DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Creative Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kwasi Boahen Maafoh | Creative Planning independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Jan 12, 2022 | Aug 23, 2022 (223 d) |
| Dylan Stone Greer | Creative Planning independent RIA | Manning & Napier Advisors, LLC mixed wealth | RIA to RIA | Jan 3, 2022 | Mar 16, 2022 (72 d) |
| Michael Patrick Green | Creative Planning independent RIA | Three Twenty One Financial Outfitters unclassified | Other | Dec 6, 2021 | Jan 2, 2022 |
| Grant Thomas Stiles | Creative Planning independent RIA | Rise Retirement, LLC state registered | RIA to a state-registered adviser | Dec 1, 2021 | Dec 1, 2021 |
| Matthew Gary Fischer | Creative Planning independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Oct 18, 2021 | Nov 9, 2021 |
| Robin Cochrane Yacovetta | Creative Planning independent RIA | Manning & Napier Advisors, LLC mixed wealth | RIA to RIA | Aug 30, 2021 | Sep 21, 2021 |
| Derrick Salvador Avelar | Creative Planning independent RIA | Benchmark Advisory Services, LLC independent RIA | RIA to RIA | Aug 17, 2021 | Aug 17, 2021 |
| Robert Everett Ciullo | Creative Planning independent RIA | Alera Investment Advisors, LLC independent RIA | RIA to RIA | Aug 10, 2021 | Apr 11, 2022 (244 d) |
| Yuyen Chang | Creative Planning independent RIA | Kayne Anderson Rudnick Investment Management, LLC other | Other | Jul 14, 2021 | Jun 30, 2022 (351 d) |
| Andrell Vesean Adams | Creative Planning independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jun 16, 2021 | Jun 29, 2021 |
| Mason Lee Paulus | Creative Planning independent RIA | Nomura Investment Management Business Trust other | Other | Jun 9, 2021 | Jun 24, 2021 |
| Mark Kuniholm | Creative Planning independent RIA | Bogart Wealth, LLC independent RIA | RIA to RIA | Jun 8, 2021 | Jul 22, 2021 (44 d) |
| Michael Paul Russell | Creative Planning independent RIA | Cetera Planning Partners independent RIA | RIA to RIA | May 18, 2021 | Mar 28, 2022 (314 d) |
| Danielle Marie Brown | Creative Planning independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2021 | Sep 2, 2022 (472 d) |
| Sean Thomas Lamb | Creative Planning independent RIA | Spotlight Asset Group independent RIA | RIA to RIA | May 3, 2021 | Jun 22, 2021 (50 d) |
| Rinar Stewart Erickson | Creative Planning independent RIA | Capita Financial Network, LLC independent RIA | RIA to RIA | Apr 29, 2021 | May 4, 2021 |
| Jessica May Roks | Creative Planning independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | Apr 20, 2021 | Jun 21, 2021 (62 d) |
| Grant Prescott Fuller | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2021 | Jul 2, 2021 (86 d) |
| Jason James Kane | Creative Planning independent RIA | Kane Company Wealth Management, Inc. independent RIA | RIA to RIA | Mar 23, 2021 | Mar 22, 2021 |
| Cynthia Rose Sforza | Creative Planning independent RIA | Towneley Capital Management, Inc. mixed wealth | RIA to RIA | Mar 2, 2021 | Mar 16, 2021 |
| David Michael Sparks | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2021 | Mar 2, 2021 |
| Ryan Royce Berges | Creative Planning independent RIA | Orion Portfolio Solutions, LLC independent RIA | RIA to RIA | Jan 5, 2021 | Jun 7, 2021 (153 d) |
| Matthew D Arnold | Creative Planning independent RIA | Fisher Investments independent RIA | RIA to RIA | Nov 10, 2020 | Nov 22, 2020 |
| Tammy Anne Trenta | Creative Planning independent RIA | Running Point Capital Advisors LLC independent RIA | RIA to RIA | Sep 16, 2020 | Sep 25, 2020 |
| Jordan M Swisher | Creative Planning independent RIA | 6 Meridian LLC independent RIA | RIA to RIA | Sep 16, 2020 | Oct 6, 2020 |
| Ryan Lloyd Henderson | Creative Planning independent RIA | Fourthought Private Wealth independent RIA | RIA to RIA | Jun 26, 2020 | Oct 14, 2020 (110 d) |
| Sarah Elizabeth Pierce | Creative Planning independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 6, 2020 | Apr 8, 2020 |
| Andrew Eugene Nyland | Creative Planning independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Mar 25, 2020 | Nov 3, 2020 (223 d) |
| Timothy Coleman Womack | Creative Planning independent RIA | Mid-American Wealth Advisory Group no RAUM | RIA to a newly registered adviser | Dec 20, 2019 | Mar 20, 2020 (91 d) |
| Steven Brian Murray | Creative Planning independent RIA | Novadius Wealth Management independent RIA | RIA to RIA | Dec 20, 2019 | Sep 15, 2020 (270 d) |
| Alexis Barling | Creative Planning independent RIA | Cetera Planning Partners independent RIA | RIA to RIA | Sep 9, 2019 | Sep 13, 2019 |
| Thomas Russell Pargett | Creative Planning independent RIA | Bergankdv Wealth Management, LLC mixed wealth | RIA to RIA | Sep 9, 2019 | Sep 19, 2019 |
| Richard Coleman Lunsford | Creative Planning independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 29, 2019 | Oct 6, 2021 (769 d) |
| Joe Phouthala Sopha | Creative Planning independent RIA | Empower Advisory Group, LLC other | Other | Aug 16, 2019 | May 20, 2021 (643 d) |
| Jason Christopher Imlay | Creative Planning independent RIA | Postrock Partners LLC mixed wealth | RIA to RIA | Aug 2, 2019 | Apr 30, 2026 (2463 d) |
| Patrick Neil Elliott | Creative Planning independent RIA | Facet independent RIA | RIA to RIA | Aug 2, 2019 | Jul 21, 2020 (354 d) |
| Eric Chen | Creative Planning independent RIA | Regentatlantic independent RIA | RIA to RIA | Jul 25, 2019 | Sep 18, 2019 (55 d) |
| Jennifer Culhane | Creative Planning independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 24, 2019 | Nov 16, 2020 (481 d) |
| Eduardo Ariel Gonzalez | Creative Planning independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 31, 2019 | Jul 23, 2019 (53 d) |
| Amy Lynn Warrender | Creative Planning independent RIA | Southstate Private Capital Management LLC independent RIA | RIA to RIA | Apr 1, 2019 | May 20, 2020 (415 d) |
| Andrew Brandt Bradshaw | Creative Planning independent RIA | Tower Wealth Managers other | Other | Dec 18, 2018 | Dec 26, 2018 |
| Nicole Renee Simpson | Creative Planning independent RIA | The Financial Healer unclassified | Other | Oct 22, 2018 | Sep 23, 2019 (336 d) |
| Kyle Wayne Rudduck | Creative Planning independent RIA | Constellation Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 2, 2018 | Oct 15, 2018 |
| Ralph Taylor Rigler | Creative Planning independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2018 | Mar 26, 2019 (186 d) |
| Adam Jonathan Price | Creative Planning independent RIA | Strategic Wealth Partners independent RIA | RIA to RIA | Sep 12, 2018 | Sep 25, 2018 |
| Daniel Scott Reiter | Creative Planning independent RIA | Prosperity Planning no RAUM | RIA to a newly registered adviser | Jul 30, 2018 | Sep 6, 2018 (38 d) |
| Daniel Allen Hamm | Creative Planning independent RIA | American Century Investments Private Client Group, Inc. independent RIA | RIA to RIA | Jul 24, 2018 | Jul 25, 2018 |
| Nilesh Imanuel Christian | Creative Planning independent RIA | Mariner independent RIA | RIA to RIA | Apr 9, 2018 | Apr 12, 2018 |
| Kyle Lynn Moore | Creative Planning independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2018 | May 3, 2019 (389 d) |
| Christopher R Herb | Creative Planning other | Strategic Advisers LLC national BD | Other | Mar 19, 2018 | Apr 20, 2018 (32 d) |
| Scott Daniel Schloegel | Creative Planning other | Osaic Wealth, Inc. BD affiliated | Other | Mar 6, 2018 | Apr 13, 2018 (38 d) |
| Jaret Lee Tidwell | Creative Planning other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 20, 2018 | Oct 11, 2018 (233 d) |
| Thomas Jon Casper | Creative Planning other | Camarda Wealth Advisory Group independent RIA | Other | Feb 9, 2018 | Feb 17, 2022 (1469 d) |
| Edward Stephen Devine | Creative Planning other | Roth Builder Investments state registered | Other | Jan 18, 2018 | Apr 29, 2021 (1197 d) |
| Alejandro Siqueiros | Creative Planning other | Prime Capital Financial mixed wealth | Other | Dec 8, 2017 | Feb 2, 2018 (56 d) |
| Jennifer Nicole Overhoff | Creative Planning other | LPL Financial LLC independent RIA | Other | Oct 18, 2017 | Sep 26, 2018 (343 d) |
| Alexandra Conroy Baig | Creative Planning other | Companions On Your Journey state registered | Other | Sep 26, 2017 | Feb 20, 2018 (147 d) |
| Ryan Anthony Chiaverini | Creative Planning other | Meritage Portfolio Management, Inc. independent RIA | Other | Sep 18, 2017 | Jun 27, 2018 (282 d) |
| Michael Edward Mitchell | Creative Planning other | Spotlight Asset Group no RAUM | Other | May 8, 2017 | May 8, 2017 |
| Stephen Albert Greco | Creative Planning other | Spotlight Asset Group no RAUM | Other | Mar 3, 2017 | May 8, 2017 (66 d) |
209 moves match.