DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Transamerica Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alina Lee SantiagoNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTransamerica Financial Advisors, LLC otherOtherOct 2, 2014Oct 13, 2014
Kimberly Ann ShirkCuna Brokerage Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherSep 12, 2014Jan 2, 2015 (112 d)
Aimee Francoeur TesoroEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC otherOtherSep 11, 2014Nov 5, 2014 (55 d)
Neeley Ashton JohnSterling Advisor Group state registeredTransamerica Financial Advisors, LLC BD affiliatedOtherSep 9, 2014Apr 18, 2023 (3143 d)
John Samuel ScottConcourse Financial Group Advisors otherTransamerica Financial Advisors, LLC otherOtherSep 4, 2014Sep 22, 2014
Nathaniel Paul BartonValic Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 28, 2014Dec 21, 2015 (480 d)
He MaPrimerica Advisors national BDTransamerica Financial Advisors, LLC otherOtherAug 21, 2014Oct 30, 2014 (70 d)
Michael Lee RemingtonHbw Advisory Services LLC otherTransamerica Financial Advisors, LLC otherOtherAug 12, 2014Aug 29, 2014
John Davis PlaugherMML Investors Services, LLC otherTransamerica Financial Advisors, LLC otherOtherAug 1, 2014Aug 6, 2014
Michael Hamilton DennardFsc Securities Corporation otherTransamerica Financial Advisors, LLC otherOtherJul 28, 2014Aug 5, 2014
Tyler Brooks CornMML Investors Services, LLC otherTransamerica Financial Advisors, LLC otherOtherJul 23, 2014Jul 18, 2014
Carrie Ann SimmonsWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC otherOtherJul 21, 2014Jun 8, 2016 (688 d)
Joshua Patrick RiceNew England Securities Corporation otherTransamerica Financial Advisors, LLC otherOtherJun 30, 2014Jul 9, 2014
William Owen ThompsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherJun 16, 2014Jun 19, 2014
Jason PowellWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC otherOtherJun 5, 2014Apr 14, 2016 (679 d)
Timothy A FrancisEagle Strategies LLC otherTransamerica Financial Advisors, LLC otherOtherJun 3, 2014Jul 11, 2014 (38 d)
Harold Oscar LoweSignator Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherMay 30, 2014Jun 9, 2014
Lang AdamsRaymond James & Associates, Inc. national BDTransamerica Financial Advisors, LLC otherOtherMay 29, 2014Jun 5, 2014
Lehelle L YanceyPrimerica Advisors national BDTransamerica Financial Advisors, LLC otherOtherMay 22, 2014Jun 9, 2014
Richard Arthur ShivelyOsaic Fs, Inc. otherTransamerica Financial Advisors, LLC otherOtherApr 28, 2014Aug 19, 2014 (113 d)
Patricia Anne WojnarowskiGlobal View Capital Management LLC otherTransamerica Financial Advisors, LLC otherOtherApr 21, 2014May 27, 2014 (36 d)
Peter AndersonUnited Capital Financial Advisors otherTransamerica Financial Advisors, LLC otherOtherApr 15, 2014May 15, 2014
Karen Marie ZichtIndependent Financial Partners otherTransamerica Financial Advisors, LLC otherOtherMar 31, 2014Apr 9, 2014
Thomas TobiasFisher Investments otherTransamerica Financial Advisors, LLC otherOtherFeb 13, 2014Jan 22, 2016 (708 d)
Jay Steven SalamoneStrategic Advisers LLC national BDTransamerica Financial Advisors, LLC otherOtherJan 30, 2014Aug 20, 2015 (567 d)
Terrie MartinezValic Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherJan 29, 2014Feb 7, 2014
Dennis Brian NossEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC otherOtherJan 24, 2014Apr 17, 2015 (448 d)
Kena Salil ContractorMsi Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherJan 23, 2014Jan 4, 2016 (711 d)
David Shigeru OnoModern Capital Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherJan 21, 2014Jan 22, 2014
Lisa Lynn WatermanFifth Third Securities, Inc. otherTransamerica Financial Advisors, LLC otherOtherJan 17, 2014Jan 22, 2014
Jennifer C LewisCharles Schwab & Co., Inc. national BDTransamerica Financial Advisors, LLC otherOtherJan 14, 2014Jan 26, 2015 (377 d)
James Paul SmithVoya Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherDec 31, 2013Jan 6, 2014
Joseph Reid GillelandVoya Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherDec 31, 2013Jan 2, 2014
Jeffrey Ottwin AndersonVoya Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherDec 31, 2013Jan 6, 2014
Stacey Lynn MullinNationwide Securities, LLC no RAUMTransamerica Financial Advisors, LLC otherOtherDec 19, 2013Jun 30, 2014 (193 d)
Jeremy Wingo WithersVoya Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherDec 16, 2013Jan 9, 2014
Gregory Joseph ClingermanEdward Jones national BDTransamerica Financial Advisors, LLC otherOtherDec 5, 2013Nov 18, 2014 (348 d)
Veena GandhiMsi Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherNov 6, 2013Oct 13, 2015 (706 d)
Angelina Maria DietzCuna Brokerage Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherOct 2, 2013Jan 2, 2014 (92 d)
Wendy Piper WeantVoya Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherOct 1, 2013Oct 1, 2013
Joshua FrazierOneamerica Securities, Inc. otherTransamerica Financial Advisors, LLC otherOtherSep 19, 2013Oct 22, 2013 (33 d)
Robert Alan RussellTen Asset Management, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 31, 2013Oct 16, 2013 (46 d)
Mark Alan VosikaCreativeone Securities, LLC otherTransamerica Financial Advisors, LLC otherOtherAug 28, 2013Feb 27, 2014 (183 d)
Andrea LewisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherAug 16, 2013Aug 29, 2013
Francesco BiasiWestern International Securities otherTransamerica Financial Advisors, LLC otherOtherAug 6, 2013Aug 8, 2013
Robert John AhearnPrincipal Securities, Inc. otherTransamerica Financial Advisors, LLC otherOtherJul 9, 2013Jul 23, 2013
Gregory Dean LewisWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC otherOtherJul 2, 2013Jul 29, 2013
Vincent RogersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherJun 13, 2013Aug 28, 2013 (76 d)
Matthew Thomas GarotAmeriprise Financial Services, LLC national BDTransamerica Financial Advisors, LLC otherOtherJun 10, 2013Jun 14, 2013
Derick Hohin WongFinancial West Group otherTransamerica Financial Advisors, LLC otherOtherJun 10, 2013Aug 8, 2017 (1520 d)
David A LemarAvantax Advisory Services otherTransamerica Financial Advisors, LLC otherOtherMay 14, 2013May 8, 2013
Curtis Ray LevalleyWells Fargo Advisors wirehouseTransamerica Financial Advisors, LLC otherOtherMay 7, 2013Jun 4, 2013
Stephanie Devan AbeeNfp Advisor Services, LLC otherTransamerica Financial Advisors, LLC otherOtherMay 3, 2013Apr 29, 2013
Manuel Enrique CollazoInternational Assets Investment Management, LLC otherTransamerica Financial Advisors, LLC otherOtherMar 8, 2013Oct 16, 2014 (587 d)
Jeffrey Barnes HammondValic Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherFeb 14, 2013Jun 25, 2014 (496 d)
Keith JacksonMsi Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherFeb 5, 2013Jan 27, 2015 (721 d)
Gregory Fuller KiteGlobal Asset Management Group unclassifiedTransamerica Financial Advisors, LLC otherOtherJan 29, 2013Feb 25, 2013
William Nathan ShorackEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 10, 2013Apr 10, 2025 (4473 d)
Bradley Dees MayoMML Investors Services, LLC otherTransamerica Financial Advisors, LLC otherOtherJan 10, 2013Jan 30, 2013
Elizabeth I-Li NaEsi Financial Advisors otherTransamerica Financial Advisors, LLC otherOtherDec 31, 2012Feb 22, 2013 (53 d)
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537 moves match.