DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Personal Capital Advisors Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Thomas Floros | LPL Financial LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2021 | Mar 18, 2021 |
| Keith Michael Prybylski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Mar 3, 2021 | Feb 24, 2021 |
| Todd Lee Latocha | Facet independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Feb 24, 2021 | Jan 8, 2021 |
| Matthew John Almaguer | Act Wealth Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Feb 23, 2021 | Mar 9, 2021 |
| David Timothy Evans | E*Trade Capital Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Feb 2, 2021 | Jan 25, 2021 |
| Nathan Robert Anderson | Mariner BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Feb 12, 2021 |
| Louis Coleman Dessaint | Pnc Wealth Management BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2021 | Jan 14, 2021 |
| Joseph Lynch | Td Ameritrade, Inc. no RAUM | Personal Capital Advisors Corporation independent RIA | Other | Jan 11, 2021 | Feb 24, 2021 (44 d) |
| Ryan Alexander Bond | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2020 | Jan 5, 2021 |
| John Kevin Burke | Global Retirement Partners LLC institutional | Personal Capital Advisors Corporation independent RIA | Other | Dec 22, 2020 | Dec 7, 2020 |
| Nichole Boyd | Ae Wealth Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Dec 18, 2020 | Aug 23, 2022 (613 d) |
| Sean Thomas Johnson | E*Trade Capital Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Dec 16, 2020 | Dec 10, 2020 |
| Eric Chodkowski | Santander Securities BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2020 | Dec 23, 2020 |
| Damien Andrew Ruybal | Equitable Advisors, LLC national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2020 | Mar 1, 2021 (89 d) |
| Naomi Feldott | Prudential Select Strategies LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Nov 28, 2020 | Apr 23, 2021 (146 d) |
| Brandon Lynn French | Advice And Planning Services BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | May 18, 2021 (186 d) |
| Matthew Casinelli | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2020 | Nov 10, 2020 |
| Brian Andrew Turner | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2020 | Nov 19, 2020 |
| David Marc Janis | E*Trade Capital Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 14, 2020 | Oct 26, 2020 |
| Hope Gena Albu | Edward Jones national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2020 | Oct 13, 2020 |
| Glenn Alan Aldridge | Td Ameritrade Investment Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 3, 2020 | Oct 30, 2020 |
| Houston James Friend | Edelman Financial Engines mixed wealth | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Sep 18, 2020 | Sep 11, 2020 |
| Susan Kathleen Monaghan | Mercer Global Advisors Inc. independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Sep 14, 2020 | Sep 8, 2020 |
| Oksana Doncila | Wells Fargo Advisors wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Sep 10, 2020 | Sep 9, 2020 |
| Eric Peter Sirjord | Mutual Of Omaha Investor Services, Inc. no RAUM | Personal Capital Advisors Corporation independent RIA | Other | Sep 3, 2020 | Apr 15, 2021 (224 d) |
| Dylan Frank Patrick Younce | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 27, 2020 | Oct 15, 2020 (49 d) |
| Stephen P Gannon | Fifth Third Securities, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2020 | Mar 18, 2021 (209 d) |
| Phebe Etchu | Schwab Wealth Advisory, Inc. no RAUM | Personal Capital Advisors Corporation independent RIA | Other | Aug 20, 2020 | Aug 20, 2020 |
| Kevin William Vogel | Truist Advisory Services, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Sep 18, 2020 (46 d) |
| Michael David Reed | Mainstay Capital Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jul 31, 2020 | Aug 20, 2020 |
| Kristen Grace Smith | Resource Consulting Group, Inc. state registered | Personal Capital Advisors Corporation independent RIA | Other | Jul 23, 2020 | Jul 21, 2020 |
| Kevin James Clerkin | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jul 20, 2020 | Jul 23, 2020 |
| Daniel Mark Goldfarb | Return On Life Wealth Partners independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jul 13, 2020 | Jul 8, 2021 (360 d) |
| Robert Vollenweider | Td Ameritrade, Inc. no RAUM | Personal Capital Advisors Corporation independent RIA | Other | Jul 3, 2020 | Jul 23, 2020 |
| Scott Michael Perry | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jun 10, 2020 | May 9, 2022 (698 d) |
| Matthew Owen Reagan | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | May 21, 2020 | Jul 27, 2020 (67 d) |
| Scott Michael Walsh | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | May 15, 2020 | Aug 18, 2020 (95 d) |
| Sean Mark Hilliard | Thrivent Investment Management Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2020 | Nov 10, 2020 (207 d) |
| Griffith Eugene Graham | Td Ameritrade, Inc. no RAUM | Personal Capital Advisors Corporation independent RIA | Other | Jan 14, 2020 | Jan 16, 2020 |
| Steven Hart | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2020 | Dec 23, 2019 |
| Robert William Casale | Eagle Strategies LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2020 | Sep 1, 2020 (243 d) |
| Nicholas David Lager | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2019 | Jan 5, 2021 (385 d) |
| Jeremiah Athanas Forrest | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2019 | Oct 13, 2020 (307 d) |
| Brandon Mitchell Wyand | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2019 | Nov 18, 2019 |
| Keith James Brant | Usaa Investment Services Company BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Jan 14, 2020 (76 d) |
| Ernest Lloyd Neeley | Usaa Investment Services Company BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2019 | Oct 21, 2019 |
| Brendan Archibald | E*Trade Capital Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Oct 18, 2019 | Oct 22, 2019 |
| Christopher Stephen Dooley | Charles Schwab & Co., Inc. national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2019 | Jul 7, 2021 (636 d) |
| Joseph F. Devorak | Pnc Managed Account Solutions, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2019 | Oct 15, 2019 |
| Rachel Marie Buffalo | Morgan Stanley wirehouse | Personal Capital Advisors Corporation independent RIA | Wirehouse to independent RIA | Sep 5, 2019 | Sep 18, 2019 |
| Jeffrey Beck | E*Trade Capital Management, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 21, 2019 | Aug 20, 2020 (365 d) |
| Michael Mancivalano | Edward Jones national BD | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2019 | Feb 25, 2020 (188 d) |
| Christian Stromgren | Integrity Advisory, LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 13, 2019 | Nov 10, 2020 (455 d) |
| Timothy James Hoffman | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 12, 2019 | Oct 21, 2019 (70 d) |
| Brett William Sperin | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 9, 2019 | Aug 14, 2019 |
| Michael Richard Mravetz | Usaa Investment Services Company BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2019 | May 6, 2019 |
| Bradley G. West | Fidelity Personal And Workplace Advisors BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | Oct 13, 2020 (512 d) |
| Sean M. Myers | Cantor Fitzgerald Investment Advisors other | Personal Capital Advisors Corporation independent RIA | Other | May 1, 2019 | Sep 15, 2021 (868 d) |
| Benjamin G Bamford | Cantor Fitzgerald Investment Advisors other | Personal Capital Advisors Corporation independent RIA | Other | May 1, 2019 | Jul 17, 2019 (77 d) |
| Andrew Robert Perry | LPL Financial LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Mar 29, 2019 | Mar 20, 2019 |
236 moves match.