| Justy Abran Armijo | Valic Financial Advisors, Inc. other | Waddell & Reed other | Other | Apr 17, 2009 | Jul 19, 2010 (458 d) |
| Debra Ann Friend | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Apr 15, 2009 | Mar 14, 2011 (698 d) |
| Michael Andrew Grodotzke | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Apr 9, 2009 | Apr 7, 2009 |
| Joseph Thomas Leighton | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Apr 9, 2009 | Apr 2, 2009 |
| Steven William Hayes | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Apr 9, 2009 | Apr 6, 2009 |
| Carnell Anthony Freeman | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Apr 9, 2009 | Apr 14, 2009 |
| Andrew Simmons | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Mar 31, 2009 | Sep 17, 2009 (170 d) |
| William Patrick Harmon | Valic Financial Advisors, Inc. other | Avantax Advisory Services other | Other | Mar 31, 2009 | May 7, 2009 (37 d) |
| Elisia Faith Pearson | Valic Financial Advisors, Inc. other | Sovereign Wealth Advisors LLC no RAUM | Other | Mar 31, 2009 | Jun 29, 2015 (2281 d) |
| John Stuart Varick | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Mar 31, 2009 | Mar 26, 2009 |
| Walter Francis Wellsfry | Valic Financial Advisors, Inc. other | Wells Fargo Investments, LLC unclassified | Other | Mar 18, 2009 | Mar 10, 2009 |
| Rudolf Lucian Molnar | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Mar 18, 2009 | Mar 19, 2009 |
| Terrence Andrew Taylor | Valic Financial Advisors, Inc. other | Eagle Strategies LLC other | Other | Mar 18, 2009 | May 15, 2009 (58 d) |
| Benjamin Christopher Blakelock | Valic Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 18, 2009 | Dec 4, 2009 (261 d) |
| Joseph M Latour | Valic Financial Advisors, Inc. other | Signator Financial Services, Inc. other | Other | Mar 12, 2009 | Apr 13, 2009 (32 d) |
| Joe Henry Connell | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Mar 4, 2009 | Jun 21, 2010 (474 d) |
| John Carl Feeney | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Mar 4, 2009 | Feb 26, 2009 |
| James Gilbreath Chandler | Valic Financial Advisors, Inc. other | Lincoln Investment other | Other | Mar 4, 2009 | May 31, 2012 (1184 d) |
| Harold Duke Hunt | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Feb 23, 2009 | Feb 23, 2009 |
| Robert George Burleson | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 23, 2009 | Mar 18, 2009 |
| Winnie Yuen Yee Leong | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Feb 23, 2009 | Mar 15, 2005 |
| Michael Gordon Stockman | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Feb 23, 2009 | Feb 13, 2009 |
| Dean Pownall | Valic Financial Advisors, Inc. other | Wamu Investments, Inc. unclassified | Other | Feb 23, 2009 | Mar 16, 2009 |
| Michael Shane Kays | Valic Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Feb 13, 2009 | Mar 26, 2009 (41 d) |
| Kurt Schaefer | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Feb 6, 2009 | Jun 8, 2009 (122 d) |
| Bethany Marie Huff | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Feb 6, 2009 | Dec 3, 2025 (6144 d) |
| Frederick Ehrenberg Congdon | Valic Financial Advisors, Inc. other | Esi Financial Advisors other | Other | Feb 6, 2009 | Mar 17, 2009 (39 d) |
| Karine Renee Beard | Valic Financial Advisors, Inc. other | Associated Securities Corp. unclassified | Other | Feb 4, 2009 | Feb 13, 2009 |
| Richard Vincent Silva | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jan 30, 2009 | Jan 28, 2009 |
| Richard Park | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jan 28, 2009 | Feb 6, 2009 |
| Shawnee G Anderson | Valic Financial Advisors, Inc. other | Cl Wealth Management LLC other | Other | Jan 27, 2009 | Jan 23, 2009 |
| Jason Edward Thomas | Valic Financial Advisors, Inc. other | Avantax Advisory Services other | Other | Jan 23, 2009 | Oct 12, 2010 (627 d) |
| Birds Kyle Horton | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jan 13, 2009 | Feb 23, 2009 (41 d) |
| Steven Richard Burdick | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Jan 9, 2009 | Dec 23, 2008 |
| Regina Emily Mancini | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Jan 9, 2009 | Jan 13, 2009 |
| Michael James Petyak | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jan 9, 2009 | Mar 17, 2009 (67 d) |
| Angela Marie Secolo | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jan 8, 2009 | Jan 9, 2009 |
| Christopher Michael Van Stavern | Valic Financial Advisors, Inc. other | Investment Professionals, Inc. other | Other | Jan 8, 2009 | Jan 5, 2009 |
| James Dennis Underwood | Valic Financial Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Jan 7, 2009 | Jul 6, 2010 (545 d) |
| Timothy John Windos | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jan 7, 2009 | Jan 2, 2009 |
| Aaron Mckinley Baker | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Jan 7, 2009 | Jan 20, 2009 |
| Julian Pollard Sanderson | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 5, 2009 | May 7, 2009 (122 d) |
| Howard Mark Ramsamugh | Valic Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Dec 24, 2008 | May 27, 2010 (519 d) |
| Lionel Anthony Desbordes | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Dec 23, 2008 | Jan 29, 2009 (37 d) |
| Luiz Augusto Souto-Maior | Valic Financial Advisors, Inc. other | Thrivent Investment Management Inc. other | Other | Dec 22, 2008 | Dec 26, 2008 |
| Dorothy Ann Sperry | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Dec 22, 2008 | Dec 23, 2008 |
| Dan Paul Augustine | Valic Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Dec 22, 2008 | Dec 12, 2008 |
| Jonathan Drew Anderson | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 22, 2008 | Dec 16, 2008 |
| Scott Stephen Cheeseman | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 17, 2008 | Oct 10, 2014 (2123 d) |
| Thomas Russell Burbank | Valic Financial Advisors, Inc. other | Cetera Investment Services LLC other | Other | Dec 17, 2008 | Dec 17, 2008 |
| Kory Allan Johnson | Valic Financial Advisors, Inc. other | Integrity Alliance, LLC other | Other | Dec 11, 2008 | Dec 8, 2008 |
| Christopher Louis Hutson | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Dec 11, 2008 | Dec 11, 2008 |
| Ian Thomas Prymak | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Dec 11, 2008 | Dec 12, 2008 |
| Gloria A Dowiak | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 11, 2008 | Dec 2, 2008 |
| Pamela Krystal Mah | Valic Financial Advisors, Inc. other | Wealth And Income Strategies unclassified | Other | Dec 11, 2008 | Feb 27, 2009 (78 d) |
| Barbara Vaughan Redstone | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Dec 5, 2008 | Jan 8, 2010 (399 d) |
| Lance Masami Miyahira | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 5, 2008 | Nov 26, 2008 |
| David Daniel Stratton | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 5, 2008 | Feb 4, 2009 (61 d) |
| Bruce Corcoran | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Dec 3, 2008 | Nov 12, 2009 (344 d) |
| Robert Matthew Starcher | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 3, 2008 | Jan 21, 2009 (49 d) |