DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC asset manager | $11093B | +8.3% | 0.0% | 1 | |||||
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC asset manager | $5685B | +20% | 0.5% | 86% | 7 | 1 | |||
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC asset manager | $3667B | +23% | 1.5% | 6.0% | 7 | 208 | |||
| J••• M••••• I••••••••• M••••••••• I••• asset manager | $3519B | +18% | 49 | $72B | 0.4% | 100% | 0 | 267 | 239 |
| G•••••• S•••• A•••• M••••••••• L••• other | $2649B | +28% | 1 | $2649B | 14% | 91% | 105,268 | 14 | 1,286 |
| T• R••• P•••• A••••••••• I••• asset manager | $2196B | +14% | 223 | $9.8B | 0.2% | 100% | 4 | 6 | 7 |
| M••••• S•••••• wirehouse | $1962B | +19% | 23,147 | $84.8M | 90% | 30% | 114 | 628 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | $1782B | +40% | 25,469 | $70.0M | 86% | 80% | 70 | 3,911 | |
| C•••••• S••••• I••••••••• M••••••••• I•• other | $1721B | +20% | 37 | $47B | 13% | 50% | 23,036 | 168 | |
| B•••••••• F•••••••• M••••••••• I•• other | $1595B | +20% | 31 | $51B | 0.3% | 100% | 2 | 21 | 352 |
| W••••••••• M••••••••• C•••••• L•• asset manager | $1428B | +9.4% | 1 | $1428B | 0.0% | 7 | 77 | ||
| S•••••••• A••••••• L•• national BD | $1370B | +28% | 16,968 | $80.7M | 41% | 71% | 141 | 238 | |
| N••••••• T•••• I••••••••• I••••••••• asset manager | $1245B | +12% | 32 | $39B | 8.3% | 91% | 1,102 | 9 | 9 |
| C••••••• institutional | $1237B | +14% | 946 | $1.3B | 7.8% | 93% | 40 | 97 | 17 |
| P•••• I••• other | $1132B | +9.5% | 5 | $226B | 0.1% | 100% | 17 | 171 | |
| D••••••••• F••• A••••••• L• asset manager | $1020B | +22% | 255 | $4.0B | 0.6% | 100% | 7 | 3 | 5 |
| E••••• J•••• national BD | $1014B | +23% | 24,084 | $42.1M | 98% | 38% | 167 | 15,121 | |
| I•••••• C•••••• M••••••••• L•• asset manager | $941B | +27% | 27 | $35B | 0.0% | 4 | |||
| U•• F•••••••• S••••••• I••• wirehouse | $916B | +13% | 9,356 | $97.9M | 83% | 94% | 117 | 370 | |
| L•• F•••••••• L•• BD affiliated | $819B | +32% | 23,331 | $35.1M | 96% | 70% | 84 | 20,865 | |
| A••••••••• L••• other | $763B | +7.6% | 522 | $1.5B | 10% | 100% | 49 | 60 | 49 |
| I•••••• A•••••••• I••• asset manager | $750B | -1.0% | 195 | $3.8B | 0.0% | 15 | 30 | ||
| A••••• C•••••• M••••••••• L••• other | $718B | +23% | 0.0% | 29 | 711 | ||||
| M••••• S•••••• I••••••••• M••••••••• I••• asset manager | $702B | +13% | 20 | $35B | 0.0% | 16 | 14 | ||
| P••••••••• P•••••••• A••••••••• BD affiliated | $685B | +19% | 7 | $98B | 56% | 83% | 32,847 | 6 | 12 |
| B•••••••• I••••••••• M••••••••• L•• asset manager | $677B | +33% | 669 | $1.0B | 8.6% | 96% | 13 | 14 | 49 |
| W•••• F•••• A••••••• wirehouse | $671B | +11% | 14,696 | $45.7M | 92% | 80% | 88 | 5,039 | |
| A••••••••• F•••••••• S•••••••• L•• national BD | $660B | +17% | 13,084 | $50.5M | 98% | 57% | 105 | 159 | |
| U•• A•••• M••••••••• ••••••••• L•• mixed wealth | $588B | +8.5% | 32 | $18B | 34% | 52% | 12,979 | 16 | 139 |
| C•••••• A••••••• L•• asset manager | $571B | +28% | 0.0% | 27 | 37 | ||||
| M•• I••••••••• M••••••••• asset manager | $514B | +8.7% | 0.0% | 1 | |||||
| F••••••• A•••••••• I••• asset manager | $509B | +9.1% | 3.5% | 17% | 7 | ||||
| C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager | $502B | +9.8% | 201 | $2.5B | 0.6% | 65% | 18 | 8 | 12 |
| R•••••• J•••• • A••••••••• I••• national BD | $501B | +15% | 5,790 | $86.5M | 81% | 71% | 89 | 818 | |
| A•••••••• G••••• I••••••••• L•• asset manager | $476B | +4.0% | 1.8% | 66% | 11 | 14 | |||
| J••• M••••• P•••••• I••••••••• I••• BD affiliated | $470B | +25% | 9 | $52B | 66% | 51% | 140,293 | 6 | 75 |
| A••• M••••••••• L•• asset manager | $459B | +28% | 2 | $229B | 0.0% | 68 | 682 | ||
| J••• M••••• S••••••••• L•• wirehouse | $430B | +22% | 14,207 | $30.2M | 91% | 64% | 87 | 3,567 | |
| P•••••••• A•••• M••••••••• other | $428B | +17% | 123 | $3.5B | 0.7% | 31% | 51 | 20 | 10 |
| U••• B•••••• A•••• M••••••••• I••• asset manager | $427B | +6.1% | 0.0% | 51 | 1 | ||||
| K••••••• K••••• R•••••• • C•• L••• asset manager | $400B | +8.4% | 0.0% | 26 | 625 | ||||
| N•••••••• B••••• I••••••••• A••••••• L•• other | $399B | +9.9% | 618 | $645M | 18% | 88% | 64 | 11 | 73 |
| R••••• W• B•••• • C•• I••••••••• mixed wealth | $394B | +15% | 2,618 | $151M | 43% | 80% | 90 | 210 | |
| B•••••• L•• institutional | $393B | +14% | 0.0% | 11 | 91 | ||||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | $390B | +13% | 6,706 | $58.2M | 89% | 67% | 74 | 3,630 | |
| L•••••• S••••• • C••••••• L••• other | $387B | +10% | 24 | $16B | 3.3% | 100% | 944 | 7 | 5 |
| J•••• H•••••••• I•••••••• asset manager | $380B | +39% | 3 | $127B | 0.5% | 0.6% | 7 | 16 | |
| F••• L•• asset manager | $348B | +28% | 0.1% | 100% | 6 | 21 | |||
| P••• I••••••••• L•• asset manager | $345B | +7.1% | 73 | $4.7B | 0.0% | 1 | |||
| V••••••• A•••••••• I••• BD affiliated | $345B | +15% | 2,432 | $142M | 96% | 50% | 325 | 2,226 | |
| A•••••••• F•••• M••••••••• L•• asset manager | $325B | +2.1% | 86 | $3.8B | 2.5% | 64% | 106 | 3 | |
| A•• C•••••• M••••••••• L•• asset manager | $312B | +94% | 1 | $312B | 2.9% | 100% | 97 | 1 | 304 |
| R•• C•••••• M••••••• L•• national BD | $310B | +19% | 3,840 | $80.8M | 90% | 35% | 72 | 383 | |
| F•••• T•••• A••••••• L• asset manager | $309B | +21% | 608 | $509M | 1.6% | 94% | 6 | 5 | 1 |
| V•••••• C•••••• M••••••••• I••• asset manager | $283B | +86% | 94 | $3.0B | 0.5% | 7.2% | 35 | 9 | 20 |
| V••• I••••••••• M••••••••• C•• L•• asset manager | $275B | +8.3% | 53 | $5.2B | 0.6% | 8 | |||
| K•• C••••• A••••••• ••• L•• other | $271B | +18% | 0.0% | 11 | 108 | ||||
| L•••• A••••• • C•• L•• asset manager | $270B | +19% | 210 | $1.3B | 9.3% | 66% | 119 | 1 | 9 |
| C••••• I••••••••• A••••••• L•• BD affiliated | $257B | +57% | 10,465 | $24.5M | 96% | 28% | 77 | 6,585 | |
| W•••• F•••• A••••••• wirehouse | $252B | +28% | 4,156 | $60.7M | 93% | 78% | 110 | 1,339 |
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652 practices match (Broker-dealer affiliated). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.