| Amy Joan Saar Owens | Mutual Of Omaha Investor Services, Inc. no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Mar 13, 2015 | Jun 29, 2023 (3030 d) |
| Andrew Richard Clyne | Mutual Of Omaha Investor Services, Inc. no RAUM | Cambridge Investment Research Advisors, Inc. other | Other | Feb 27, 2015 | Feb 23, 2015 |
| Jeffre Scott Reininger | Mutual Of Omaha Investor Services, Inc. no RAUM | Msi Financial Services, Inc. other | Other | Feb 17, 2015 | Apr 23, 2015 (65 d) |
| Daniel Lee Wohlenhaus | Mutual Of Omaha Investor Services, Inc. no RAUM | Signator Investors, Inc. other | Other | Feb 10, 2015 | Apr 1, 2015 (50 d) |
| Christopher Bradley Marlin | Mutual Of Omaha Investor Services, Inc. no RAUM | On Investment Management Co other | Other | Dec 31, 2014 | Feb 6, 2015 (37 d) |
| Jonathan Joseph Twidwell | Mutual Of Omaha Investor Services, Inc. no RAUM | Woodbury Financial Services, Inc. other | Other | Dec 23, 2014 | Nov 28, 2014 |
| Tyler Grant Davidson | Mutual Of Omaha Investor Services, Inc. no RAUM | Woodbury Financial Services, Inc. other | Other | Dec 23, 2014 | Dec 1, 2014 |
| Benjamin David Johnson | Mutual Of Omaha Investor Services, Inc. no RAUM | Woodbury Financial Services, Inc. other | Other | Dec 23, 2014 | Dec 1, 2014 |
| Matthew David Neville | Mutual Of Omaha Investor Services, Inc. no RAUM | Integrated Wealth Concepts LLC other | Other | Dec 23, 2014 | Dec 5, 2016 (713 d) |
| Homayoun Nekoorad | Mutual Of Omaha Investor Services, Inc. no RAUM | On Investment Management Co other | Other | Dec 22, 2014 | Jan 23, 2015 (32 d) |
| Ibrahim Benedict Al Naber | Mutual Of Omaha Investor Services, Inc. no RAUM | Transamerica Financial Advisors, LLC other | Other | Nov 20, 2014 | May 29, 2015 (190 d) |
| Jerry Leigh Betzler | Mutual Of Omaha Investor Services, Inc. no RAUM | Horace Mann Investors, Inc. no RAUM | Other | Nov 13, 2014 | Jul 27, 2015 (256 d) |
| Jonathan Thomas Hertneky | Mutual Of Omaha Investor Services, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Oct 20, 2014 | Oct 24, 2014 |
| Robert William Kowaleski | Mutual Of Omaha Investor Services, Inc. no RAUM | Msi Financial Services, Inc. other | Other | Oct 8, 2014 | Oct 6, 2014 |
| Charles Gyude Bryant | Mutual Of Omaha Investor Services, Inc. no RAUM | Fsc Securities Corporation other | Other | Sep 22, 2014 | Oct 6, 2014 |
| William Leo Leclair | Mutual Of Omaha Investor Services, Inc. no RAUM | Principal Securities, Inc. other | Other | Sep 5, 2014 | Sep 22, 2014 |
| Brian David Drolet | Mutual Of Omaha Investor Services, Inc. no RAUM | Sagepoint Financial, Inc. other | Other | Aug 22, 2014 | Apr 14, 2015 (235 d) |
| Michael Lee Escobar | Mutual Of Omaha Investor Services, Inc. no RAUM | Sagepoint Financial, Inc. other | Other | Aug 22, 2014 | Apr 14, 2015 (235 d) |
| Kevin Ryan Adams | Mutual Of Omaha Investor Services, Inc. no RAUM | Msi Financial Services, Inc. other | Other | Aug 8, 2014 | Jul 30, 2015 (356 d) |
| Kim Baughman Short | Mutual Of Omaha Investor Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Jun 13, 2014 | Jun 10, 2014 |
| Stewart Swinton Smith | Mutual Of Omaha Investor Services, Inc. no RAUM | Southport Capital independent RIA | Other | Jun 12, 2014 | Nov 14, 2019 (1981 d) |
| Elias Gee Randel | Mutual Of Omaha Investor Services, Inc. no RAUM | Cambridge Investment Research Advisors, Inc. other | Other | May 20, 2014 | May 1, 2014 |
| Michael Joseph Eicher | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC other | Other | May 15, 2014 | May 1, 2014 |
| Elaine Ardith Parlberg | Mutual Of Omaha Investor Services, Inc. no RAUM | Spc other | Other | Apr 28, 2014 | Jan 14, 2015 (261 d) |
| Lesley Pinckard | Mutual Of Omaha Investor Services, Inc. no RAUM | Questar Asset Management, Inc. other | Other | Apr 8, 2014 | Mar 24, 2014 |
| Kenneth Lavon Banks | Mutual Of Omaha Investor Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Apr 8, 2014 | Apr 30, 2014 |
| Andrew Haag Baron | Mutual Of Omaha Investor Services, Inc. no RAUM | John G. Ullman & Associates, Inc independent RIA | Other | Apr 8, 2014 | Jul 21, 2021 (2661 d) |
| Jason Ryan Adams | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC other | Other | Mar 4, 2014 | Apr 9, 2014 (36 d) |
| Richard Weston Keenan | Mutual Of Omaha Investor Services, Inc. no RAUM | Vsr Advisory Services other | Other | Feb 26, 2014 | Feb 3, 2014 |
| Kevin Patrick Pearce | Mutual Of Omaha Investor Services, Inc. no RAUM | Integrity Alliance, LLC other | Other | Jan 24, 2014 | Feb 12, 2014 |
| Timothy Kutsch | Mutual Of Omaha Investor Services, Inc. no RAUM | Equitable Advisors, LLC national BD | Other | Nov 21, 2013 | Nov 20, 2013 |
| Robert Davis Platt | Mutual Of Omaha Investor Services, Inc. no RAUM | H. Beck, Inc. other | Other | Aug 15, 2013 | Aug 15, 2013 |
| Mark Anthony Keating | Mutual Of Omaha Investor Services, Inc. no RAUM | MML Investors Services, LLC other | Other | Aug 7, 2013 | May 20, 2014 (286 d) |
| John Phillip Morgan | Mutual Of Omaha Investor Services, Inc. no RAUM | Lawing Financial Inc other | Other | Jul 31, 2013 | Jul 9, 2013 |
| Benyamin N Levy | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jul 31, 2013 | Jun 3, 2020 (2499 d) |
| Eric A Vinores | Mutual Of Omaha Investor Services, Inc. no RAUM | Nationwide Securities, LLC no RAUM | Other | Jul 9, 2013 | Aug 9, 2013 (31 d) |
| John Joseph Puccio | Mutual Of Omaha Investor Services, Inc. no RAUM | State Farm Investment Management Corp. asset manager | Other | Jun 20, 2013 | Dec 22, 2020 (2742 d) |
| Michael Patrick Nolan | Mutual Of Omaha Investor Services, Inc. no RAUM | Allstate Financial Advisors, LLC no RAUM | Other | Jun 19, 2013 | Jan 22, 2015 (582 d) |
| Kevin Malone | Mutual Of Omaha Investor Services, Inc. no RAUM | Td Ameritrade, Inc. no RAUM | Other | Jun 19, 2013 | Jun 24, 2013 |
| Andrew Robert Kuter | Mutual Of Omaha Investor Services, Inc. no RAUM | Fsc Securities Corporation other | Other | Jun 17, 2013 | Apr 24, 2015 (676 d) |
| Robert L Polley | Mutual Of Omaha Investor Services, Inc. no RAUM | Cambridge Investment Research Advisors, Inc. other | Other | May 13, 2013 | May 17, 2013 |
| Zenaida Buenaventura Orduna | Mutual Of Omaha Investor Services, Inc. no RAUM | Santander Securities other | Other | Apr 18, 2013 | Apr 16, 2013 |
| Jeffrey Dale Honaker | Mutual Of Omaha Investor Services, Inc. no RAUM | Td Ameritrade, Inc. no RAUM | Other | Mar 13, 2013 | Jul 16, 2013 (125 d) |
| Thomas Nelson Kikly | Mutual Of Omaha Investor Services, Inc. no RAUM | Securian Financial Services, Inc. other | Other | Feb 19, 2013 | Aug 9, 2013 (171 d) |
| Jason Thomas Blount | Mutual Of Omaha Investor Services, Inc. no RAUM | Raymond James Financial Services Advisors, Inc other | Other | Feb 15, 2013 | Feb 19, 2013 |
| Timothy Jay Van Slooten | Mutual Of Omaha Investor Services, Inc. no RAUM | M&T Securities, Inc. unclassified | Other | Jan 16, 2013 | Jan 24, 2013 |
| Erick Robert Krosky | Mutual Of Omaha Investor Services, Inc. no RAUM | Pnc Managed Account Solutions, Inc. other | Other | Jan 16, 2013 | Dec 13, 2016 (1427 d) |
| Robert C Bailie | Mutual Of Omaha Investor Services, Inc. no RAUM | Pnc Wealth Management other | Other | Dec 31, 2012 | Apr 23, 2013 (113 d) |
| Albert Chen | Mutual Of Omaha Investor Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 23, 2012 | Nov 13, 2012 |
| Patrick Jay Kirwan | Mutual Of Omaha Investor Services, Inc. no RAUM | Kirwan Capital state registered | Other | Sep 26, 2012 | Jan 8, 2013 (104 d) |
| Brent Austin Stanley | Mutual Of Omaha Investor Services, Inc. no RAUM | Allstate Financial Advisors, LLC no RAUM | Other | Sep 17, 2012 | Sep 20, 2012 |
| Tyler Durand Reeves | Mutual Of Omaha Investor Services, Inc. no RAUM | Collateral Financial Advisors, LLC unclassified | Other | Jul 20, 2012 | Jul 20, 2012 |
| Gregory Peter Ilukowicz | Mutual Of Omaha Investor Services, Inc. no RAUM | Yorktown Management And Research Co Inc other | Other | Apr 3, 2012 | Feb 11, 2014 (679 d) |
| Walton Wayne Driggers | Mutual Of Omaha Investor Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Mar 26, 2012 | Apr 17, 2012 |
| Daniel H Rosenberg | Mutual Of Omaha Investor Services, Inc. no RAUM | Stadion Money Management, LLC other | Other | Mar 8, 2012 | Aug 2, 2012 (147 d) |
| Stephen Daniel Casaccia | Mutual Of Omaha Investor Services, Inc. no RAUM | Stadion Money Management, LLC other | Other | Mar 8, 2012 | Mar 28, 2012 |
| Michelle Lee Cooper-Mcnally | Mutual Of Omaha Investor Services, Inc. no RAUM | Osaic Institutions, Inc. other | Other | Feb 24, 2012 | Feb 22, 2012 |
| David Jay Weisman | Mutual Of Omaha Investor Services, Inc. no RAUM | Beaumont Financial Partners LLC other | Other | Feb 16, 2012 | Oct 26, 2012 (253 d) |
| Bryan Lee Sachan | Mutual Of Omaha Investor Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Dec 31, 2011 | Jun 19, 2012 (171 d) |
| Scott Wood | Mutual Of Omaha Investor Services, Inc. no RAUM | Cwm, LLC BD affiliated | Other | Dec 1, 2011 | Aug 1, 2022 (3896 d) |