DFX Intelligence
Advisor teams
Advisors who moved together, newest firstWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
20,117 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Lacey, Wa +1 | Affiliated broker-dealer or bank to another | Nov 7, 2025 over 13 d |
| 5 | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Winchester, Va | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2025 |
| 4 | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Pittsford, Ny | Affiliated broker-dealer or bank to another | Nov 6, 2025 |
| 3 | S•••••••• A••••••• L•• national BD | V••• F•••••••• A•••••••• I••• BD affiliated | Boston, Ma +2 | Affiliated broker-dealer or bank to another | Nov 6, 2025 over 14 d |
| 3 | L•• F•••••••• L•• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Atlanta, Tx +1 | Affiliated broker-dealer or bank to another | Nov 6, 2025 over 6 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | S••••• O•• S••••••••• I••• BD affiliated | Webster, Ny +1 | Affiliated broker-dealer or bank to another | Nov 6, 2025 over 5 d |
| 2 | P•••••• A•••••• G••••• L•• BD affiliated | C•••• P•••••• C••••• L•• no RAUM | Parsippany, Nj | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2025 |
| 2 | G•••••• I•••••••• L•• unclassified | G•••••• I•••••••• L•• state registered | Ventura, Ca +1 | Other | Nov 6, 2025 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Skokie, Il +1 | Affiliated broker-dealer or bank to another | Nov 6, 2025 over 5 d |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Everett, Pa +1 | Affiliated broker-dealer or bank to another | Nov 6, 2025 over 7 d |
| 2 | B•• S••••••••• I••• independent RIA | W•••• I••••••••• A•••••••• L•• other | Cherry Hill, Nj | Other | Nov 6, 2025 |
| 2 | S•••••••• A••••••• L•• national BD | R•••••••• A•••• M••••••••• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2025 over 6 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Milwaukee, Wi +1 | Affiliated broker-dealer or bank to another | Nov 6, 2025 |
| 2 | M••••• G•••• I••••••••• A•••••••• L•• independent RIA | K•••••• independent RIA | St Louis, Mo | RIA to RIA | Nov 6, 2025 over 8 d |
| 5 | W•••• F•••• A••••••• wirehouse | •••••••• independent RIA | Bee Cave, Tx +1 | Wirehouse to independent RIA | Nov 5, 2025 |
| 4 | W•••• F•••• A••••••• wirehouse | M••••• S•••••• wirehouse | Palo Alto, Ca +2 | Wirehouse to wirehouse | Nov 5, 2025 over 7 d |
| 4 | I••••••••• F•••••••• G••••• L•• BD affiliated | R•• A•••••••• L•• independent RIA | Cottonwood, Az +2 | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 |
| 3 | J••• M••••• S••••••••• L•• wirehouse | M••••• S•••••• wirehouse | New York, Ny +2 | Wirehouse to wirehouse | Nov 5, 2025 over 11 d |
| 2 | C••••••••• W••••• M••••••••• state registered | X••• S••••••• independent RIA | Houston, Tx | Other | Nov 5, 2025 |
| 2 | W•••• F•••• A••••••• wirehouse | V••••••• A•••••••• I••• BD affiliated | Scottsdale, Az +1 | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2025 over 6 d |
| 5 | E•••• S••••••••• L•• BD affiliated | D•••••••• A••••••• S•••••••• L•• BD affiliated | Burlington, Ma +2 | Affiliated broker-dealer or bank to another | Nov 4, 2025 over 1 d |
| 5 | W•••• F•••• A••••••• wirehouse | •••••••• independent RIA | Boca Raton, Fl +2 | Wirehouse to independent RIA | Nov 4, 2025 over 9 d |
| 4 | M••••• S•••••• wirehouse | J••••• M••••••••• S•••• L•• BD affiliated | Melville, Ny +2 | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2025 over 1 d |
| 3 | S•••••••• A••••••• L•• national BD | E•••••• A••••••• G••••• L•• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Nov 4, 2025 over 6 d |
| 3 | M•• I•••••••• S•••••••• L•• BD affiliated | S•••••••• R•••••••• C•••••• M••••••••• L•• independent RIA | Costa Mesa, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 over 2 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | K••••• A••••••• S•••••••• L•• BD affiliated | Henrico, Va | Affiliated broker-dealer or bank to another | Nov 4, 2025 |
| 2 | S•••••••• A••••••• L•• national BD | M••••• S•••••• wirehouse | Boston, Ma | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2025 over 3 d |
| 2 | M••••••• • S•••••••• I••• independent RIA | B•••••• P••••• W••••• M••••••• independent RIA | Seattle, Wa | RIA to RIA | Nov 4, 2025 |
| 2 | T•••••• P•••• F•••••••• independent RIA | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Frederick, Md | RIA to affiliated broker-dealer or bank | Nov 4, 2025 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Greenboro, Ga | Affiliated broker-dealer or bank to another | Nov 4, 2025 |
| 2 | C••••••••• F•••••••• N•••••• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Waltham, Ma +1 | Affiliated broker-dealer or bank to another | Nov 4, 2025 over 13 d |
| 9 | H•••••• I••••••••• I••• independent RIA | M•••• F•••••••• A••••••• independent RIA | Madison, Wi | RIA to RIA | Nov 3, 2025 |
| 4 | J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliated | V••• F•••••••• A•••••••• I••• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Nov 3, 2025 over 7 d |
| 4 | L••• S••••• A•••••••• L•• BD affiliated | B•••••• W••••• M••••••••• independent RIA | San Ramon, Ca | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 |
| 4 | L••• S••••• A•••••••• L•• BD affiliated | C••••• A••••••• G••••• L•• independent RIA | Austin, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 |
| 3 | C••••••••• F•••••••• N•••••• national BD | S•••• independent RIA | Carmel, In | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 over 1 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | M••••• S•••••• wirehouse | Raleigh, Nc +1 | Wirehouse to wirehouse | Nov 3, 2025 |
| 2 | I••••••••• F•••••••• G••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Nov 3, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | C•••••••• G••••• M•••••• I••• BD affiliated | Mill Valley, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2025 over 4 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | T•• A•••••••• G•••• BD affiliated | Syracuse, Ny +1 | Affiliated broker-dealer or bank to another | Nov 3, 2025 |
| 2 | T• R••• P•••• A••••••• S•••••••• I••• BD affiliated | M••••• S•••••• wirehouse | Owings Mills, Md | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2025 over 11 d |
| 2 | M••••• S•••••• wirehouse | U•• F•••••••• S••••••• I••• wirehouse | Atlanta, Ga | Wirehouse to wirehouse | Nov 3, 2025 |
| 2 | L••• S••••• A•••••••• L•• BD affiliated | C••••• A••••••• G••••• L•• independent RIA | Newton, Ma | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Tucson, Az +1 | Affiliated broker-dealer or bank to another | Nov 3, 2025 |
| 2 | R••••••••• F•••••••• G••••• L•• independent RIA | F••••••••• I••••••••• A••••••• L•• independent RIA | The Woodlands, Tx | RIA to RIA | Nov 3, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | W•••• F•••• A••••••• wirehouse | The Woodlands, Tx +1 | Wirehouse to wirehouse | Nov 2, 2025 over 2 d |
| 12 | P•• A••••••• independent RIA | O•••• A••••••• S•••••••• L•• BD affiliated | Meridian, Id +2 | RIA to affiliated broker-dealer or bank | Nov 1, 2025 over 9 d |
| 3 | P•• A••••••• independent RIA | O•••• W•••••• I••• BD affiliated | Albuquerque, Nm | RIA to affiliated broker-dealer or bank | Nov 1, 2025 over 9 d |
| 2 | P•• A••••••• independent RIA | O•••• W•••••• I••• BD affiliated | Scottsdale, Az | RIA to affiliated broker-dealer or bank | Nov 1, 2025 over 9 d |
| 11 | O••••••••• • C•• I••• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Boca Raton, Fl +1 | Affiliated broker-dealer or bank to another | Oct 31, 2025 |
| 3 | C••••••••• F•••••••• N•••••• national BD | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Oct 31, 2025 over 3 d |
| 3 | S•••• W••••• M••••••••• L•• BD affiliated | V••••••••• A••••••• S••••••• BD affiliated | Irvine, Ca | Affiliated broker-dealer or bank to another | Oct 31, 2025 |
| 2 | L•• E••••••••• L•• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Littleton, Co | Affiliated broker-dealer or bank to another | Oct 31, 2025 over 3 d |
| 2 | H••••• C••••••••• independent RIA | N•••••• A••••••• BD affiliated | Roswell, Ga | RIA to affiliated broker-dealer or bank | Oct 31, 2025 |
| 2 | S•••• W••••• M••••••••• L•• BD affiliated | V••••••••• A••••••• S••••••• BD affiliated | Mclean, Va | Affiliated broker-dealer or bank to another | Oct 31, 2025 |
| 2 | M••••• S•••••• wirehouse | J••• M••••• S••••••••• L•• wirehouse | Gilbert, Az | Wirehouse to wirehouse | Oct 31, 2025 over 10 d |
| 2 | F•••••••• W••••• M••••••••• L•• independent RIA | P••• F•••••••• A•••••••• L•• independent RIA | Wheaton, Il | RIA to RIA | Oct 31, 2025 |
| 2 | C••••••••• F•••••••• N•••••• national BD | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Naples, Fl +1 | Affiliated broker-dealer or bank to another | Oct 31, 2025 over 3 d |
| 2 | S•••••••• A••••••• L•• national BD | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Boston, Ma | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2025 over 6 d |
| 3 | R•• C•••••• M••••••• L•• national BD | J••••• M••••••••• S•••• L•• BD affiliated | Dallas, Tx +1 | Affiliated broker-dealer or bank to another | Oct 30, 2025 over 22 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.