| Dale R. Haithcock | Stifel, Nicolaus & Company, Incorporated national BD | Auxi Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 7, 2012 | Jan 5, 2026 (4960 d) |
| Michael Patrick Desaulnier | Stifel, Nicolaus & Company, Incorporated national BD | Private Advisor Group, LLC other | Other | Jun 4, 2012 | Jun 1, 2012 |
| Robert Joseph Ditrani | Stifel, Nicolaus & Company, Incorporated national BD | Private Advisor Group, LLC other | Other | Jun 4, 2012 | Jun 1, 2012 |
| Taylor Hall Sutherland | Stifel, Nicolaus & Company, Incorporated national BD | Halbert Hargrove other | Other | May 24, 2012 | Jun 20, 2012 |
| Michael Camiliere | Stifel, Nicolaus & Company, Incorporated national BD | Hightower Advisors, LLC other | Other | May 14, 2012 | May 23, 2012 |
| Robert Louis Rogers | Stifel, Nicolaus & Company, Incorporated national BD | Rogers Capital Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2012 | Apr 24, 2015 (1088 d) |
| Katherine Kay Louise Motzkus | Stifel, Nicolaus & Company, Incorporated national BD | Wfg Advisors, LP other | Other | Apr 16, 2012 | Oct 25, 2012 (192 d) |
| John Chang | Stifel, Nicolaus & Company, Incorporated national BD | Bedell Frazier Investment Counselling, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2012 | Dec 13, 2022 (3893 d) |
| Paul Robert Touchstone | Stifel, Nicolaus & Company, Incorporated national BD | Fort Point Capital Partners LLC other | Other | Mar 30, 2012 | Apr 3, 2012 |
| Paidemoyo Brian Charasika | Stifel, Nicolaus & Company, Incorporated national BD | Lanier Asset Management, LLC other | Other | Mar 22, 2012 | Jun 20, 2012 (90 d) |
| Matthew E Power | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 9, 2012 | Mar 8, 2012 |
| Jeffrey Deane Windes | Stifel, Nicolaus & Company, Incorporated national BD | Sterne Agee Asset Management, Inc. other | Other | Feb 28, 2012 | Jun 8, 2012 (101 d) |
| Benjamin Charles Gravina | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2012 | Feb 10, 2012 |
| Shawn Christopher Sauerwein | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC other | Other | Jan 30, 2012 | Jan 30, 2012 |
| Michael Raymond Schwenk | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2012 | Jan 27, 2012 |
| Harold Perry Uszerowicz | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 17, 2012 | Jan 13, 2012 |
| Andrew S Gibson | Stifel, Nicolaus & Company, Incorporated national BD | Natixis Advisors, LLC other | Other | Jan 10, 2012 | May 15, 2012 (126 d) |
| Philip Sargent Taylor | Stifel, Nicolaus & Company, Incorporated national BD | First Financial Equity Corporation other | Other | Jan 5, 2012 | Jan 23, 2012 |
| Justin Taylor Wise | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2011 | Sep 26, 2013 (659 d) |
| John Carroll Farley | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Nov 16, 2011 | Jan 7, 2014 (783 d) |
| Ronald Edward Wilson | Stifel, Nicolaus & Company, Incorporated national BD | Nova Financial Services other | Other | Oct 12, 2011 | Dec 21, 2011 (70 d) |
| Donald William Stellin | Stifel, Nicolaus & Company, Incorporated national BD | Hightower Advisors, LLC other | Other | Oct 10, 2011 | Nov 21, 2011 (42 d) |
| Patrick Nygaard | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 26, 2011 | Oct 10, 2011 |
| Franz Michael Barresi | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 20, 2011 | Sep 16, 2011 |
| Samuel Joseph Everett | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2011 | Sep 26, 2011 |
| Thomas J Bolain | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2011 | Dec 19, 2011 (98 d) |
| Melinda G Rogers | Stifel, Nicolaus & Company, Incorporated national BD | First Horizon Advisors, Inc other | Other | Aug 22, 2011 | Aug 31, 2011 |
| Mary Lillian Burrows | Stifel, Nicolaus & Company, Incorporated national BD | H. Beck, Inc. other | Other | Jul 6, 2011 | Jul 1, 2011 |
| Michael John Mccormick | Stifel, Nicolaus & Company, Incorporated national BD | Cascade Financial Management, Inc. other | Other | Jun 29, 2011 | Jun 27, 2011 |
| James Russell Harlow | Stifel, Nicolaus & Company, Incorporated national BD | Novare Capital Management other | Other | Jun 2, 2011 | Jun 18, 2012 (382 d) |
| Matthew Michael Mcmanus | Stifel, Nicolaus & Company, Incorporated national BD | United Planners' Financial Services Of America A Limited Partner other | Other | May 26, 2011 | May 25, 2011 |
| Matthew Earl Scheffler | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2011 | Oct 2, 2014 (1226 d) |
| Jeffrey Richard Thomason | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2011 | May 24, 2011 |
| Joseph Karcutskie | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2011 | Aug 30, 2011 (106 d) |
| Michael Howard Axelrod | Stifel, Nicolaus & Company, Incorporated national BD | Msi Financial Services, Inc. other | Other | May 10, 2011 | Aug 22, 2011 (104 d) |
| Katherine P Bellamy | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2011 | May 16, 2011 |
| Brent Kenneth Donovan | Stifel, Nicolaus & Company, Incorporated national BD | Geneos Wealth Management, Inc. other | Other | Apr 18, 2011 | Jan 16, 2013 (639 d) |
| Salvatore Favarolo | Stifel, Nicolaus & Company, Incorporated national BD | Lantern Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2011 | Sep 16, 2021 (3816 d) |
| Daniel Lee Reece | Stifel, Nicolaus & Company, Incorporated national BD | Chase Investment Services Corp. other | Other | Mar 14, 2011 | Mar 31, 2011 |
| Herbert Lyman Ormond | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 4, 2011 | Feb 4, 2011 |
| Michelle Ann Corey | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 4, 2011 | Feb 4, 2011 |
| Trey Michael Thompson | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 26, 2011 | Feb 9, 2011 |
| Michael Patrick Conley | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2011 | Jul 18, 2011 (179 d) |
| Scott Alan Latshaw | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Jan 14, 2011 | Jan 10, 2011 |
| Jennifer Bracey | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 6, 2011 | May 6, 2011 (120 d) |
| Kathleen Ann Witt | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Dec 15, 2010 | Jan 20, 2011 (36 d) |
| Joseph Matthew Marincik | Stifel, Nicolaus & Company, Incorporated national BD | Chase Investment Services Corp. other | Other | Nov 17, 2010 | Jun 8, 2011 (203 d) |
| Andrea Jane Graham | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Nov 16, 2010 | Jan 3, 2011 (48 d) |
| Steven Warren Lease | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2010 | Dec 3, 2010 |
| Dennis William Laughlin | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2010 | Oct 28, 2010 |
| Brian William Laughlin | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2010 | Oct 28, 2010 |
| Eugene Brendan Mccarthy | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2010 | Oct 28, 2010 |
| Samuel Peter Bartoletta | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2010 | Nov 9, 2010 |
| Walter Beres Stundick | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 14, 2010 | Aug 20, 2013 (1041 d) |
| William D Swancutt | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2010 | Oct 8, 2010 |
| Kevin Gerald Niekamp | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2010 | Oct 1, 2010 |
| Glenn Albert Hamler | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2010 | Sep 30, 2010 |
| David Rocco L'Erario | Stifel, Nicolaus & Company, Incorporated national BD | Woodbury Financial Services, Inc. other | Other | Sep 16, 2010 | Oct 8, 2010 |
| Curt Byron Allen | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2010 | Aug 27, 2010 |
| Francis Xavier Williams | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Aug 16, 2010 | Aug 13, 2010 |