DFX Intelligence
Advisor moves
Arrivals at Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Deckard | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2020 | Feb 10, 2020 |
| John Anthony Sicola | Tucker Asset Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2020 | Feb 25, 2022 (766 d) |
| Matthew Crowe | Wells Fargo Advisors wirehouse | Ae Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jan 21, 2020 | Feb 5, 2020 |
| Jacob Alexander Serfas | First Advisors National, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 20, 2020 | Jan 20, 2020 |
| Richard Lee Runestad | Corecap Advisors BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2020 | Jan 14, 2020 |
| Nathan James Barger | Corecap Advisors BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2020 | Jan 15, 2020 |
| Ryan Phillip Csrnko | Brown And Company, Inc. unclassified | Ae Wealth Management, LLC BD affiliated | Other | Dec 31, 2019 | Sep 18, 2023 (1357 d) |
| David William Belisle | Creativeone Wealth, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Dec 3, 2019 | Dec 3, 2019 |
| Alvin Masanori Abe | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 7, 2019 |
| Jeffrey David Buck | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 6, 2019 |
| Katie Christine Buck | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 7, 2019 |
| Scott Michael Tusa | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 6, 2019 |
| Rachelle Marie Davis | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 6, 2019 |
| Sean Jeffrey Hite | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 6, 2019 |
| Justin Hamilton Hodges | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 7, 2019 |
| Brandi-Ayn Sachiko Kamano | Spc BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 6, 2019 |
| David L. Swenson | Spire Wealth Management, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2019 | Nov 7, 2019 |
| Chester Jay Blackmon | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 4, 2019 | Nov 14, 2019 |
| Glenn Patrick Cummings | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 31, 2019 | Nov 5, 2019 |
| Mark Richard Courtemanche | Portfolio Medics, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 28, 2019 | Oct 28, 2019 |
| Nannette Leigh Sabo | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2019 | Nov 14, 2019 |
| Jesse Dean Grutz | Alphastar Capital Management independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 23, 2019 | Oct 17, 2019 |
| Mitchell Louis Spiehs | Gradient Advisors, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 18, 2019 | Oct 18, 2019 |
| Thomas Isaac Blake | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2019 | Oct 29, 2019 |
| David Glenn Whorton | Charles Schwab & Co., Inc. national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Jan 22, 2020 (103 d) |
| Patrick J Couture | Brookstone Capital Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 7, 2019 | Oct 7, 2019 |
| Kia Xiong-Yang | Brookstone Capital Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 7, 2019 | Oct 7, 2019 |
| Edward Anthony Bails | Arbor Point Advisors BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Sep 19, 2019 |
| Nicholas Robert Sloane | Wealth Watch Advisors, Inc independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 24, 2019 | Sep 23, 2019 |
| Gordon Jay Forgione | Creativeone Wealth, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 20, 2019 | Sep 20, 2019 |
| Todd Franklin Gregory | D.H. Hill Advisors, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 9, 2019 | Sep 9, 2019 |
| David Scott Corman | The Patriot Financial Group, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2019 | Dec 6, 2023 (1555 d) |
| Kurt M Arseneau | Wealth Watch Advisors, Inc independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 3, 2019 | Sep 3, 2019 |
| Matthew Edward Corman | The Patriot Financial Group, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 27, 2019 | Sep 12, 2019 |
| Scott Evan Greene | Sandy Morris Financial & Estate Planning Services, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 26, 2019 | Jan 17, 2020 (144 d) |
| William Bradley Harrison | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 26, 2019 | Aug 27, 2019 |
| Scott Christopher Campbell | Wealth Watch Advisors, Inc independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 19, 2019 | Aug 19, 2019 |
| Kade Eric Schoenrock | Gradient Advisors, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 13, 2019 | Aug 8, 2019 |
| Gary William Ronan | Horter Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 9, 2019 | Aug 16, 2019 |
| Derek Jay Sensenig | Allstate Financial Advisors, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2019 | Nov 11, 2019 (95 d) |
| Roger Dale Smothers | Transamerica Financial Advisors, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2019 | Aug 5, 2019 |
| Robert Eugene Foss | Reverse Polish LLC unclassified | Ae Wealth Management, LLC independent RIA | Other | Aug 6, 2019 | Jul 10, 2019 |
| Robert Angus Guy | Scf Investment Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2019 | Aug 6, 2019 |
| Michael Anthony Lange | Southport Capital independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 1, 2019 | Aug 23, 2019 |
| Max H Snodgrass | Tucker Asset Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jul 19, 2019 | May 22, 2019 |
| Gerrod Gerard Galliano | Securian Financial Services, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Sep 12, 2019 (56 d) |
| Brett Eric Gottlieb | Legacy Road LLC unclassified | Ae Wealth Management, LLC independent RIA | Other | Jul 17, 2019 | Mar 27, 2019 |
| John Stephen Mckean | Legacy Road LLC unclassified | Ae Wealth Management, LLC independent RIA | Other | Jul 17, 2019 | Apr 2, 2019 |
| Matthew Rocco Palumbo | Edward Jones national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2019 | May 27, 2020 (316 d) |
| Jon Scott Gwatney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jul 2, 2019 | Jul 10, 2019 |
| Vincent Anthony Tizono | Virtue Capital Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jul 2, 2019 | Jun 28, 2019 |
| Blake Alexander Appell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jul 2, 2019 | Dec 17, 2019 (168 d) |
| Sarah Jeanette Saum | Integrity Alliance, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jun 25, 2019 | Jul 1, 2019 |
| Stuart Shaun Choy | Peak American Investment Advisors, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jun 19, 2019 | Jul 8, 2019 |
| Nolan Scott Mcintosh | Integrity Alliance, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jun 13, 2019 | May 13, 2019 |
| Justin Michael Marcus | Primerica Advisors national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2019 | Jun 12, 2019 |
| Jordan Robert Gilberti | Park Avenue Securities LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2019 | Jun 17, 2019 |
| Maria Teresa Hernandez | Lincoln Investment BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | Jun 13, 2019 |
| Nicholas Richard Rohde | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | May 6, 2019 |
| Cody Bennett | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | May 6, 2019 |
662 moves match.