DFX Intelligence
Advisor moves
Arrivals at Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony James Mampieri | Lifepro Asset Management independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2022 | May 24, 2022 |
| Michael David Halsema | Raymond James Financial Services Advisors, Inc BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | May 24, 2022 |
| Kody Carl Followwill | Mercer Global Advisors Inc. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2022 | May 20, 2022 |
| Shawn Robert Mueller | J. W. Cole Advisors, Inc. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2022 | May 11, 2022 |
| Marcel John Kelley | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Jun 14, 2022 (46 d) |
| George Wallace Smith | Ridgegate Financial, LLC unclassified | Ae Wealth Management, LLC independent RIA | Other | Apr 21, 2022 | Feb 4, 2020 |
| David Kai Jesiolowski | Sound Financial Strategies Group, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2022 | Apr 4, 2022 |
| Joshua Harrison Taffer | Sound Financial Strategies Group, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2022 | Apr 4, 2022 |
| Thomas C Connelly | Valic Financial Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Apr 26, 2022 |
| Scott Michael Sheldon | Edward Jones national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Apr 29, 2022 (37 d) |
| Darcy Lee Bergen | Simplicity Wealth independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | Mar 7, 2022 |
| Jeremy Aden Erisman | Simplicity Wealth independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | May 10, 2022 (70 d) |
| Damon Louis La Tanzi | South Shore Investment Services LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2022 | Feb 23, 2022 |
| Andrew Crim | Mercer Global Advisors Inc. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2022 | Apr 6, 2022 (71 d) |
| Stephen Lowell Zannetti | Citizens Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2022 | Feb 7, 2022 |
| Charles Patrick Faulhaber | Northwestern Mutual Investment Services,LLC no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Dec 31, 2021 | Feb 14, 2022 (45 d) |
| Amy Rebecca Kincaid | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Nov 1, 2021 |
| Colin Frederick Philips | Schwab Wealth Advisory, Inc. no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Dec 22, 2021 | Dec 13, 2021 |
| Timothy Neal Riney | Fwg Investments, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2021 | Dec 21, 2021 |
| James Neal Lavy | Transamerica Financial Advisors, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 17, 2021 |
| Shawn Kent Hicks | Gradient Advisors, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2021 | Dec 14, 2021 |
| Jeffrey Lynn Akright | Bok Financial Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Jan 21, 2022 (44 d) |
| Gage Clay Ross | Creativeone Wealth, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2021 | Dec 9, 2021 |
| Cody Michael Emerson | Fidelity Personal And Workplace Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Nov 21, 2022 (362 d) |
| Clay Daniel Watkins | Facet independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2021 | May 12, 2022 (188 d) |
| Alma Dan Frandsen | Global View Capital Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2021 | Oct 25, 2023 (728 d) |
| Justin Wesley Kuhl | Fidelity Personal And Workplace Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Nov 16, 2021 |
| Aaron Keith Ulrich | Pruco Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Jan 27, 2022 (97 d) |
| Derek Randall Bostian | Advisory Alpha, LLC mixed wealth | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2021 | Oct 19, 2021 |
| Bradford M Malloy | Principal Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Nov 12, 2021 |
| Jason Rindskopf | Advisory Alpha, LLC mixed wealth | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2021 | Oct 20, 2021 |
| Michael J Ketchum | Edward Jones national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2021 | Feb 1, 2022 (113 d) |
| Stewart Swinton Smith | Southport Capital independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 8, 2021 | Nov 15, 2021 (38 d) |
| Bradley Michael Hinton | Financial Planning Center, Llp state registered | Ae Wealth Management, LLC BD affiliated | Other | Oct 4, 2021 | Oct 1, 2021 |
| Michael Mccoy Klebba | Charles Schwab & Co., Inc. national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2021 | Sep 28, 2021 |
| Thomas Joseph Healey | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 23, 2021 |
| Matthew E Weissman | MML Investors Services, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 7, 2021 |
| Lisa Lorraine Spurlock | Creativeone Wealth, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2021 | Sep 10, 2021 |
| Stephen James Schneider | Creativeone Wealth, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2021 | Sep 1, 2021 |
| Tyson Schmitt | Waddell & Reed BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Nov 24, 2021 (92 d) |
| Adam Ray Gay | Waddell & Reed BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Mar 15, 2022 (204 d) |
| Caleb Pryor | Waddell & Reed BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 23, 2021 (92 d) |
| Christopher K Johnson | Transamerica Retirement Advisors, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Nov 4, 2021 (79 d) |
| Brandon Erik Seifert | Securities America Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 12, 2021 |
| Brandon Webster Morgan | Virtue Capital Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2021 | Jul 23, 2021 |
| Sean Michael Burke | Fidelity Personal And Workplace Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Sep 9, 2021 (51 d) |
| Joel Nesbitt | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Aug 24, 2022 (421 d) |
| Matthew L. Gilbert | J.P. Morgan Securities LLC wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2021 | Jul 2, 2021 |
| Dennis Joseph Wakely | Charles Schwab & Co., Inc. national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2021 | Jun 15, 2021 |
| Christopher Michael Burke | Charles Schwab & Co., Inc. national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2021 | May 19, 2021 |
| Kirk Matthew Tokheim | Waddell & Reed BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2021 | May 14, 2021 |
| Dace Andrew Dekruif | Cetera Investment Advisers LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Jun 25, 2021 (56 d) |
| Brian Douglas Hinton | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2021 | Jun 9, 2021 (44 d) |
| Matthew Forrest | Cl Wealth Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2021 | Apr 15, 2021 |
| Keith Brand | Cl Wealth Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Apr 14, 2021 |
| Ashley C Robinson | Cl Wealth Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Apr 7, 2021 |
| Jason Hollis Johnson | Cl Wealth Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Apr 7, 2021 |
| Daniel Werts | Cl Wealth Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2021 | Apr 7, 2021 |
| Thomas Donald Gandolfi | Sound Income Strategies, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2021 | Apr 13, 2021 |
| Ryan Conrad Bates | Kalos Management BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2021 | Mar 10, 2021 |
662 moves match.