DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Transamerica Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John C KaineNationwide Securities, LLC no RAUMTransamerica Financial Advisors, LLC BD affiliatedOtherJul 1, 2020Dec 17, 2020 (169 d)
Rola ZarifeJ.P. Morgan Securities LLC wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 15, 2020Feb 12, 2021 (242 d)
Stephen Thomas GreggPruco Securities, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2020Aug 17, 2023 (1234 d)
Harold Kim JonesEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2020Mar 24, 2020
Andrew M SchneiderMorgan Stanley wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 5, 2020Dec 2, 2020 (272 d)
Lillian Sophia RealphHuntington Financial Advisors BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2020Mar 31, 2020 (36 d)
Brian Neil SchiavoPruco Securities, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 20, 2020Feb 9, 2022 (720 d)
Louis Christian StradlingMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2020Nov 16, 2020 (284 d)
Justin CarrasAlight Financial Advisors, LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2020Feb 26, 2020 (42 d)
Michael Meade TroyerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 2, 2020Jun 29, 2021 (544 d)
James Anthony DelaneyOn Investment Management Co BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2019Oct 21, 2021 (660 d)
Laura Elaine WilliamsWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 24, 2019Feb 11, 2021 (415 d)
Gerald Lee KaneEnlightened Finance LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 28, 2019Oct 28, 2019
George T SpechtTd Ameritrade, Inc. no RAUMTransamerica Financial Advisors, LLC BD affiliatedOtherSep 26, 2019Jun 7, 2021 (620 d)
Terrie MartinezTransamerica Retirement Advisors, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2019Nov 27, 2019 (92 d)
Kelly James CollinsTransamerica Retirement Advisors, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2019Aug 26, 2019
Patrick Kevin DaileyClaraphi Advisory Network, LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2019Sep 5, 2019 (77 d)
Diego Adrian ConejoPrimerica Advisors national BDTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 28, 2019
Richard R DavisVirtus Investment Advisers, LLC asset managerTransamerica Financial Advisors, LLC BD affiliatedOtherMay 13, 2019Apr 7, 2021 (695 d)
Shawn SharafkahMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 22, 2019Feb 19, 2021 (669 d)
Richard Alan HaginsQuest Capital Strategies, Inc. independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2019May 9, 2019
Christopher K JohnsonRaymond James Financial Services Advisors, Inc BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 30, 2019Apr 29, 2019 (89 d)
Troy Ronald SpencerConcourse Financial Group Advisors BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Apr 8, 2019 (98 d)
Xiu Qin HouIndependent Financial Group, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Mar 1, 2019 (60 d)
Carlos Di PonioIndependent Financial Group, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2018Dec 21, 2020 (731 d)
Yiding LeiCentaurus Financial, Inc. BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2018Nov 20, 2020 (703 d)
Kenan Anderson GodfreyEagle Strategies LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2018Jan 9, 2019 (37 d)
Maria LipinskiMorgan Stanley wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 6, 2018Sep 5, 2019 (303 d)
Shane A DaytonMorgan Stanley wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 22, 2018Feb 26, 2019 (127 d)
Ryan James BargfredeThrivent Investment Management Inc. BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2018Jan 23, 2019 (103 d)
Hunt Stephens TaylorVirtue Capital Management, LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2018Oct 17, 2018
Stefan Arthur JohnsonThe Life Group Financial Services independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2018Dec 5, 2018 (90 d)
Tyrone A ChaplinTruist Advisory Services, Inc. BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2018Apr 19, 2021 (970 d)
Eric Edward SwansonCapital Management Services, Inc. independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2018Aug 8, 2018
Justin Curtis ReppMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2018Jul 6, 2020 (734 d)
Gregory Fuller KiteInnovation Partners LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2018Nov 1, 2018 (126 d)
Krista Marie JohnsonPark Avenue Securities LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 13, 2018Oct 5, 2018 (114 d)
Lucinda D AlcottSignator Investors, Inc. BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2018May 24, 2018
Diego De Los SantosLPL Financial LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2018Mar 23, 2020 (710 d)
Victor Nelson LeeBlaylock Van, LLC unclassifiedTransamerica Financial Advisors, LLC BD affiliatedOtherApr 6, 2018Aug 27, 2018 (143 d)
Christopher David GibbsCommerce Brokerage Services, Inc independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2018Jun 5, 2018 (64 d)
Ronald DarwinPrimerica Advisors national BDTransamerica Financial Advisors, LLC otherOtherFeb 12, 2018Feb 21, 2018
Cynthia Fernandez ReidyPruco Securities, LLC BD affiliatedTransamerica Financial Advisors, LLC otherOtherJan 23, 2018Feb 26, 2018 (34 d)
Robert Brink Van CleaveAvantax Advisory Services otherTransamerica Financial Advisors, LLC otherOtherDec 20, 2017Mar 14, 2018 (84 d)
Mark Anthony NashAvantax Advisory Services otherTransamerica Financial Advisors, LLC BD affiliatedOtherDec 1, 2017Oct 11, 2019 (679 d)
Litonya Mia AllenAmeriprise Financial Services, LLC national BDTransamerica Financial Advisors, LLC otherOtherNov 22, 2017Feb 26, 2018 (96 d)
Justin Derick SavichSecurities America Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherNov 17, 2017Nov 20, 2017
William SpruillAvantax Advisory Services otherTransamerica Financial Advisors, LLC BD affiliatedOtherNov 15, 2017Aug 19, 2024 (2469 d)
Joe LeeGlobal Financial Private Capital, Inc. otherTransamerica Financial Advisors, LLC otherOtherNov 9, 2017Mar 2, 2018 (113 d)
Anthony Michael LippisLPL Financial LLC otherTransamerica Financial Advisors, LLC otherOtherOct 25, 2017Mar 26, 2018 (152 d)
Joseph Howard SpanoCetera Advisors LLC otherTransamerica Financial Advisors, LLC otherOtherSep 27, 2017Oct 5, 2017
Joseph Charles GittoWoodbury Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 24, 2017Sep 15, 2017
Horace Lee DanielRaymond James Financial Services Advisors, Inc otherTransamerica Financial Advisors, LLC otherOtherAug 24, 2017Jan 25, 2018 (154 d)
Ryan BellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherJul 5, 2017Sep 8, 2017 (65 d)
Chelly JosephValic Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherMay 12, 2017May 24, 2017
Jamel Evan WrightPrimerica Advisors national BDTransamerica Financial Advisors, LLC otherOtherMay 2, 2017Jun 19, 2017 (48 d)
Nathaniel George VieiraWaddell & Reed otherTransamerica Financial Advisors, LLC otherOtherApr 7, 2017Jun 30, 2017 (84 d)
Abraham Ernesto ZavalaWaddell & Reed otherTransamerica Financial Advisors, LLC otherOtherMar 31, 2017Jun 1, 2017 (62 d)
David George HohlPark Avenue Securities LLC otherTransamerica Financial Advisors, LLC BD affiliatedOtherMar 20, 2017Sep 10, 2018 (539 d)
Kristine Marie GillardSignator Investors, Inc. otherTransamerica Financial Advisors, LLC otherOtherMar 7, 2017Jun 28, 2017 (113 d)
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537 moves match.