DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from M Holdings Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gwendolyn A Willey	M Holdings Securities, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Jul 13, 2018	Jul 11, 2018
Coby Van Harper	M Holdings Securities, Inc. BD affiliated	Lion Street Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Jul 11, 2018	Jul 23, 2018
Kyle Reed Christensen	M Holdings Securities, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Affiliated broker-dealer or bank to another	Jul 10, 2018	Jul 19, 2018
Michael Daniel Reid	M Holdings Securities, Inc. BD affiliated	Magellan Capital LLC unclassified	Other	Jun 25, 2018	Jul 13, 2018
Donald Roy Payne	M Holdings Securities, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Affiliated broker-dealer or bank to another	May 31, 2018	Oct 24, 2018 (146 d)
Schuyler Oda Mann	M Holdings Securities, Inc. BD affiliated	Retirement Wellness Group institutional	Other	May 31, 2018	Jan 1, 2025 (2407 d)
Beau Geste D'Silva	M Holdings Securities, Inc. BD affiliated	Retirement Wellness Group no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	May 31, 2018	Jul 13, 2018 (43 d)
John L Heacock	M Holdings Securities, Inc. BD affiliated	Hoover Financial Advisors, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 23, 2018	Jun 5, 2018
Roman Kim	M Holdings Securities, Inc. BD affiliated	Lord, Abbett & Co. LLC asset manager	Other	Apr 9, 2018	Aug 27, 2024 (2332 d)
Michael Bruce Kentor	M Holdings Securities, Inc. other	Lion Street Advisors, LLC BD affiliated	Other	Feb 23, 2018	Aug 7, 2018 (165 d)
Warren Bradford Stickney	M Holdings Securities, Inc. other	Lion Street Advisors, LLC other	Other	Feb 19, 2018	Feb 16, 2018
James Dennis Cavner	M Holdings Securities, Inc. other	Cavner Social Enterprises, LLC state registered	Other	Feb 9, 2018	Jan 7, 2015
Robert M Olson	M Holdings Securities, Inc. other	Kestra Advisory Services, LLC other	Other	Feb 1, 2018	Feb 1, 2018
Angela Kolb Cagwin	M Holdings Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 31, 2018	Feb 22, 2018
Melody Marie Behnke	M Holdings Securities, Inc. other	Securities America Advisors, Inc. BD affiliated	Other	Jan 22, 2018	May 29, 2019 (492 d)
David Bilbe Miller	M Holdings Securities, Inc. other	Auctus Advisors LLC no RAUM	Other	Jan 2, 2018	Nov 30, 2017
Patrick William Suffern	M Holdings Securities, Inc. other	Prospera Financial Services, Inc. other	Other	Nov 14, 2017	Feb 8, 2018 (86 d)
Ryan Michael Mohr	M Holdings Securities, Inc. other	Clarity Capital Management LLC state registered	Other	Nov 13, 2017	Oct 31, 2017
Scott Marshal Jones	M Holdings Securities, Inc. other	Valmark Advisers, Inc. other	Other	Nov 10, 2017	Nov 17, 2017
Timothy Patrick Mclanahan	M Holdings Securities, Inc. other	Prospera Financial Services, Inc. other	Other	Oct 18, 2017	Feb 8, 2018 (113 d)
Robert Lee Roberts	M Holdings Securities, Inc. other	Kestra Advisory Services, LLC other	Other	Oct 16, 2017	Nov 10, 2017
Alexander Blake Intriago	M Holdings Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 11, 2017	Oct 31, 2017
Shannon Nishio	M Holdings Securities, Inc. other	Edward Jones national BD	Other	Sep 13, 2017	Jul 21, 2021 (1407 d)
Jessica Ann Odorisio	M Holdings Securities, Inc. other	Hub Investment Advisors, Inc other	Other	Sep 11, 2017	Sep 8, 2017
Vivek Vishal	M Holdings Securities, Inc. other	Sentinel Pension Advisors, LLC. other	Other	Aug 30, 2017	Sep 15, 2017
Michael Constantine Skourtes	M Holdings Securities, Inc. other	LPL Financial LLC BD affiliated	Other	Aug 17, 2017	Oct 19, 2020 (1159 d)
Terence K Brown	M Holdings Securities, Inc. other	Coppell Advisory Solutions LLC independent RIA	Other	Jul 13, 2017	Jul 9, 2019 (726 d)
Kathleen Ruth Aicher	M Holdings Securities, Inc. other	Lockton Investment Advisors, LLC no RAUM	Other	Jun 19, 2017	Jul 11, 2017
Jennifer Marie Tucker	M Holdings Securities, Inc. other	D.A. Davidson & Co. other	Other	Jun 2, 2017	Jun 5, 2017
Steven Byungkwan Chang	M Holdings Securities, Inc. other	Steward Partners Investment Solutions, LLC independent RIA	Other	May 12, 2017	Apr 24, 2018 (347 d)
Kimberly Lynn Oros	M Holdings Securities, Inc. other	Sequoia Financial Group, L.L.C. other	Other	May 5, 2017	Aug 9, 2017 (96 d)
David F Smith	M Holdings Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 30, 2017	Aug 10, 2026 (3420 d)
Brian Thomas Cody	M Holdings Securities, Inc. other	Private Advisor Group, LLC other	Other	Feb 22, 2017	Feb 23, 2017
Jeffrey Douglas Brecht	M Holdings Securities, Inc. other	Principal Securities, Inc. other	Other	Jan 24, 2017	Mar 16, 2017 (51 d)
Jessica May Roks	M Holdings Securities, Inc. other	Creative Planning other	Other	Jan 3, 2017	Jan 10, 2017
Mark Ames Lamontagne	M Holdings Securities, Inc. other	Stancorp Investment Advisers, Inc. other	Other	Nov 18, 2016	Dec 1, 2016
Christopher Von Holland	M Holdings Securities, Inc. other	Aepg Wealth Strategies other	Other	Sep 16, 2016	Oct 17, 2016 (31 d)
Kevin Michael Murphy	M Holdings Securities, Inc. other	Provenio Capital no RAUM	Other	Sep 15, 2016	Sep 26, 2016
Jeremy David Chused	M Holdings Securities, Inc. other	Provenio Capital no RAUM	Other	Sep 15, 2016	Sep 26, 2016
Jacob Frederick Derrig	M Holdings Securities, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Jun 16, 2016	Sep 15, 2017 (456 d)
Tracy Allan Schaff	M Holdings Securities, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Jun 2, 2016	Jun 1, 2016
Karla Renee Pemberton	M Holdings Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 12, 2016	Jan 23, 2019 (1016 d)
Kenneth Ray Ehinger	M Holdings Securities, Inc. other	Kre Strategies, LLC unclassified	Other	Apr 4, 2016	Oct 13, 2016 (192 d)
David S Baumann	M Holdings Securities, Inc. other	Quantum Financial Partners LLC independent RIA	Other	Feb 24, 2016	Feb 23, 2016
Mark Damian Piccerelli	M Holdings Securities, Inc. other	Ivy Wealth Management, Inc. independent RIA	Other	Feb 4, 2016	Feb 9, 2016
Nathan David White	M Holdings Securities, Inc. other	Onedigital other	Other	Nov 18, 2015	Dec 11, 2015
Jonathan E Curley	M Holdings Securities, Inc. other	Butcherjoseph Asset Management, LLC unclassified	Other	Nov 13, 2015	Sep 8, 2016 (300 d)
Spencer Alexander Provow	M Holdings Securities, Inc. other	M Financial Asset Management, Inc. other	Other	Nov 2, 2015	Aug 5, 2009
Gretchen Elizabeth Chapdelaine	M Holdings Securities, Inc. other	Msi Financial Services, Inc. other	Other	Oct 22, 2015	Nov 4, 2015
Abram Doyle Early	M Holdings Securities, Inc. other	Vanguard Advisers, Inc. other	Other	Sep 21, 2015	Dec 1, 2015 (71 d)
Stephen F Murphy	M Holdings Securities, Inc. other	Eagle Strategies LLC other	Other	Jul 15, 2015	Feb 9, 2016 (209 d)
Brian Bruce Bristow	M Holdings Securities, Inc. other	Cuna Brokerage Services, Inc. other	Other	Jul 14, 2015	Nov 10, 2015 (119 d)
Paul Edward Watko	M Holdings Securities, Inc. other	LPL Financial LLC other	Other	May 29, 2015	Jul 23, 2015 (55 d)
Chris Chris Toomey	M Holdings Securities, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 7, 2015	Oct 12, 2021 (2470 d)
Jeffrey Scott Freiser	M Holdings Securities, Inc. other	Advice And Planning Services other	Other	Sep 30, 2014	Nov 20, 2014 (51 d)
Brian Robert Schmuke	M Holdings Securities, Inc. other	N1 Advisors other	Other	Aug 21, 2014	Sep 5, 2014
Andrew Rodgers Meyer	M Holdings Securities, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 30, 2014	Jan 12, 2023 (3118 d)
Ashwini Kumar Ahluwalia	M Holdings Securities, Inc. other	Prosperity Capital Advisors independent RIA	Other	Mar 24, 2014	Nov 8, 2023 (3516 d)
Peter Charles Yerger	M Holdings Securities, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Dec 20, 2013	Dec 15, 2015 (725 d)
Destin Michael Tompkins	M Holdings Securities, Inc. other	Efinancial Alliance, LLC independent RIA	Other	Nov 7, 2013	Dec 5, 2013

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306 moves match.