DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Independent
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Michael Cash | Advisors Capital Management, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Sep 11, 2026 | Sep 9, 2026 |
| Roy Guia | Mariner Wealth no RAUM | Mariner Independent independent RIA | Other | Jul 10, 2026 | Jul 14, 2026 |
| Jeffrey Donald Metzger | Raymond James Financial Services Advisors, Inc BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Jul 7, 2026 |
| Bradley D. Boogren | Strategic Advisers LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Aug 25, 2026 (69 d) |
| Jennifer Scaglione | Mariner Advisor Network BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Jun 3, 2026 |
| John Buckingham | Focus Partners Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 20, 2026 | Apr 27, 2026 |
| Jason R Clark | Focus Partners Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 20, 2026 | Apr 27, 2026 |
| Christopher Quigley | Focus Partners Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 20, 2026 | Apr 27, 2026 |
| Alyssa Lauren Tacconelli | Focus Partners Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 20, 2026 | Jun 4, 2026 |
| Phillip Alexander Edwards | Focus Partners Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 20, 2026 | May 28, 2026 |
| Charles Joseph Boulware | Morgan Stanley wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | May 18, 2026 | May 21, 2026 |
| Kristoffer Alexander Klingelhoeffer | Exencial Wealth Advisors independent RIA | Mariner Independent independent RIA | RIA to RIA | Apr 20, 2026 | Apr 2, 2026 |
| Hunter Jake Stobaugh | Park Avenue Securities LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2026 | Apr 17, 2026 |
| Riley Jameson Van Velthuyzen | Ocean Path Advisors, LLC no RAUM | Mariner Independent independent RIA | Other | Feb 17, 2026 | Feb 26, 2026 |
| Aderemi O Adeyemo | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | May 5, 2022 |
| Rebekah Morein | Northwestern Mutual Investment Services,LLC no RAUM | Mariner Independent independent RIA | Other | Jan 13, 2026 | Jan 13, 2026 |
| Jonathan Joseph Wilks | Northwestern Mutual Investment Services,LLC no RAUM | Mariner Independent independent RIA | Other | Jan 13, 2026 | Jan 13, 2026 |
| Ethan Bowling | Northwestern Mutual Investment Services,LLC no RAUM | Mariner Independent independent RIA | Other | Jan 13, 2026 | Jan 14, 2026 |
| Luke Anthony Costa | Northwestern Mutual Investment Services,LLC no RAUM | Mariner Independent independent RIA | Other | Jan 13, 2026 | Jan 14, 2026 |
| Brianna Blount Wilks | Northwestern Mutual Investment Services,LLC no RAUM | Mariner Independent independent RIA | Other | Jan 13, 2026 | Jan 13, 2026 |
| Mackenzie Kate Delaune | Northwestern Mutual Investment Services,LLC no RAUM | Mariner Independent independent RIA | Other | Jan 13, 2026 | Jan 13, 2026 |
| Matthew P Kubicek | Northwestern Mutual Investment Services,LLC no RAUM | Mariner Independent independent RIA | Other | Jan 5, 2026 | Jan 8, 2026 |
| William Powell | Strategic Advisers LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2025 | Nov 25, 2025 (46 d) |
| Robert Roger Malcolm | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Edward Charles Schoeb | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Brian Andrew Hill | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Will Henry Meyer | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Edith Grant Meyer | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Oct 1, 2025 |
| Scott Martin Ferguson | Cwm, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 22, 2025 |
| Bryan Richard Dearolf | Cwm, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 22, 2025 |
| Kyle Ryan Briggs | J.P. Morgan Securities LLC wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Sep 2, 2025 |
| Joseph Francis Thomason | J.P. Morgan Securities LLC wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Sep 2, 2025 |
| Nathan Allen Freeman | Oldfield Wealth Partners independent RIA | Mariner Independent independent RIA | RIA to RIA | Aug 19, 2025 | Jul 15, 2025 |
| Mayelin Alvarez | Kaufman Rossin Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Jun 17, 2025 | Jul 30, 2025 (43 d) |
| Murray Carlyle Kinlaw | Fifth Third Wealth Advisors LLC mixed wealth | Mariner Independent independent RIA | RIA to RIA | May 9, 2025 | Sep 8, 2025 (122 d) |
| Scott Theodore Cislo | Fifth Third Wealth Advisors LLC mixed wealth | Mariner Independent independent RIA | RIA to RIA | May 9, 2025 | Sep 8, 2025 (122 d) |
| Alexander Dale Larson | LPL Financial LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Apr 2, 2025 |
| Kori Jean Manus | Concurrent Investment Advisors, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Feb 4, 2025 | Mar 24, 2026 (413 d) |
| Elias Solomon Friedman | Wells Fargo Advisors wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | Dec 12, 2024 | Jan 14, 2025 (33 d) |
| Richard Harold Brown | Savant Wealth Management independent RIA | Mariner Independent independent RIA | RIA to RIA | Dec 12, 2024 | Sep 16, 2025 (278 d) |
| Edward Joseph Pipkin | Ameriprise Financial Services, LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Dec 2, 2024 |
| Alicia Anne Kelley | Thrivent Investment Management Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2024 | Nov 19, 2024 |
| Kyle Grimm Dixon | Valic Financial Advisors, Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Oct 29, 2024 |
| Paul David Burns | Valic Financial Advisors, Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2024 | Oct 25, 2024 |
| Susan T Gillespie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | Sep 30, 2024 | Oct 9, 2024 |
| Michael Terence Manghum | Park Avenue Securities LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Oct 1, 2024 |
| Samuel Power Boyd | Capital Investment Advisors independent RIA | Mariner Independent independent RIA | RIA to RIA | Sep 25, 2024 | Sep 10, 2024 |
| Jay Dixon Ahlbeck | Planning Capital Management Corp. independent RIA | Mariner Independent independent RIA | RIA to RIA | Sep 20, 2024 | Sep 23, 2024 |
| Charles Bennett Sachs | Kaufman Rossin Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Sep 11, 2024 | Nov 13, 2024 (63 d) |
| Jarrod Dean Hart | Vantage Financial Partners, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Aug 20, 2024 | Sep 4, 2024 |
| Tammy Lynn Symons | Newedge Advisors BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 10, 2024 |
| Mark Allan Hajek | Capital Markets Iq, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Jul 1, 2024 | Jul 12, 2024 |
| Casey August Clure | Choreo, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 22, 2024 | Apr 27, 2026 (705 d) |
| Alison Morgan Roth | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | May 3, 2022 |
| Scott Edwin Hitchcock | Choreo, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Apr 10, 2024 | Apr 25, 2025 (380 d) |
| Patrick Michael Shaw | Lido independent RIA | Mariner Independent independent RIA | RIA to RIA | Mar 15, 2024 | Mar 20, 2024 |
| Douglas Daniel Coe | Mutual Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 13, 2024 |
| Kevin M Peterson | Mutual Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 20, 2024 |
| Gregory James Karanzalis | Mutual Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 13, 2024 |
| Luke G Preaus | Park Avenue Securities LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Nov 1, 2024 (241 d) |
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109 moves match.