DFX Intelligence
Advisor teams
Advisors who moved together, newest firstWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
20,241 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Independent Financial Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Los Alamitos, Ca +1 | Affiliated broker-dealer or bank to another | Dec 3, 2024 |
| 2 | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Chicago, Il +1 | Wirehouse to wirehouse | Dec 3, 2024 over 3 d |
| 2 | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Saint Paul, Mn +1 | Wirehouse to wirehouse | Dec 3, 2024 over 7 d |
| 2 | E•••••• W••••• A•••••••• L•• state registered | S•••••••• A•••••••• L•• state registered | Newport Beach, Ca | Other | Dec 3, 2024 |
| 2 | C•••••• P•••••••• M••••••••• L••••• independent RIA | C••••••••• P•••••••• M••••••••• independent RIA | Topeka, Ks | RIA to RIA | Dec 3, 2024 |
| 2 | K•• I••••••••• S••••••• L•• BD affiliated | M•• I•••••••• S•••••••• L•• BD affiliated | Brooklyn, Oh | Affiliated broker-dealer or bank to another | Dec 3, 2024 |
| 2 | E••••• J•••• national BD | I•• W••••• M••••••••• L•• BD affiliated | Lemont, Il +1 | Affiliated broker-dealer or bank to another | Dec 3, 2024 |
| 2 | F•••• C•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Abilene, Tx +1 | Affiliated broker-dealer or bank to another | Dec 3, 2024 over 1 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | New Brighton, Mn +1 | Affiliated broker-dealer or bank to another | Dec 2, 2024 over 24 d |
| 3 | C•••• A••••••• I••• independent RIA | I••••••••• W••••• C••••••• L•• independent RIA | Boston, Ma | RIA to RIA | Dec 2, 2024 |
| 3 | S•• I••••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Lancaster, Ca +1 | Affiliated broker-dealer or bank to another | Dec 2, 2024 |
| 3 | C•••••••• F•••••••• G•••• A••••••• BD affiliated | T•• A•••••••• I••• BD affiliated | Birmingham, Al | Affiliated broker-dealer or bank to another | Dec 2, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | A•••••• W••••• M••••••••• L•• independent RIA | Daniel Island, Sc +1 | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 over 2 d |
| 2 | P••••• W••••• A•••••••• L•• independent RIA | J••••• C•••••• M••••••••• L•• independent RIA | Kennett Square, Pa +1 | RIA to RIA | Dec 2, 2024 |
| 2 | A•••••• W••••• M••••••••• L•• independent RIA | R•••• 2• P•••••• W••••• I••• asset manager | Carlsbad, Ca | Other | Dec 2, 2024 |
| 2 | E••••• J•••• national BD | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Raleigh, Nc +1 | Affiliated broker-dealer or bank to another | Dec 2, 2024 over 4 d |
| 2 | W•••••••• W••••• M••••••••• C•• independent RIA | B••••• P••••• A•••••••• L•• independent RIA | Dallas, Tx | RIA to RIA | Dec 2, 2024 |
| 2 | L•• F•••••••• L•• BD affiliated | W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated | Charleston, Wv | Affiliated broker-dealer or bank to another | Dec 2, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | P•••••••• G••••• A•••• M••••••••• L•• independent RIA | Bethesda, Md | Wirehouse to independent RIA | Dec 2, 2024 |
| 2 | V••••••• A•••••••• I••• BD affiliated | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Charlotte, Nc | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2024 over 8 d |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Jackson, Mi | Affiliated broker-dealer or bank to another | Nov 29, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Pittsburgh, Pa +1 | Affiliated broker-dealer or bank to another | Nov 29, 2024 over 3 d |
| 2 | W•••• F•••• A••••••• wirehouse | A••••••••• F•••••••• S•••••••• L•• national BD | Madera, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2024 over 14 d |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Independence, Mo | Affiliated broker-dealer or bank to another | Nov 29, 2024 over 4 d |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | U•• F•••••••• S••••••• I••• wirehouse | Miami, Fl +1 | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2024 |
| 5 | L•• F•••••••• L•• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Columbia, Tn +3 | Affiliated broker-dealer or bank to another | Nov 27, 2024 over 13 d |
| 2 | W•••• F•••• A••••••• wirehouse | M••••• P•••••••• L•• no RAUM | Incline Village, Nv | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 27, 2024 |
| 2 | C••• F•••••••• S•••••••• L••• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Parksburg, Pa +1 | Affiliated broker-dealer or bank to another | Nov 27, 2024 |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | San Antonio, Tx | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2024 over 1 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | M••••• S•••••• wirehouse | New York, Ny +1 | Wirehouse to wirehouse | Nov 27, 2024 over 6 d |
| 6 | B• R•••• W••••• A•••••••• I••• BD affiliated | A•••• W••••• A•••••••• L•• BD affiliated | Jersey City, Nj | Affiliated broker-dealer or bank to another | Nov 26, 2024 |
| 3 | M••••• S•••••• wirehouse | W•••• F•••• A••••••• wirehouse | Long Beach, Ca +2 | Wirehouse to wirehouse | Nov 26, 2024 over 1 d |
| 2 | N••• F•••••••• G••••• I••• BD affiliated | L••• I••• independent RIA | Friendswood, Tx | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Seattle, Wa +1 | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2024 over 15 d |
| 4 | V•••• F•••••••• A•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Boca Raton, Fl | Affiliated broker-dealer or bank to another | Nov 25, 2024 |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Chico, Ca +1 | Affiliated broker-dealer or bank to another | Nov 25, 2024 over 2 d |
| 2 | D••• D••••••• • C•• independent RIA | B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated | Logan, Ut | RIA to affiliated broker-dealer or bank | Nov 25, 2024 |
| 2 | E••••• J•••• national BD | W•••• F•••• A••••••• wirehouse | Golden, Co | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 over 14 d |
| 2 | T••••• A••••••• S•••••••• I••• BD affiliated | B••• M••• T•••• A•••••••• L•• independent RIA | Kings Of Prussia, Pa +1 | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 |
| 2 | C•••••• D• H•••• • C•••••• independent RIA | H•••••••• A•••••••• L•• BD affiliated | Ponte Vedra Beach, Fl | RIA to affiliated broker-dealer or bank | Nov 25, 2024 |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Costa Mesa, Ca +1 | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 over 3 d |
| 2 | B•• F•••••••• L•• independent RIA | E••••••••• W••••• A•••••••• L•• independent RIA | Little Rock, Ar | RIA to RIA | Nov 25, 2024 |
| 2 | M••••• S•••••• wirehouse | R•••••• J•••• • A••••••••• I••• national BD | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2024 over 10 d |
| 2 | B• R•••• W••••• A•••••••• I••• BD affiliated | W•••••• S••••••••• I••• BD affiliated | Bryn Mawr, Pa +1 | Affiliated broker-dealer or bank to another | Nov 24, 2024 over 9 d |
| 2 | W•••• F•••• A••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Sacramento, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2024 over 5 d |
| 2 | O••••••• B•• W••••• P••••••• independent RIA | F••••••••• no RAUM | Parsippany, Nj | RIA to a newly registered adviser | Nov 22, 2024 |
| 2 | M••••• S•••••• wirehouse | U•• F•••••••• S••••••• I••• wirehouse | New York, Ny | Wirehouse to wirehouse | Nov 22, 2024 |
| 2 | S•••••• N••••••• • C••••••• I••••••••• national BD | K••••• P•••••• W••••• S•••••••• L•• BD affiliated | Greenville, Sc | Affiliated broker-dealer or bank to another | Nov 22, 2024 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•••••• J•••• • A••••••••• I••• national BD | Vero Beach, Fl | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2024 |
| 2 | D•••••• independent RIA | M•• H••• C••••••• L•• independent RIA | Phoenix, Az | RIA to RIA | Nov 22, 2024 |
| 3 | H••••••••• L•• independent RIA | F•••• P••••••• W•••••• L•• independent RIA | Phoenix, Az | RIA to RIA | Nov 21, 2024 |
| 2 | R•••• C•••••• A•••••••• L• independent RIA | W•••••• A•••••••• L•• independent RIA | Jacksonville, Fl | RIA to RIA | Nov 21, 2024 |
| 2 | F•••••••• A•••••••• I••••••••• M••••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Sequim, Wa +1 | RIA to affiliated broker-dealer or bank | Nov 21, 2024 |
| 3 | L•• F•••••••• L•• BD affiliated | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Nov 20, 2024 |
| 2 | W•••••• • A••••••••• L•• independent RIA | S•••• independent RIA | Littleton, Co | RIA to RIA | Nov 20, 2024 |
| 2 | B• R•••• W••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Richardson, Tx | Affiliated broker-dealer or bank to another | Nov 20, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | •••••••• independent RIA | Pittsburgh, Pa +1 | Wirehouse to independent RIA | Nov 20, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | San Jose, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2024 over 14 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Tampa, Fl +1 | Affiliated broker-dealer or bank to another | Nov 20, 2024 over 2 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Hingham, Ma | Affiliated broker-dealer or bank to another | Nov 20, 2024 over 10 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.