| Katharine Fowler Clark | Park Avenue Securities LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 10, 2014 | Jun 4, 2014 |
| Bruce Gordon Read | Park Avenue Securities LLC other | Comprehensive Physicians Retirement Investing state registered | Other | Jun 3, 2014 | Dec 22, 2014 (202 d) |
| Marc Anthony Decuffa | Park Avenue Securities LLC other | J.P. Morgan Securities LLC wirehouse | Other | May 9, 2014 | May 2, 2014 |
| Jeffrey Alan Querido | Park Avenue Securities LLC other | Pnc Wealth Management other | Other | May 9, 2014 | May 21, 2014 |
| Brendan Morgan Farrelly | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | May 8, 2014 | Jun 11, 2014 (34 d) |
| Charles Joseph Ingulli | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | May 6, 2014 | May 30, 2014 |
| Christopher Ryan Whitley | Park Avenue Securities LLC other | Johnson Sterling, Inc. other | Other | Apr 29, 2014 | Mar 31, 2014 |
| Lawrence Joseph Papola | Park Avenue Securities LLC other | American Portfolios Advisors, Inc independent RIA | Other | Apr 22, 2014 | Jan 24, 2022 (2834 d) |
| James Roy Ibach | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Apr 22, 2014 | Jan 9, 2018 (1358 d) |
| Gerald King Emerson | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Apr 14, 2014 | May 8, 2014 |
| Arthur Abraham Barasch | Park Avenue Securities LLC other | Baron Financial Advisors, LLC state registered | Other | Apr 9, 2014 | Mar 26, 2014 |
| Braden Charles Ellis | Park Avenue Securities LLC other | Boulay Wealth other | Other | Mar 28, 2014 | Aug 27, 2014 (152 d) |
| Eric William Dean | Park Avenue Securities LLC other | Woodbury Financial Services, Inc. other | Other | Mar 28, 2014 | Nov 18, 2014 (235 d) |
| Wendy Lynn Eldridge | Park Avenue Securities LLC other | Marcum Wealth, LLC other | Other | Mar 17, 2014 | Mar 18, 2014 |
| Richard John Luckow | Park Avenue Securities LLC other | Virtue Capital Management, LLC independent RIA | Other | Mar 7, 2014 | Feb 21, 2022 (2908 d) |
| Scott Tasch | Park Avenue Securities LLC other | Altium Wealth Management LLC other | Other | Mar 5, 2014 | Feb 20, 2014 |
| Worawit Judd Tongprajiad | Park Avenue Securities LLC other | Waddell & Reed other | Other | Mar 3, 2014 | Mar 25, 2014 |
| Marc Lawrence Delia | Park Avenue Securities LLC other | Questar Asset Management, Inc. other | Other | Feb 25, 2014 | Mar 6, 2014 |
| Patrick E Moore | Park Avenue Securities LLC other | Lawing Financial Inc other | Other | Feb 19, 2014 | Feb 3, 2014 |
| Gregory Slater | Park Avenue Securities LLC other | Altium Wealth Management LLC other | Other | Feb 11, 2014 | Mar 6, 2014 |
| Seann Jeremy Schaller | Park Avenue Securities LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Feb 11, 2014 | Mar 21, 2024 (3691 d) |
| Handan Gencogluer | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Jan 31, 2014 | Jul 24, 2014 (174 d) |
| Peter Anthony Baldini | Park Avenue Securities LLC other | Private Advisor Group, LLC other | Other | Jan 23, 2014 | Nov 29, 2016 (1041 d) |
| Steven Schleupner | Park Avenue Securities LLC other | Cuna Brokerage Services, Inc. other | Other | Jan 22, 2014 | Jul 10, 2014 (169 d) |
| Aaron Joshua Cirksena | Park Avenue Securities LLC other | Morgan Stanley wirehouse | Other | Jan 22, 2014 | Mar 27, 2014 (64 d) |
| Adam Bass | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jan 7, 2014 | Jul 7, 2014 (181 d) |
| Bradford Perry Johnson | Park Avenue Securities LLC other | Edelman Financial Services, LLC other | Other | Jan 7, 2014 | Jan 2, 2014 |
| Joseph Daniel Neary | Park Avenue Securities LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Jan 2, 2014 | Jun 29, 2023 (3465 d) |
| Paul Howard Saks | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Dec 19, 2013 | Dec 13, 2013 |
| Angel Ruben Tineo | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Dec 19, 2013 | Oct 7, 2014 (292 d) |
| Paul Andrew Kyrimis | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Dec 19, 2013 | Mar 7, 2014 (78 d) |
| John Charles Von Nessen | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Dec 11, 2013 | Dec 4, 2013 |
| Richard Scott Ehrlich | Park Avenue Securities LLC other | Horter Investment Management, LLC other | Other | Dec 2, 2013 | Dec 26, 2013 |
| Randal Jay Johnsrud | Park Avenue Securities LLC other | Waddell & Reed other | Other | Nov 12, 2013 | Nov 19, 2013 |
| Matthew James Cunningham | Park Avenue Securities LLC other | Flagship Harbor Advisors, LLC other | Other | Oct 25, 2013 | Oct 22, 2013 |
| Joseph Peter Pilla | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Oct 21, 2013 | Oct 23, 2013 |
| Charles Michael Matisi | Park Avenue Securities LLC other | 4thought Financial Group Inc. other | Other | Oct 7, 2013 | Feb 4, 2014 (120 d) |
| Leslie Eric Streitfeld | Park Avenue Securities LLC other | Equitable Advisors, LLC national BD | Other | Oct 3, 2013 | Jan 2, 2026 (4474 d) |
| Jeffry Mark Rosen | Park Avenue Securities LLC other | American Portfolios Advisors, Inc other | Other | Oct 2, 2013 | Sep 30, 2013 |
| William Stephen Murray | Park Avenue Securities LLC other | Hbw Advisory Services LLC other | Other | Oct 2, 2013 | Mar 24, 2015 (538 d) |
| Jessi Hawk | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Sep 23, 2013 | Sep 3, 2013 |
| John Reed Sperry | Park Avenue Securities LLC other | Dynamic Wealth Advisors independent RIA | Other | Sep 23, 2013 | Oct 1, 2024 (4026 d) |
| James Walter Quaider | Park Avenue Securities LLC other | J.P. Morgan Securities LLC wirehouse | Other | Sep 16, 2013 | Sep 18, 2013 |
| Erwin Espina Prieto | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Sep 16, 2013 | Oct 23, 2013 (37 d) |
| Paula Demars Megan | Park Avenue Securities LLC other | Strategic Advisers LLC national BD | Other | Sep 13, 2013 | Aug 22, 2014 (343 d) |
| Peter Morris Seyler | Park Avenue Securities LLC other | Integrated Capital Management, Inc. other | Other | Sep 5, 2013 | May 2, 2014 (239 d) |
| Christopher Thomas Paoletti | Park Avenue Securities LLC other | Advice And Planning Services other | Other | Aug 27, 2013 | Sep 18, 2013 |
| Linda L Dash | Park Avenue Securities LLC other | Usaa Financial Planning Services no RAUM | Other | Aug 27, 2013 | Apr 11, 2014 (227 d) |
| James Philip Neshewat | Park Avenue Securities LLC other | J. W. Cole Advisors, Inc. other | Other | Aug 27, 2013 | Aug 28, 2013 |
| James Shannon Morris | Park Avenue Securities LLC other | United Brokerage Services Inc BD affiliated | Other | Jul 22, 2013 | Jul 6, 2022 (3271 d) |
| Davy Kwok | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jul 16, 2013 | Sep 9, 2013 (55 d) |
| Michael John Storch | Park Avenue Securities LLC other | Santander Securities other | Other | Jul 15, 2013 | Aug 2, 2013 |
| Cliff S Duester | Park Avenue Securities LLC other | Andina Advisors other | Other | Jul 5, 2013 | Jul 18, 2013 |
| James Jay Lindsay | Park Avenue Securities LLC other | Sagepoint Financial, Inc. other | Other | Jul 1, 2013 | Jul 15, 2013 |
| Mario Earl Carannante | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jun 19, 2013 | Jul 19, 2013 |
| Mark J Cangiano | Park Avenue Securities LLC other | Osaic Fs, Inc. other | Other | Jun 19, 2013 | Jun 12, 2013 |
| Ronald James Tine | Park Avenue Securities LLC other | Sterne Agee Investment Advisor Services, Inc. other | Other | Jun 17, 2013 | Jun 7, 2013 |
| Arthur Matthew Chen | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jun 6, 2013 | Aug 7, 2013 (62 d) |
| Theresa Ann Kohles | Park Avenue Securities LLC other | Insight Private Advisors, LLC no RAUM | Other | May 31, 2013 | Feb 18, 2014 (263 d) |
| Robert Frederick Schimeneck | Park Avenue Securities LLC other | Integrity Alliance, LLC other | Other | May 29, 2013 | Jun 5, 2013 |