DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Park Avenue Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Miguel Angel Zulueta | Park Avenue Securities LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 5, 2024 |
| Timothy L White | Park Avenue Securities LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2024 | Nov 7, 2024 |
| Tyler Capitano | Park Avenue Securities LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Mar 6, 2025 (111 d) |
| Trevor Lee Mann | Park Avenue Securities LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Mar 17, 2026 (487 d) |
| Christopher William Warner | Park Avenue Securities LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 15, 2024 | Jan 6, 2025 (52 d) |
| Amon D Dothard | Park Avenue Securities LLC BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Nov 7, 2024 |
| James Stephen Williams | Park Avenue Securities LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 13, 2024 |
| Nicholas William Davidson | Park Avenue Securities LLC BD affiliated | Strategic Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Oct 28, 2024 |
| John J Bellino | Park Avenue Securities LLC BD affiliated | Colomb Investment Management Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Nov 7, 2024 |
| Jeremy A Shook | Park Avenue Securities LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Apr 24, 2025 (175 d) |
| George Brooks Wrightnour | Park Avenue Securities LLC BD affiliated | Ac Wealth Partners other | Other | Oct 23, 2024 | Sep 5, 2024 |
| Thomas Joseph Mcneil | Park Avenue Securities LLC BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Aug 29, 2024 |
| Jennifer Zittel | Park Avenue Securities LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Oct 4, 2024 |
| Mark Pita | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2024 | Jan 7, 2025 (88 d) |
| Francis Choy | Park Avenue Securities LLC BD affiliated | Transglobal Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2024 | Jul 30, 2025 (295 d) |
| Ricardo Odayne Alliman | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Oct 2, 2024 |
| Joseph W Jeffers | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 18, 2024 |
| Brian Bossman | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Jan 6, 2025 (98 d) |
| Michael Terence Manghum | Park Avenue Securities LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Oct 1, 2024 |
| William Yex | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Oct 7, 2024 |
| Beau Benson Reed | Park Avenue Securities LLC BD affiliated | Titan independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Feb 24, 2025 (147 d) |
| Albert Mcgee | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Jan 17, 2025 (116 d) |
| Abraham Brukirer | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Dec 13, 2024 (81 d) |
| Maxwell Rhodes Rogers | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2024 | Jul 16, 2026 (667 d) |
| Demetrio Joselito Munoz | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Oct 8, 2024 |
| Rey Deborja | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 24, 2024 |
| Saul Obdiel Perez | Park Avenue Securities LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Aug 14, 2024 |
| Jeffrey Thomas Santillo | Park Avenue Securities LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 9, 2024 |
| Ann A Merkley | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Feb 13, 2025 (161 d) |
| Matthew J. Golden | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2024 | Aug 29, 2024 |
| Marko Vukovic | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2024 | Sep 18, 2024 |
| Katherine Jacobson | Park Avenue Securities LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 23, 2024 |
| Matthew Carl Spatola | Park Avenue Securities LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Dec 5, 2024 (106 d) |
| Daniel R. Silfer | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2024 | Sep 25, 2024 (41 d) |
| Albert Rhodes Wilson | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 2, 2024 |
| Nyle Stephen Berkes | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 2, 2024 |
| Parker Freedman | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Sep 9, 2024 (40 d) |
| Adam Woolston | Park Avenue Securities LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 25, 2024 |
| Jeffery J. Quinn | Park Avenue Securities LLC BD affiliated | Csi Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 22, 2024 | Jan 5, 2026 (532 d) |
| James Benjamin Peter Reid | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2024 | Dec 12, 2024 (143 d) |
| Ross Garing | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2024 | Jul 24, 2024 |
| Ziaul Islam Khondker | Park Avenue Securities LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2024 | Oct 14, 2024 (91 d) |
| Savio Nguyen | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2024 | Dec 18, 2024 (162 d) |
| Alec Edmond Muehlemeyer | Park Avenue Securities LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Jul 15, 2024 |
| Jordan Sullivan | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2024 | Sep 13, 2024 (73 d) |
| Aidan Vito Arone | Park Avenue Securities LLC BD affiliated | Shp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jul 24, 2024 |
| Carol Freeman Lindberg | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 17, 2024 |
| Jacqueline Seena Zweig | Park Avenue Securities LLC BD affiliated | Independent Advisor Alliance, LLC other | Other | Jun 12, 2024 | Dec 16, 2025 (552 d) |
| Spencer Phillips | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 20, 2024 |
| Steven Dolan | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 13, 2024 |
| Christopher Adam Wolfgram | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 31, 2024 | Oct 7, 2024 (129 d) |
| Darla M Serrano | Park Avenue Securities LLC BD affiliated | Provence Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Oct 4, 2024 (126 d) |
| Thomas Patrick O'Connor | Park Avenue Securities LLC BD affiliated | Onedigital institutional | Other | May 31, 2024 | Jan 13, 2026 (592 d) |
| Aldian David - Jonathan Isaacs | Park Avenue Securities LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Jun 18, 2024 |
| Jeffrey Rainess | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 17, 2024 |
| Robert Paul Wilson | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 20, 2024 |
| Timothy E Gottus | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2024 | May 30, 2024 |
| Michael Hough | Park Avenue Securities LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 17, 2024 | Jun 20, 2024 (34 d) |
| Susan Christine Plunkett-Barese | Park Avenue Securities LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 8, 2024 |
| Shane Davis | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | Jun 28, 2024 (44 d) |
1,692 moves match.