DFX Intelligence
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Glander | LPL Enterprise, LLC BD affiliated | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | Apr 21, 2025 |
| Ronald Lawrence Woods | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 8, 2025 |
| Thomas Arch | LPL Enterprise, LLC BD affiliated | Arch Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2025 | Dec 18, 2025 (251 d) |
| Douglas Lynn Crowe | LPL Enterprise, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 10, 2025 |
| Benjamin Michael Williams | LPL Enterprise, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 4, 2025 |
| Anthony Alan Davis | LPL Enterprise, LLC BD affiliated | A Better Way Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Apr 8, 2025 |
| Christopher M Schoone | LPL Enterprise, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | May 28, 2025 (50 d) |
| Christopher Charles Fox | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 28, 2025 |
| Dilmurod S Adkhamov | LPL Enterprise, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Aug 13, 2025 (128 d) |
| Tracy Michelle Saylor | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Mar 24, 2025 |
| Chunyan Liu | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2025 | Apr 1, 2025 |
| Timothy Andrew Westra | LPL Enterprise, LLC BD affiliated | Mcdonald Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2025 | Aug 21, 2026 (505 d) |
| Samuel T Alt | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Mar 26, 2025 |
| Michael Walker | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 8, 2025 |
| Ionut Cosmin Gubavu | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Dec 1, 2025 (244 d) |
| Brandon James Anderson | LPL Enterprise, LLC no RAUM | Astra Wealth Management Group independent RIA | Other | Mar 28, 2025 | Mar 25, 2025 |
| Brandon M Reichert | LPL Enterprise, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Mar 28, 2025 | Apr 25, 2025 |
| Joshua Halter | LPL Enterprise, LLC no RAUM | Lincoln Investment independent RIA | Other | Mar 28, 2025 | Mar 12, 2026 (349 d) |
| Ksenia Dmitrievna Trikoz | LPL Enterprise, LLC no RAUM | Fingerlakes Wealth Management, Inc. independent RIA | Other | Mar 26, 2025 | May 15, 2025 (50 d) |
| Michael Murray | LPL Enterprise, LLC no RAUM | Stonex Advisors Inc. BD affiliated | Other | Mar 26, 2025 | Mar 31, 2025 |
| James Matthew Shea | LPL Enterprise, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Mar 26, 2025 | Mar 27, 2025 |
| Kamron Nahavandi | LPL Enterprise, LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Mar 25, 2025 | Mar 11, 2025 |
| Douglas Richard Strahle | LPL Enterprise, LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Mar 25, 2025 | Aug 26, 2026 (519 d) |
| Mark Paul Casa | LPL Enterprise, LLC no RAUM | Strategic Advisers LLC national BD | Other | Mar 24, 2025 | Apr 21, 2025 |
| Robert Deane Lenertz | LPL Enterprise, LLC no RAUM | State Farm Investment Management Corp. asset manager | Other | Mar 24, 2025 | Apr 4, 2025 |
| John Carroll | LPL Enterprise, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 24, 2025 | Jul 10, 2025 (108 d) |
| Josh Brackett | LPL Enterprise, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Mar 24, 2025 | Apr 8, 2025 |
| Michael R Prosuk | LPL Enterprise, LLC no RAUM | Schneider Downs Wealth Management Advisors, LP independent RIA | Other | Mar 21, 2025 | Apr 1, 2025 |
| Jeremy J Newton | LPL Enterprise, LLC no RAUM | First Command Advisory Services BD affiliated | Other | Mar 19, 2025 | Apr 22, 2026 (399 d) |
| Jonathan Francis Morrison | LPL Enterprise, LLC no RAUM | Shp Wealth Management, LLC independent RIA | Other | Mar 17, 2025 | Apr 3, 2025 |
| Ashton Payne Larza | LPL Enterprise, LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Mar 17, 2025 | Mar 24, 2025 |
| Moises Gonzalez | LPL Enterprise, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 17, 2025 | May 18, 2026 (427 d) |
| Alfred Mayes | LPL Enterprise, LLC no RAUM | First Command Advisory Services BD affiliated | Other | Mar 14, 2025 | Apr 1, 2025 |
| Robert Marasa | LPL Enterprise, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Mar 13, 2025 | Mar 10, 2025 |
| Andrew Peerboom | LPL Enterprise, LLC no RAUM | Morgan Stanley wirehouse | Other | Mar 13, 2025 | Jan 12, 2026 (305 d) |
| Paul Eshleman | LPL Enterprise, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Mar 13, 2025 | Jun 25, 2025 (104 d) |
| Matthew Kempinski | LPL Enterprise, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Mar 13, 2025 | Apr 30, 2025 (48 d) |
| Daniel Gehrs | LPL Enterprise, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Mar 11, 2025 | Mar 27, 2025 |
| Joseph John Braut | LPL Enterprise, LLC no RAUM | Santander Securities BD affiliated | Other | Mar 6, 2025 | Feb 25, 2025 |
| Emmanuel Willis | LPL Enterprise, LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Mar 6, 2025 | Nov 3, 2025 (242 d) |
| Enrico Malpas Santos | LPL Enterprise, LLC no RAUM | Braypark Wealth Management no RAUM | Other | Mar 5, 2025 | Feb 28, 2025 |
| Timothy Wayne Taylor | LPL Enterprise, LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Mar 4, 2025 | Feb 25, 2025 |
| Kevin Lyle Shelton | LPL Enterprise, LLC no RAUM | Buck Wealth Strategies, LLC independent RIA | Other | Mar 3, 2025 | Feb 27, 2025 |
| Jason Michael Simmons | LPL Enterprise, LLC no RAUM | Red Oak Financial Group independent RIA | Other | Mar 3, 2025 | Mar 14, 2025 |
| Elizabeth Lott | LPL Enterprise, LLC no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Mar 3, 2025 | Mar 7, 2025 |
| Mark Frederick Collier | LPL Enterprise, LLC no RAUM | Altitude Capital Management LLC independent RIA | Other | Mar 3, 2025 | May 27, 2025 (85 d) |
| Enrique Rodriguez | LPL Enterprise, LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Mar 3, 2025 | Apr 16, 2025 (44 d) |
| Aaron Lee Smith | LPL Enterprise, LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | Feb 20, 2025 | Feb 18, 2025 |
| Jameson Klein | LPL Enterprise, LLC no RAUM | Stifel, Nicolaus & Company, Incorporated national BD | Other | Feb 20, 2025 | Feb 19, 2025 |
| Douglas Macewen Brown | LPL Enterprise, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Feb 20, 2025 | Feb 7, 2025 |
| Brendan Patrick Sullivan | LPL Enterprise, LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Feb 20, 2025 | Apr 21, 2025 (60 d) |
| Michael N Turgeon | LPL Enterprise, LLC no RAUM | Unity Financial Planning Group LLC state registered | Other | Feb 19, 2025 | Apr 3, 2025 (43 d) |
| Andrew Patrick Christiansen | LPL Enterprise, LLC no RAUM | Condor Capital Wealth Management independent RIA | Other | Feb 19, 2025 | Mar 13, 2025 |
| Matthew Joseph Diniro | LPL Enterprise, LLC no RAUM | Equitable Advisors, LLC national BD | Other | Feb 14, 2025 | Feb 24, 2025 |
| Kevin James Nashburn | LPL Enterprise, LLC no RAUM | Hsbc Securities (USA) Inc. BD affiliated | Other | Feb 14, 2025 | Feb 20, 2025 |
| Jacob Wayne Harrison | LPL Enterprise, LLC no RAUM | Key Capital Management, Inc. independent RIA | Other | Feb 14, 2025 | Jan 1, 2026 (321 d) |
| Javier Alberto Fagundo Diaz | LPL Enterprise, LLC no RAUM | Equitable Advisors, LLC national BD | Other | Feb 14, 2025 | Oct 2, 2025 (230 d) |
| Kha Hoang | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Feb 10, 2025 | Apr 7, 2025 (56 d) |
| Remi Jordan Calozza | LPL Enterprise, LLC no RAUM | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Feb 10, 2025 | Feb 12, 2025 |
| Dustin William Scobey | LPL Enterprise, LLC no RAUM | Equitable Advisors, LLC national BD | Other | Feb 7, 2025 | Feb 18, 2025 |
545 moves match.