DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SNOWDEN CAPITAL ADVISORS LLC BD affiliated | $8.9B | +17% | 122 | $72.7M | 97% | 83% | 48 | 15 | |
| ARKADIOS WEALTH ADVISORS BD affiliated | $8.8B | +128% | 224 | $39.2M | 84% | 44% | 64 | 105 | |
| CAPITAL ANALYSTS BD affiliated | $8.8B | +0.6% | 622 | $14.1M | 96% | 55% | 25 | 255 | |
| SATURNA CAPITAL CORPORATION asset manager | $8.6B | +2.7% | 33 | $261M | 2.3% | 92% | 2 | 1 | |
| TD PRIVATE CLIENT WEALTH LLC BD affiliated | $8.6B | +28% | 527 | $16.3M | 80% | 55% | 48 | 222 | |
| MUTUAL ADVISORS, LLC BD affiliated | $8.5B | +27% | 154 | $55.5M | 94% | 75% | 60 | 76 | |
| BNY MELLON SECURITIES CORPORATION other | $8.4B | +18% | 63 | $134M | 15% | 33% | 51 | 6 | |
| SYNOVUS SECURITIES, INC. BD affiliated | $8.4B | +19% | 171 | $49.4M | 90% | 65% | 70 | 65 | |
| EMPIRICAL WEALTH MANAGEMENT independent RIA | $8.4B | +26% | 69 | $122M | 98% | 97% | 35 | 18 | 1 |
| ZHANG FINANCIAL independent RIA | $8.4B | +28% | 20 | $419M | 67% | 92% | 115 | 9 | |
| WEALTHCARE ADVISORY PARTNERS LLC BD affiliated | $8.3B | +38% | 176 | $47.1M | 93% | 69% | 61 | 70 | |
| BOLTON GLOBAL ASSET MANAGEMENT BD affiliated | $8.3B | +18% | 150 | $55.2M | 51% | 62% | 37 | 74 | |
| HUNTINGTON FINANCIAL ADVISORS BD affiliated | $7.9B | +24% | 428 | $18.4M | 99% | 14% | 98 | 788 | |
| RBC PRIVATE COUNSEL (USA) INC. BD affiliated | $7.9B | +16% | 306 | $25.8M | 84% | 75% | 19 | 132 | |
| BELPOINTE ASSET MANAGEMENT LLC independent RIA | $7.6B | +26% | 172 | $44.1M | 68% | 70% | 43 | 114 | |
| HARBOR INVESTMENT ADVISORY, LLC mixed wealth | $6.9B | +14% | 31 | $222M | 42% | 92% | 108 | 2 | |
| THRIVENT ADVISOR NETWORK, LLC BD affiliated | $6.8B | +2.8% | 119 | $57.4M | 98% | 44% | 123 | 28 | |
| LADENBURG THALMANN ASSET MANAGEMENT INC other | $6.7B | +19% | 22 | $303M | 18% | 52% | 133 | 2 | |
| VESTGEN ADVISORS, LLC independent RIA | $6.7B | +92% | 58 | $115M | 100% | 51% | 393 | 17 | |
| LEVEL FOUR ADVISORY SERVICES BD affiliated | $6.5B | +23% | 144 | $45.4M | 73% | 67% | 104 | 71 | |
| OSAIC INSTITUTIONS, INC. BD affiliated | $6.5B | +61% | 543 | $12.0M | 75% | 8.0% | 29 | 622 | |
| THE WEALTH CONSULTING GROUP independent RIA | $6.3B | +15% | 131 | $47.9M | 94% | 74% | 97 | 51 | |
| SPC BD affiliated | $6.1B | +7.9% | 477 | $12.8M | 96% | 29% | 64 | 337 | |
| ASHTON THOMAS PRIVATE WEALTH independent RIA | $6.0B | +48% | 98 | $61.3M | 98% | 89% | 32 | 26 | |
| WEDBUSH SECURITIES INC. BD affiliated | $5.7B | -1.0% | 222 | $25.6M | 95% | 51% | 45 | 59 | |
| GLADSTONE WEALTH PARTNERS BD affiliated | $5.7B | +15% | 106 | $53.6M | 99% | 67% | 78 | 52 | |
| DUNHAM independent RIA | $5.6B | +19% | 30 | $188M | 91% | 62% | 426 | 2 | 1 |
| ALLEGHENY FINANCIAL GROUP independent RIA | $5.6B | +14% | 30 | $186M | 95% | 85% | 131 | 1 | 13 |
| STRATOS WEALTH ADVISORS LLC independent RIA | $5.6B | +14% | 71 | $78.5M | 97% | 78% | 69 | 31 | |
| INTEGRATED ADVISORS NETWORK LLC independent RIA | $5.5B | +20% | 80 | $69.0M | 99% | 57% | 92 | 48 | 2 |
| 71 WEST CAPITAL PARTNERS independent RIA | $5.5B | 6 | $918M | 99% | 100% | 29 | 2 | ||
| INTEGRITY ALLIANCE, LLC BD affiliated | $5.4B | +125% | 357 | $15.2M | 89% | 55% | 30 | 129 | |
| WESTERN WEALTH MANAGEMENT LLC independent RIA | $5.4B | +36% | 113 | $47.4M | 94% | 70% | 98 | 41 | |
| BIP WEALTH, LLC independent RIA | $5.3B | +57% | 63 | $83.9M | 99% | 92% | 49 | 5 | 2 |
| DAVIDSON INVESTMENT ADVISORS, INC. independent RIA | $5.2B | +19% | 17 | $306M | 69% | 64% | 241 | 7 | |
| KRILOGY independent RIA | $5.2B | +47% | 63 | $82.5M | 85% | 85% | 49 | 6 | 1 |
| INSIGNEO ADVISORY SERVICES, LLC mixed wealth | $5.2B | +43% | 222 | $23.3M | 44% | 64% | 15 | 17 | 1 |
| JEFFERIES INVESTMENT ADVISERS LLC mixed wealth | $5.2B | +0.6% | 119 | $43.3M | 40% | 10 | |||
| CORNERSTONE WEALTH MANAGEMENT, LLC independent RIA | $4.9B | +21% | 90 | $54.8M | 97% | 69% | 138 | 46 | |
| STASH independent RIA | $4.9B | +18% | 1 | $4.9B | 100% | 1 | |||
| HIGHPOINT PLANNING PARTNERS independent RIA | $4.8B | +20% | 114 | $42.0M | 98% | 74% | 80 | 68 | |
| NATIONS FINANCIAL GROUP, INC. independent RIA | $4.8B | +23% | 90 | $53.0M | 96% | 74% | 61 | 40 | |
| AVIDIAN WEALTH SOLUTIONS independent RIA | $4.8B | +19% | 43 | $111M | 97% | 94% | 43 | 5 | 7 |
| IFG ADVISORY, LLC independent RIA | $4.8B | +20% | 110 | $43.3M | 96% | 77% | 82 | 63 | |
| BEACON TRUST independent RIA | $4.4B | +2.1% | 30 | $148M | 93% | 78% | 94 | 5 | |
| GOOD LIFE ADVISORS, LLC independent RIA | $4.4B | +25% | 88 | $49.4M | 99% | 34% | 253 | 49 | |
| PALLAS CAPITAL ADVISORS, LLC independent RIA | $4.3B | +35% | 28 | $154M | 100% | 85% | 44 | 6 | |
| NICOLET WEALTH MANAGEMENT independent RIA | $4.3B | +12% | 46 | $93.3M | 65% | 74% | 82 | 14 | |
| BEACON CAPITAL MANAGEMENT, INC. mixed wealth | $4.3B | +5.0% | 26 | $164M | 47% | 18% | 393 | 2 | |
| B. RILEY WEALTH ADVISORS, INC. BD affiliated | $4.2B | -40% | 167 | $25.2M | 95% | 47% | 60 | 96 | |
| TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS independent RIA | $4.2B | +25% | 55 | $76.2M | 52% | 100% | 9 | 6 | |
| PERFORMANCE WEALTH independent RIA | $4.1B | +21% | 11 | $372M | 78% | 96% | 84 | 7 | |
| KEEL POINT, LLC independent RIA | $4.1B | +15% | 48 | $84.9M | 80% | 94% | 33 | 10 | 3 |
| VOYA FINANCIAL ADVISORS, INC. BD affiliated | $3.9B | +41% | 746 | $5.2M | 100% | 41% | 22 | 304 | |
| HSBC SECURITIES (USA) INC. BD affiliated | $3.8B | +19% | 376 | $10.2M | 96% | 42% | 32 | 59 | 8 |
| AUSDAL FINANCIAL PARTNERS, INC. independent RIA | $3.7B | +75% | 189 | $19.8M | 97% | 57% | 87 | 112 | |
| THURSTON SPRINGER ADVISORS BD affiliated | $3.7B | +192% | 102 | $36.0M | 54% | 66% | 55 | 21 | |
| PROVENANCE WEALTH ADVISORS independent RIA | $3.6B | +26% | 18 | $202M | 58% | 90% | 159 | 6 | |
| RETIREMENT PLANNERS OF AMERICA independent RIA | $3.6B | -9.7% | 33 | $109M | 99% | 56% | 170 | 12 | |
| VISIONARY WEALTH ADVISORS, LLC independent RIA | $3.5B | +24% | 48 | $73.7M | 97% | 74% | 87 | 9 |
1,073 practices match (Wrap program sponsor). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.