DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ethan Thomas Jackson | Cassady Schiller Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2025 | Feb 10, 2025 |
| Luke Hardy Kremzar | Cassady Schiller Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2025 | Feb 10, 2025 |
| Elise Catherine Schulok | Cassady Schiller Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2025 | Feb 10, 2025 |
| Zubair Ahmad Khan | Glass Jacobson Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2025 | Nov 6, 2025 (262 d) |
| John David Macik | Thurston Springer Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Jul 24, 2025 (167 d) |
| Renee N Langlais | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2025 | Feb 18, 2025 |
| Alan Corbin Cluverius | Fisher Investments independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2025 | Apr 15, 2025 (82 d) |
| Jonathan C Jepsen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2025 | Jan 13, 2025 |
| Marissa Seleste Pattison | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2025 | Jan 13, 2025 |
| William Howson | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 17, 2025 |
| Cody Charles Riesterer | Eagle Strategies LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | May 11, 2026 (488 d) |
| Bradley Loren Anderson | Mainsail Financial Group independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Jan 13, 2025 |
| Noah Babin | Beacon Pointe Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2024 | Jan 17, 2025 |
| Griffin Walter Weinstein | Crestmont Private Wealth LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2024 | Jan 17, 2025 |
| Ronald Edgar Newton | Edelman Financial Engines independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2024 | Dec 16, 2024 |
| Michael Anthony Viselli | Ic Advisory Services, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Mar 6, 2025 (79 d) |
| Benjamin David Wayne Katsel | Edward Jones national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Mar 5, 2025 (79 d) |
| Robert Tolstykh | Pacific Portfolio Consulting, LLC mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2024 | Jan 2, 2025 |
| Jonathan Sepe | Equitable Advisors, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2024 | Jan 6, 2025 |
| Christian Patrick Richards | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 4, 2024 |
| Stephen Andrew Ripic | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 6, 2024 |
| James Joseph Yanelli | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 4, 2024 |
| Kathleen Carol Yanelli | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 4, 2024 |
| Anju Mohindru | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 4, 2024 |
| Steven James Lathrop | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Jan 22, 2025 (47 d) |
| Michael James Lathrop | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Dec 4, 2024 |
| Orion Jeffrey Marx | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Dec 3, 2024 |
| Jill J Klose | Sequoia Financial Group, L.L.C. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2024 | Nov 12, 2024 |
| Daren Lee Pladson | Sequoia Financial Group, L.L.C. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2024 | Nov 19, 2024 |
| Albert Glenn Mcnorton | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 16, 2024 |
| Jay Richard Labarre | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 16, 2024 |
| Damon Gregory Lee | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 16, 2024 |
| Michael Bezanson | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2024 | Mar 19, 2025 (106 d) |
| Kristen Loretta Hopkins | The Legacy Financial Group, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2024 | Dec 19, 2024 |
| Shannon R Wedepohl | Edelman Financial Engines independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2024 | Feb 27, 2025 (104 d) |
| David Carroll Colby | Avantax Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 13, 2024 |
| Jessica Nelson | Altfest Personal Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2024 | Dec 2, 2024 (32 d) |
| Yen-Huei Mary Jones | Charles Schwab & Co., Inc. national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Dec 17, 2025 (415 d) |
| Nathaniel Yan Chan | Osaic Fa, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Jul 22, 2026 (632 d) |
| Carolyn Kitzel | Spire Wealth Management, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | May 9, 2025 (206 d) |
| Ashley Renee Brewster | UBS Financial Services Inc. wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2024 | Oct 22, 2024 |
| Brandon Hendricks | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | May 21, 2025 (222 d) |
| Paul Mankarious | Rwa Wealth Partners independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Apr 22, 2025 (202 d) |
| Renrick Rhys Pesce | RBC Capital Markets, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Oct 4, 2024 |
| Austin Grant Kemmerer | Osaic Wealth, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 26, 2024 |
| Adam James Elder | Avantax Planning Partners, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 17, 2024 |
| Sean Van Der Wal | Bordeaux Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2024 | Sep 11, 2024 |
| Jason Pan | Mason Investment Advisory Services Inc mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2024 | Nov 12, 2024 (67 d) |
| Cody Philip Deane | Cetera Investment Advisers LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 24, 2024 |
| Matthew Almeida | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2024 | Apr 3, 2025 (218 d) |
| Michael Luke Fink | Ep Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2024 | Jul 16, 2024 |
| Ryan Anthony Cusin | Cx Institutional, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2024 | Aug 9, 2024 |
| Lucas Henry Woehler | Randolph Co Inc mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2024 | Oct 7, 2024 (59 d) |
| Davon Antionne Smith | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jul 15, 2024 |
| Jason Robert Saginario | Truist Advisory Services, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 18, 2024 |
| Robert Craig Spears | Cetera Investment Advisers LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 16, 2024 |
| Andrea Nicole Ellis | Jmg Financial Group Ltd independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2024 | Jul 12, 2024 |
| Scott Glen Walloch | Avantax Planning Partners, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 18, 2024 |
| Mitchell Clayton Kennedy | Sym Financial Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 21, 2024 | Jun 28, 2024 |
| Justin Benjamin Erfer | Onepoint Bfg Wealth Partners independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2024 | Nov 13, 2025 (511 d) |
886 moves match.