| Kristine Beth Geer | Park Avenue Securities LLC other | Guide Advisors, Inc. no RAUM | Other | Dec 18, 2015 | Mar 24, 2016 (97 d) |
| Kyung Eun Kim | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Dec 16, 2015 | Mar 2, 2016 (77 d) |
| Wayne Edward Ramsey | Park Avenue Securities LLC other | Principal Securities, Inc. other | Other | Dec 4, 2015 | Jan 4, 2016 (31 d) |
| Karen Irene Boykin | Park Avenue Securities LLC other | Woodbury Financial Services, Inc. other | Other | Dec 2, 2015 | Dec 1, 2015 |
| Nils Alain Nolan | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Nov 20, 2015 | Dec 11, 2015 |
| Ronald Lee Geer | Park Avenue Securities LLC other | Guide Advisors, Inc. no RAUM | Other | Nov 16, 2015 | Nov 16, 2015 |
| William Daniel Madden | Park Avenue Securities LLC other | Allstate Financial Advisors, LLC no RAUM | Other | Nov 9, 2015 | Nov 30, 2015 |
| Larry Alan Dietz | Park Avenue Securities LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 2, 2015 | Nov 2, 2015 |
| Daniel P Poole | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Oct 23, 2015 | Nov 9, 2015 |
| Derek James Packett | Park Avenue Securities LLC other | Nfp Advisor Services, LLC other | Other | Oct 23, 2015 | Oct 22, 2015 |
| Soo J Lee | Park Avenue Securities LLC other | Pnc Wealth Management other | Other | Oct 9, 2015 | Oct 16, 2015 |
| Lindy Grace Venustus | Park Avenue Securities LLC other | Wells Fargo Advisors wirehouse | Other | Oct 9, 2015 | Mar 16, 2016 (159 d) |
| Gregory Joseph Mcbride | Park Avenue Securities LLC other | Oneamerica Securities, Inc. other | Other | Sep 23, 2015 | Feb 25, 2016 (155 d) |
| John Azar Zakar | Park Avenue Securities LLC other | Royal Fund Management, LLC other | Other | Sep 22, 2015 | Nov 4, 2015 (43 d) |
| Keith Cuomo | Park Avenue Securities LLC other | MML Investors Services, LLC BD affiliated | Other | Sep 16, 2015 | Jun 14, 2021 (2098 d) |
| Paolo Francesco Marchetti | Park Avenue Securities LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 11, 2015 | Sep 8, 2015 |
| Monika Roy Crossley | Park Avenue Securities LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 9, 2015 | Sep 9, 2015 |
| Thomas Nolan Pendleton | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Aug 27, 2015 | Dec 2, 2015 (97 d) |
| Tim Juei-Ting Kao | Park Avenue Securities LLC other | Pruco Securities, LLC other | Other | Aug 26, 2015 | Oct 2, 2015 (37 d) |
| John D Margeson | Park Avenue Securities LLC other | Truist Advisory Services, Inc. no RAUM | Other | Aug 19, 2015 | Sep 6, 2016 (384 d) |
| Thomas Tristany Trela | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Aug 19, 2015 | Sep 24, 2015 (36 d) |
| Rebecca Anne Craig | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Aug 3, 2015 | Jan 11, 2016 (161 d) |
| Michael Ray Mcpeek | Park Avenue Securities LLC other | Exodus Wealth, LLC other | Other | Jul 23, 2015 | Jul 22, 2015 |
| Robert Alan Lockery | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jul 23, 2015 | Aug 31, 2015 (39 d) |
| Shawn Christopher Riggins | Park Avenue Securities LLC other | Wfg Advisors, LP other | Other | Jul 22, 2015 | Jul 20, 2015 |
| Robert Martin Herrmann | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Jul 20, 2015 | Jul 15, 2015 |
| Kimberly Vickers Johnson | Park Avenue Securities LLC other | Oneamerica Securities, Inc. other | Other | Jul 16, 2015 | Aug 5, 2015 |
| Tyler Dorsey Reams | Park Avenue Securities LLC other | Signaturefd, LLC other | Other | Jul 16, 2015 | Aug 5, 2015 |
| Adam Todd Goldberg | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 7, 2015 | Aug 13, 2015 (37 d) |
| Travis A Cloud | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Jul 1, 2015 | Jun 29, 2015 |
| Dustin Joseph Zahn | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Jun 18, 2015 | Jul 28, 2015 (40 d) |
| Marc Adam Preyer | Park Avenue Securities LLC other | Raymond James & Associates, Inc. national BD | Other | Jun 15, 2015 | Jun 16, 2015 |
| Robert Michael Kiff | Park Avenue Securities LLC other | Cadaret Grant & Co Inc BD affiliated | Other | Jun 5, 2015 | Aug 12, 2024 (3356 d) |
| Jeremy Rich Johnston | Park Avenue Securities LLC other | Allegis Investment Advisors, LLC other | Other | Jun 2, 2015 | Jun 5, 2015 |
| Christopher Wacker | Park Avenue Securities LLC other | Global View Capital Management LLC other | Other | May 29, 2015 | Dec 22, 2017 (938 d) |
| Bruce Graev | Park Avenue Securities LLC other | LPL Financial LLC other | Other | May 21, 2015 | May 26, 2015 |
| Brian Edward Noe | Park Avenue Securities LLC other | Osaic Fa, Inc. other | Other | May 15, 2015 | Apr 27, 2015 |
| Paul Bullara | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | May 8, 2015 | Jul 17, 2015 (70 d) |
| Christopher John Bissonnette | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | May 8, 2015 | Jun 18, 2015 (41 d) |
| Frank Mitchell Lequerica | Park Avenue Securities LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 4, 2015 | May 14, 2015 |
| Doran Michael Young | Park Avenue Securities LLC other | Janney Montgomery Scott LLC other | Other | Apr 30, 2015 | May 7, 2015 |
| Donald R Ayers | Park Avenue Securities LLC other | On Investment Management Co other | Other | Apr 30, 2015 | Aug 27, 2015 (119 d) |
| Michelle Jean Gessner | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Apr 27, 2015 | May 27, 2015 |
| Clint David Hinderaker | Park Avenue Securities LLC other | Principal Securities, Inc. other | Other | Apr 7, 2015 | Apr 16, 2015 |
| Steven Tadashi Yamashita | Park Avenue Securities LLC other | Bankoh Advisors other | Other | Apr 1, 2015 | Mar 23, 2015 |
| John C Carlson | Park Avenue Securities LLC other | Cetera Investment Advisers LLC other | Other | Apr 1, 2015 | Mar 25, 2015 |
| Brent Christopher Eugenides | Park Avenue Securities LLC other | Avantax Advisory Services other | Other | Mar 23, 2015 | Aug 25, 2015 (155 d) |
| Christopher Shawn Hebert | Park Avenue Securities LLC other | Securian Financial Services, Inc. other | Other | Mar 18, 2015 | Mar 25, 2015 |
| Zachary D Ross | Park Avenue Securities LLC other | Paladin Wealth Management Inc. unclassified | Other | Mar 18, 2015 | May 27, 2015 (70 d) |
| Michael Bayer | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Mar 10, 2015 | Mar 6, 2015 |
| Frederick Allan Phillips | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 10, 2015 | Apr 13, 2015 (34 d) |
| Michael S Hansen | Park Avenue Securities LLC other | True Purpose Advisors, LLC state registered | Other | Feb 20, 2015 | Feb 9, 2015 |
| John David Toliuszis | Park Avenue Securities LLC other | Fsc Securities Corporation other | Other | Feb 11, 2015 | Feb 23, 2015 |
| Nicholas Edward Donaldson | Park Avenue Securities LLC other | Cape Investment Advisory, Inc. other | Other | Feb 4, 2015 | Feb 4, 2015 |
| Shao-Tsung Tseng | Park Avenue Securities LLC other | Voya Financial Advisors, Inc. other | Other | Feb 4, 2015 | Mar 26, 2015 (50 d) |
| Steven A Coyne | Park Avenue Securities LLC other | LPL Financial LLC independent RIA | Other | Feb 4, 2015 | Jan 3, 2019 (1429 d) |
| George Adrian Corrado | Park Avenue Securities LLC other | Charles Schwab & Co., Inc. national BD | Other | Jan 28, 2015 | Mar 13, 2015 (44 d) |
| Scott William Shaw | Park Avenue Securities LLC other | J. W. Cole Advisors, Inc. other | Other | Jan 28, 2015 | Jan 14, 2015 |
| Jeffrey Brent Johnson | Park Avenue Securities LLC other | Allegis Investment Advisors, LLC other | Other | Jan 21, 2015 | Jan 22, 2015 |
| Larry Jamie Mcgrory | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Jan 15, 2015 | May 24, 2016 (495 d) |