inc. other | Bok Financial Advisors other | Other | Mar 19, 2015 | Mar 5, 2015 |
| Jacob Eunice | Valic Financial Advisors, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 19, 2015 | Apr 28, 2026 (4058 d) |
| William Jared Salansky | Valic Financial Advisors, Inc. other | Scottrade Investment Management other | Other | Mar 19, 2015 | Mar 24, 2017 (736 d) |
| James Kenneth Spann | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Mar 12, 2015 | Mar 17, 2015 |
| Janice F. Wong | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Mar 12, 2015 | May 5, 2015 (54 d) |
| Byron Richard Smith | Valic Financial Advisors, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 25, 2015 | Oct 29, 2021 (2438 d) |
| Justin Blake Howell | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Feb 19, 2015 | Jun 10, 2015 (111 d) |
| Joseph Michael Waters | Valic Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Feb 19, 2015 | Jun 20, 2016 (487 d) |