DFX Intelligence
Advisor moves
Departures from LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Glenn David Bujnoch | LPL Financial LLC BD affiliated | Mcf Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Apr 29, 2026 |
| William J Backscheider | LPL Financial LLC BD affiliated | Mcf Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Apr 29, 2026 |
| Naomi Tanabe | LPL Financial LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 24, 2026 |
| George Garza | LPL Financial LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2026 | Aug 21, 2026 (102 d) |
| David Julian Karachuk | LPL Financial LLC BD affiliated | Moneco Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Mar 6, 2026 |
| Cameron Joseph Mcfarlane | LPL Financial LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 24, 2026 |
| Stephanie Kay Schultz | LPL Financial LLC BD affiliated | Sensible Money, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Jun 12, 2026 (32 d) |
| Isiah Travis | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2026 | May 7, 2026 |
| Byron David Stahl | LPL Financial LLC BD affiliated | Headland Capital no RAUM | Other | May 7, 2026 | Dec 17, 2024 |
| Michael Laine | LPL Financial LLC BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | Apr 10, 2026 |
| Milton Marc Doremus | LPL Financial LLC BD affiliated | Fwm Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 5, 2026 | May 12, 2026 |
| Christopher Ryan Mcneal | LPL Financial LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2026 | Apr 29, 2026 |
| Trent Fox | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | Jun 16, 2026 (43 d) |
| David L. Limerick | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2026 | Apr 7, 2026 |
| Johnny Butler Campbell | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 16, 2026 |
| Amy Heald Peeples | LPL Financial LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2026 | May 14, 2026 |
| Justin Dane Cassida | LPL Financial LLC BD affiliated | Brown And Company, Inc. unclassified | Other | Apr 29, 2026 | Apr 9, 2015 |
| Danielle Kathleen Berz | LPL Financial LLC BD affiliated | Brown And Company, Inc. unclassified | Other | Apr 29, 2026 | Apr 9, 2015 |
| Zachary David Swaffer | LPL Financial LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | Apr 17, 2026 |
| Jonathan Kuiter | LPL Financial LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | Apr 17, 2026 |
| Jacob Thomas Olson | LPL Financial LLC BD affiliated | Intellicents Investment Solutions Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | May 15, 2026 |
| Mark Ransom Brown | LPL Financial LLC BD affiliated | Brown & Tedstrom, Inc. unclassified | Other | Apr 28, 2026 | Jan 1, 1999 |
| Steven Brian Smith | LPL Financial LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Mar 31, 2026 |
| Dirk Duff Ockerlander | LPL Financial LLC BD affiliated | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 17, 2026 |
| Michael Richard Lacey | LPL Financial LLC BD affiliated | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 17, 2026 |
| Giselle Marie Sada | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 27, 2026 | May 6, 2026 |
| Scott Brian Zuckerman | LPL Financial LLC BD affiliated | Manhattan Wealth Management Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 27, 2026 | Feb 2, 2026 |
| Jacklyn E. Lynch | LPL Financial LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 20, 2026 |
| James Eugene Magrane | LPL Financial LLC BD affiliated | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 17, 2026 |
| Mary Elizabeth Hines | LPL Financial LLC BD affiliated | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 17, 2026 |
| John Henly Chaulklin | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 16, 2026 |
| Brian Shawn Clayton | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 16, 2026 |
| Jason Anthony Strandberg | LPL Financial LLC BD affiliated | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2026 | Apr 17, 2026 |
| Shawn Michael Layton | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 22, 2026 |
| Brittany Priya Toolsie | LPL Financial LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2026 | Jun 8, 2026 (45 d) |
| Ian Simon Copple | LPL Financial LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 24, 2026 | May 13, 2026 |
| Alan Barry Krichman | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 21, 2026 |
| De'Baron Davis | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2026 | Apr 28, 2026 |
| Doris T Caramello | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Aug 7, 2026 (106 d) |
| William Donald Blank | LPL Financial LLC BD affiliated | Rehmann Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | Apr 22, 2026 |
| Andrew Aumann | LPL Financial LLC BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 24, 2026 |
| Mark Wingfield | LPL Financial LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2026 | Apr 29, 2026 |
| Cameron Macgregor Laine | LPL Financial LLC BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | Apr 10, 2026 |
| Matthew J Mcintyre | LPL Financial LLC BD affiliated | Prairiewood Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | May 6, 2026 |
| Jonathan Coleman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | May 18, 2026 |
| Richard Tobias Carlin | LPL Financial LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 29, 2026 |
| Thomas Sokira | LPL Financial LLC BD affiliated | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 13, 2026 |
| Adam Scott Radin | LPL Financial LLC BD affiliated | Flexible Plan Investments Ltd mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | May 15, 2026 |
| Kevin Vincent World | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2026 | May 6, 2026 |
| Rory Dean Miller | LPL Financial LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Jun 1, 2026 (45 d) |
| Hillman Kye Mccann | LPL Financial LLC BD affiliated | Signal Advisors Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | Apr 22, 2026 |
| Philip Seth Matherly | LPL Financial LLC BD affiliated | Ironoak Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2026 | Apr 17, 2026 |
| Matthew Robert Migliaccio | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 2, 2026 |
| Callie Catherine Johnson | LPL Financial LLC BD affiliated | Financial Forum, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2026 | Apr 21, 2026 |
| James Henry Johnson | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 13, 2026 |
| Matthew Chase Johnson | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 13, 2026 |
| Benjamin Thomas Harris | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 1, 2026 |
| Lawrence David Rolland | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 1, 2026 |
| Anthony Joseph Barrese | LPL Financial LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Mar 31, 2026 |
| Darryl Glenn Barnes | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 6, 2026 |
11,287 moves match.