DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Michael Maggio | Pruco Securities, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jul 3, 2024 |
| Anthony Lawrence Mcelynn | Pruco Securities, LLC BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | May 23, 2024 |
| Emiliano Deriquer | Pruco Securities, LLC BD affiliated | Alliancebernstein L.P. asset manager | Other | Jun 17, 2024 | Jun 28, 2024 |
| Marc Joseph Alessandro | Pruco Securities, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jun 14, 2024 |
| Paul W Harvey | Pruco Securities, LLC BD affiliated | Zero Day Capital Enterprises LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Apr 29, 2025 (319 d) |
| Chidera Uchechukwu Nwangwu | Pruco Securities, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2024 | Jul 15, 2024 (31 d) |
| Bryce Adams | Pruco Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 20, 2024 |
| Michele Wolfe | Pruco Securities, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2024 | Nov 15, 2024 (155 d) |
| Vahid Tahmasebi Rad | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2024 | Aug 12, 2024 (60 d) |
| Michel Bethea | Pruco Securities, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Sep 6, 2024 (86 d) |
| Matthew Xavier Grieco | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jul 30, 2024 (48 d) |
| Quinn Landl | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jul 8, 2024 |
| Andrew Tyler Vendal | Pruco Securities, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2024 | Jul 18, 2024 (36 d) |
| Joseph P Miller | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2024 | Aug 2, 2024 (52 d) |
| Nicholas Edmond Hitti | Pruco Securities, LLC BD affiliated | Blackrock Investment Management, LLC other | Other | Jun 7, 2024 | Mar 3, 2025 (269 d) |
| John L Sammons | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jun 23, 2025 (381 d) |
| Ronald W Johnson | Pruco Securities, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2024 | Aug 12, 2024 (67 d) |
| Elliott N Singer | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Jul 10, 2024 (37 d) |
| Jared H Bovinet | Pruco Securities, LLC BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Jun 7, 2024 |
| Ana Carolina Bourasseau-Calderon | Pruco Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Aug 9, 2024 (67 d) |
| Cameron Johnson | Pruco Securities, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 31, 2024 | Aug 13, 2025 (439 d) |
| Lucas Grant Colantoni | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 9, 2024 |
| Bryan Douglas Cornell | Pruco Securities, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 29, 2024 | Jun 17, 2024 |
| David Allen Carter | Pruco Securities, LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | May 28, 2024 |
| Eli Gold Savelle | Pruco Securities, LLC BD affiliated | Betterment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Jul 23, 2024 (60 d) |
| Jonathan A Leymaster | Pruco Securities, LLC BD affiliated | Capstone Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2024 | Dec 12, 2025 (569 d) |
| Jeffrey Sean Crystal | Pruco Securities, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 21, 2024 | May 5, 2026 (714 d) |
| Francis J Aiello | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 21, 2024 | May 24, 2024 |
| Zachary Theunis Misak | Pruco Securities, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | May 21, 2024 | Jul 15, 2024 (55 d) |
| Nathan Thomas Fosnick | Pruco Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jul 15, 2024 (55 d) |
| Kyle Robert Thomas | Pruco Securities, LLC BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Nov 20, 2024 (184 d) |
| Christopher Todd Owens | Pruco Securities, LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2024 | May 17, 2024 |
| Jonathan E Sousa | Pruco Securities, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2024 | Sep 24, 2024 (132 d) |
| Ismael Cardenas | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | Oct 10, 2024 (149 d) |
| Samuel John Layton | Pruco Securities, LLC BD affiliated | Federated Securities Corp. no RAUM | Other | May 10, 2024 | Oct 15, 2024 (158 d) |
| William M Lowes | Pruco Securities, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 15, 2024 |
| Wendy P. Simmons | Pruco Securities, LLC BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 6, 2024 |
| Louis Bartuzik | Pruco Securities, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2024 | May 20, 2025 (383 d) |
| Adebusola Oluyemisi Laguda | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2024 | May 28, 2024 |
| James Edward Herbert | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 26, 2024 | May 3, 2024 |
| Christopher Lineberger | Pruco Securities, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 29, 2024 |
| Tyrone A Chaplin | Pruco Securities, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 7, 2024 |
| Gina Stoltz | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | May 15, 2024 |
| Kenneth Menezes | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2024 | May 14, 2024 |
| Elizabeth Palomar | Pruco Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | May 6, 2024 |
| Michael John Grembi | Pruco Securities, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 31, 2024 (38 d) |
| Zonia C Pullen | Pruco Securities, LLC BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 16, 2024 |
| Jason Scott Hoeltzel | Pruco Securities, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2024 | Jun 11, 2024 (53 d) |
| Joseph Sherburne | Pruco Securities, LLC BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2024 | Apr 25, 2024 |
| Shannon Taylor | Pruco Securities, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Apr 19, 2024 |
| Todd Alan Gambal | Pruco Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Oct 8, 2025 (539 d) |
| Matthew D Arnold | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | May 19, 2024 (33 d) |
| Tanner Steven Kobal | Pruco Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Jul 9, 2024 (84 d) |
| Todd Lyal Manteufel | Pruco Securities, LLC BD affiliated | Heck Capital Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Jun 24, 2024 (69 d) |
| Roger Lee Olson | Pruco Securities, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 2, 2024 |
| Samuel Robert Share | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Jan 17, 2025 (280 d) |
| Brandon E Zisa | Pruco Securities, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 26, 2024 |
| Cameron Thomas Obrien | Pruco Securities, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 4, 2024 |
| Charles Cain | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 17, 2024 |
| Kelly Renee Rose | Pruco Securities, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 2, 2024 |
2,236 moves match.