DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,727 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | $1782B | +40% | 25,469 | $70.0M | 86% | 80% | 70 | 3,911 | |
| MANAGED ACCOUNT ADVISORS LLC independent RIA | $995B | +20% | 26 | $38B | 90% | 72% | 54,369 | 1 | |
| LPL FINANCIAL LLC BD affiliated | $819B | +32% | 23,387 | $35.0M | 96% | 70% | 84 | 20,865 | |
| P••••••••• P•••••••• A••••••••• BD affiliated | $685B | +19% | 7 | $98B | 56% | 83% | 32,847 | 6 | 12 |
| W•••• F•••• A••••••• wirehouse | $671B | +11% | 14,686 | $45.7M | 92% | 80% | 88 | 5,039 | |
| A••••••••• F•••••••• S•••••••• L•• national BD | $660B | +17% | 13,081 | $50.5M | 98% | 57% | 105 | 159 | |
| R•••••• J•••• • A••••••••• I••• national BD | $501B | +15% | 5,792 | $86.5M | 81% | 71% | 89 | 818 | |
| J••• M••••• P•••••• I••••••••• I••• BD affiliated | $470B | +25% | 9 | $52B | 66% | 51% | 140,293 | 6 | 75 |
| J••• M••••• S••••••••• L•• wirehouse | $430B | +22% | 14,224 | $30.2M | 91% | 64% | 87 | 3,567 | |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | $390B | +13% | 6,714 | $58.1M | 89% | 67% | 74 | 3,630 | |
| F••••• I••••••••• independent RIA | $387B | +29% | 2,979 | $130M | 86% | 85% | 67 | 12 | 4 |
| C••••••• P••••••• independent RIA | $296B | +36% | 1,173 | $252M | 62% | 89% | 74 | 151 | 5 |
| W•••• F•••• A••••••• wirehouse | $252B | +28% | 4,156 | $60.7M | 93% | 78% | 110 | 1,339 | |
| C••••••••• F•••••••• N•••••• national BD | $213B | +1.4% | 2,898 | $73.4M | 95% | 54% | 123 | 1,434 | |
| H•••••••• A•••••••• L•• BD affiliated | $199B | +52% | 1,044 | $190M | 90% | 88% | 60 | 133 | |
| S•••••• N••••••• • C••••••• I••••••••• national BD | $198B | +15% | 3,351 | $58.9M | 90% | 77% | 69 | 518 | |
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | $139B | +35% | 3,939 | $35.2M | 97% | 52% | 90 | 2,340 | |
| R•••••••• independent RIA | $135B | +102% | 64% | 66% | 19 | ||||
| J••••• M••••••••• S•••• L•• BD affiliated | $110B | +9.2% | 1,340 | $82.2M | 89% | 78% | 179 | 139 | |
| N•••••• A•••••••• L•• BD affiliated | $109B | +27% | 57 | $1.9B | 90% | 75% | 1,974 | 4 | |
| R••••••••• C•••••• M••••••••• BD affiliated | $100B | +42% | 1,035 | $96.2M | 82% | 84% | 46 | 68 | |
| K••••• A••••••• S•••••••• L•• BD affiliated | $80B | +33% | 1,448 | $55.1M | 89% | 66% | 80 | 545 | |
| T••••• A••••••• S•••••••• I••• BD affiliated | $77B | +14% | 1,978 | $39.1M | 91% | 67% | 64 | 2,882 | |
| C••• P•••••• W••••• A•••••••• I••• BD affiliated | $68B | +11% | 173 | $392M | 66% | 78% | 47 | 17 | |
| O•••• P•••••••• S••••••••• L•• BD affiliated | $65B | +12% | 199 | $326M | 60% | 50% | 932 | 2 | |
| W•••••• B•••• • C•••••• L••••• BD affiliated | $64B | +10% | 328 | $196M | 82% | 86% | 108 | 12 | 21 |
| C•••••••• G••••• M•••••• I••• BD affiliated | $56B | +19% | 2,412 | $23.2M | 74% | 77% | 24 | 595 | |
| S••••• W••••• M••••••••• independent RIA | $56B | +71% | 401 | $139M | 88% | 68% | 58 | 66 | |
| B••••• P••••• A•••••••• L•• independent RIA | $55B | +38% | 471 | $117M | 90% | 88% | 63 | 90 | 5 |
| B••••••••• C•••••• A••••••• I•• independent RIA | $54B | +6.5% | 29 | $1.9B | 63% | 86% | 564 | 2 | |
| M•• C•••••• M••••••••• L•• independent RIA | $52B | +76% | 306 | $170M | 66% | 81% | 51 | 30 | |
| P•••••• A•••••• G••••• L•• BD affiliated | $44B | +19% | 929 | $47.7M | 96% | 53% | 150 | 477 | |
| N•••••• A••••••• BD affiliated | $43B | +58% | 603 | $71.7M | 92% | 72% | 81 | 100 | |
| E•••••••• A•••••••• L•• national BD | $42B | +23% | 4,638 | $9.2M | 97% | 78% | 16 | 886 | |
| D••• D••••••• • C•• independent RIA | $42B | +16% | 699 | $59.9M | 90% | 63% | 97 | 101 | |
| F•••• A•••••• S••••••••• L•• independent RIA | $41B | +22% | 43 | $965M | 83% | 78% | 773 | 1 | |
| B•• P•••••• I••••••••• C•••••• I••• independent RIA | $40B | +12% | 58% | 75% | 33 | ||||
| A••••• A•• P••••••• S••••••• BD affiliated | $38B | +10% | 1,678 | $22.6M | 100% | 78% | 43 | 144 | |
| S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated | $37B | +35% | 477 | $77.0M | 94% | 80% | 87 | 87 | |
| C•••• C•••••• M••••••••• G•••• I•• BD affiliated | $36B | +17% | 1 | $36B | 70% | 55% | 35,290 | 1 | |
| S•••••••• A•••••••• L•• BD affiliated | $35B | +26% | 404 | $86.3M | 88% | 74% | 47 | 84 | |
| A••••••• F••••••••• L••• BD affiliated | $34B | +34% | 319 | $105M | 96% | 78% | 90 | 36 | |
| S•••••• F•••••••• G••••• L••••• independent RIA | $32B | +40% | 260 | $124M | 93% | 83% | 43 | 39 | 17 |
| •••••••• independent RIA | $30B | +114% | 540 | $56.1M | 68% | 55% | 100 | 123 | |
| W•••••• A•••••••• L•• independent RIA | $30B | +85% | 223 | $134M | 71% | 82% | 58 | 49 | 19 |
| A••• A••••••• P••••••• BD affiliated | $27B | +303% | 233 | $114M | 92% | 87% | 65 | 39 | 17 |
| S••••• F••••••••• L•• BD affiliated | $26B | +50% | 231 | $114M | 89% | 64% | 77 | 108 | |
| L•• E••••••••• L•• BD affiliated | $25B | +32% | 3,122 | $8.0M | 98% | 52% | 33 | 1,141 | |
| D•••••••• • C•••••• L•• BD affiliated | $25B | +9.9% | 337 | $73.3M | 72% | 79% | 50 | 30 | 3 |
| U••••• C•••••• F•••••••• A••••••• independent RIA | $25B | +43% | 164 | $150M | 84% | 53% | 151 | 47 | |
| B•••• H•••• I••••••••• L••• independent RIA | $24B | +14% | 20 | $1.2B | 84% | 59% | 1,332 | 1 | 1 |
| M•••• F•••••••• A••••••• BD affiliated | $24B | +126% | 283 | $84.4M | 75% | 63% | 71 | 66 | |
| I••••••••• W••••• C••••••• L•• independent RIA | $24B | +25% | 479 | $49.2M | 97% | 70% | 61 | 121 | |
| S••• BD affiliated | $23B | +20% | 141 | $160M | 96% | 78% | 68 | 26 | |
| T••••••• I••••••••• M••••••••• I••• BD affiliated | $21B | +19% | 3,164 | $6.6M | 98% | 56% | 39 | 1,227 | |
| P••• A••••• S••••••••• L•• BD affiliated | $20B | +31% | 1,909 | $10.3M | 95% | 51% | 42 | 544 | |
| S•••••• W••••• P•••••••• L•• BD affiliated | $19B | +49% | 385 | $48.4M | 94% | 68% | 65 | 171 | |
| S••••••• BD affiliated | $18B | +16% | 244 | $74.0M | 79% | 71% | 87 | 21 | |
| I••••••••• A•••••• A•••••••• L•• independent RIA | $17B | +22% | 303 | $56.9M | 95% | 73% | 139 | 141 | |
| I••••••••• F•••••••• P••••••• BD affiliated | $16B | +30% | 316 | $51.6M | 73% | 71% | 166 | 172 |
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Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.