DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Clearbridge Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rebecca White CrockettFranklin Templeton Fund Adviser, LLC asset managerClearbridge Investments, LLC mixed wealthOtherMay 12, 2021Feb 7, 2023 (636 d)
Benjamin WoodWells Fargo Advisors wirehouseClearbridge Investments, LLC mixed wealthWirehouse to independent RIAOct 23, 2019Jan 16, 2020 (85 d)
Eric Joshua NeisnerFranklin Templeton Fund Adviser, LLC asset managerClearbridge Investments, LLC mixed wealthOtherSep 11, 2019Apr 15, 2021 (582 d)
Shelby ReevesAlliancebernstein L.P. otherClearbridge Investments, LLC mixed wealthOtherJan 18, 2019Jan 15, 2019
Christopher C GarvinNeuberger Berman Bd LLC no RAUMClearbridge Investments, LLC mixed wealthOtherOct 9, 2018Jan 10, 2019 (93 d)
Ann Bands DoyleFinancial Guard, LLC otherClearbridge Investments, LLC mixed wealthOtherJun 7, 2018Jan 17, 2024 (2050 d)
Jennifer Lea GrunbergSchroder Investment Management North America Inc otherClearbridge Investments, LLC mixed wealthOtherJul 28, 2017Aug 10, 2018 (378 d)
Jesse Lukas PerraultEdward Jones national BDClearbridge Investments, LLC otherOtherMar 13, 2017Mar 29, 2017
Rodney Raymond AllainAst Investment Services, Inc. otherClearbridge Investments, LLC mixed wealthOtherMar 10, 2017Jun 3, 2021 (1546 d)
George Ronald ToulsonVanguard Advisers, Inc. otherClearbridge Investments, LLC otherOtherOct 31, 2016Nov 22, 2016
Jason Eric StepanikDelaware Capital Management Advisers, Inc no RAUMClearbridge Investments, LLC otherOtherApr 1, 2016Mar 22, 2016
Roger Nmn ParadisoMorgan Stanley wirehouseClearbridge Investments, LLC otherOtherOct 13, 2015Mar 4, 2016 (143 d)
Courtney Bernice LathropUBS Financial Services Inc. wirehouseClearbridge Investments, LLC otherOtherOct 6, 2015Oct 14, 2015
Brenner John LecompteMorgan Stanley wirehouseClearbridge Investments, LLC otherOtherJun 15, 2015Jun 24, 2015
Todd Gregory PamBlackrock Financial Management, Inc otherClearbridge Investments, LLC otherOtherMay 19, 2015Jun 23, 2015 (35 d)
Ross Eric IngberLord, Abbett & Co. LLC otherClearbridge Investments, LLC otherOtherApr 16, 2015Jan 9, 2017 (634 d)
Michael James KollarBlackrock Investment Management, LLC otherClearbridge Investments, LLC mixed wealthOtherApr 9, 2015Apr 25, 2022 (2573 d)
Christopher RuffinoBny Mellon Advisors, Inc. otherClearbridge Investments, LLC otherOtherApr 1, 2015Apr 13, 2015
Maegen Emily ChaudryCapital Client Group, Inc. no RAUMClearbridge Investments, LLC otherOtherMar 19, 2015Dec 6, 2016 (628 d)
Daniel Kenton PenroseBny Mellon Advisors, Inc. otherClearbridge Investments, LLC mixed wealthOtherJan 14, 2015Aug 24, 2026 (4240 d)
Wayne Jefferson SeamanInvesco Advisers, Inc. otherClearbridge Investments, LLC otherOtherDec 1, 2014Dec 5, 2014
Jeffrey Michael SchulzeLord, Abbett & Co. LLC otherClearbridge Investments, LLC mixed wealthOtherNov 10, 2014May 15, 2021 (2378 d)
Thomas BloomerRussell Investments otherClearbridge Investments, LLC otherOtherOct 29, 2014Oct 28, 2014
James Gerard GuideraLord, Abbett & Co. LLC otherClearbridge Investments, LLC otherOtherOct 7, 2014Dec 16, 2014 (70 d)
Ricardo Jose RuizLord, Abbett & Co. LLC otherClearbridge Investments, LLC otherOtherAug 6, 2014Oct 23, 2014 (78 d)
Michael MogaveroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseClearbridge Investments, LLC otherOtherAug 4, 2014Aug 6, 2014
Eric Michael BreyBlackrock Investment Management, LLC otherClearbridge Investments, LLC mixed wealthOtherAug 4, 2014Apr 7, 2021 (2438 d)
Daniel William CourtneyBlackrock Investment Management, LLC otherClearbridge Investments, LLC otherOtherMay 7, 2014Jun 6, 2014
Christopher Michael CollinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseClearbridge Investments, LLC otherOtherNov 12, 2013Dec 24, 2013 (42 d)
Joseph D CiomborMorgan Stanley wirehouseClearbridge Investments, LLC mixed wealthWirehouse to independent RIAJan 25, 2013Jan 23, 2023 (3650 d)
James Mark LavanManaged Account Advisors LLC otherClearbridge Investments, LLC mixed wealthOtherNov 1, 2012Feb 7, 2023 (3750 d)
Cara Corinne MaglioccoVoya Investment Management Co. LLC otherClearbridge Investments, LLC otherOtherMar 22, 2012Mar 23, 2012
Bayley Seton DavisMorgan Stanley wirehouseClearbridge Investments, LLC mixed wealthWirehouse to independent RIAJan 27, 2012May 1, 2021 (3382 d)
Paul Joseph MckennaPutnam Investment Management, LLC otherClearbridge Investments, LLC otherOtherDec 14, 2011Jan 6, 2012
Michael Jay ScottoMorgan Stanley wirehouseClearbridge Investments, LLC otherOtherOct 12, 2011Dec 5, 2011 (54 d)
Christopher PotitoEquitable Advisors, LLC national BDClearbridge Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 27, 2011May 9, 2021 (3512 d)
Jamie A ZelemDominari Securities LLC otherClearbridge Investments, LLC otherOtherJun 29, 2011Apr 13, 2012 (289 d)
Heather Marie LensethAmeriprise Financial Services, LLC national BDClearbridge Investments, LLC otherOtherJun 8, 2011Jun 7, 2011
William Dennis ToomeyInvesco Advisers, Inc. otherClearbridge Investments, LLC otherOtherJun 1, 2011Jun 14, 2011
Bobby Bahadar Singh TakharCitigroup Global Markets Inc. otherClearbridge Investments, LLC mixed wealthOtherMay 17, 2011Sep 9, 2024 (4864 d)
Michael Stephen D'AngelosVoya Investment Management Co. LLC otherClearbridge Investments, LLC mixed wealthOtherMay 6, 2011Apr 7, 2021 (3624 d)
Mark William ConroyAmundi Pioneer Institutional Asset Management, Inc. otherClearbridge Investments, LLC otherOtherApr 26, 2011Apr 19, 2011
Jeffrey Steven HudakPeople'S Securities, Inc. otherClearbridge Investments, LLC otherOtherJan 24, 2011Feb 1, 2011
Christina M SanchezAmundi Pioneer Institutional Asset Management, Inc. otherClearbridge Investments, LLC otherOtherJan 7, 2011Jan 7, 2011
Matthew Anthony TullyManulife Investment Management (US) LLC otherClearbridge Investments, LLC otherOtherNov 29, 2010Nov 24, 2010
Victoria VerityEquitable Advisors, LLC national BDClearbridge Investments, LLC otherOtherJul 14, 2010Jul 26, 2010
Daniel SchwartzTouchstone Advisors Inc otherClearbridge Investments, LLC otherOtherJun 2, 2010Dec 2, 2010 (183 d)
Scott Louis LanglaisCommonwealth Financial Network national BDClearbridge Investments, LLC otherOtherFeb 8, 2010Jul 26, 2010 (168 d)
Matthew Patrick DoyleBofa Advisors, LLC otherClearbridge Investments, LLC otherOtherOct 2, 2009Dec 11, 2009 (70 d)
Christopher James CocozzaWells Fargo Advisors wirehouseClearbridge Investments, LLC otherOtherAug 12, 2008Aug 6, 2010 (724 d)
Irina ShimarovaUBS Financial Services Inc. wirehouseClearbridge Investments, LLC otherOtherJul 11, 2008Jun 30, 2009 (354 d)
Jeffrey Wright LaynPutnam Investment Management, LLC otherClearbridge Investments, LLC otherOtherJun 2, 2008Jun 30, 2009 (393 d)
Ann Bands DoyleDeutsche Bank Securities Inc. otherClearbridge Investments, LLC otherOtherMay 30, 2008Jun 30, 2009 (396 d)
James Walter CushmanInvesco Aim Private Asset Management, Inc. unclassifiedClearbridge Investments, LLC otherOtherMay 14, 2008Jul 10, 2009 (422 d)
Marshall Ian GordonBear Stearns Asset Management Inc. otherClearbridge Investments, LLC mixed wealthOtherMay 5, 2008Apr 15, 2021 (4728 d)
Michael YoderFerris, Baker Watts, LLC unclassifiedClearbridge Investments, LLC otherOtherApr 7, 2008Apr 8, 2008
Thomas Matthew GabelMorgan Stanley & Co. LLC unclassifiedClearbridge Investments, LLC otherOtherMar 12, 2008Jul 9, 2009 (484 d)
Sandra Marie PalmerBofa Advisors, LLC otherClearbridge Investments, LLC mixed wealthOtherMar 10, 2008Jan 1, 2025 (6141 d)
Scott F TaftTcw Investment Management Company LLC otherClearbridge Investments, LLC otherOtherDec 21, 2007Jan 15, 2008
Michael Mechab MilbeeMorgan Stanley & Co. LLC unclassifiedClearbridge Investments, LLC otherOtherAug 22, 2007Sep 20, 2007
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80 moves match.