DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony J. Boxler | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Sep 9, 2024 |
| Bryan Recca | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 26, 2024 |
| Brian Christopher Qualey | Vanguard Advisers, Inc. BD affiliated | Democratize Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 29, 2024 | Apr 17, 2026 (596 d) |
| Brett Daryl Hutchins | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2024 | Oct 13, 2025 (411 d) |
| Raymond Craig Schenk | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 27, 2024 | Apr 28, 2025 (244 d) |
| Joseph Michael Panaccio | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Sep 13, 2024 |
| Amanda Bateman | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 8, 2024 |
| Douglas Mcallister | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Sep 27, 2024 (36 d) |
| Christopher James Kuzelka | Vanguard Advisers, Inc. BD affiliated | Capital Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Oct 18, 2024 (57 d) |
| Christopher Dean Oden | Vanguard Advisers, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Sep 3, 2024 |
| Ryan Hunter | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Oct 3, 2024 (44 d) |
| Tyler Maitland Lewis | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 19, 2024 |
| Victoria Lynn Yazzie | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 | Sep 20, 2024 (36 d) |
| John J Juliano | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Sep 18, 2024 (35 d) |
| Evan James Allvord | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 14, 2024 | Aug 31, 2026 (747 d) |
| Cody James Catron | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Aug 21, 2024 |
| Patrick Corona Cananea | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2024 | Oct 1, 2024 (48 d) |
| Brad Jeffery Playford | Vanguard Advisers, Inc. BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2024 | Jul 26, 2024 |
| Justin Christopher Sam Stanford | Vanguard Advisers, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2024 | Aug 9, 2024 |
| Steven Charles Kuter | Vanguard Advisers, Inc. BD affiliated | Cornerstone Advisors Asset Management, LLC other | Other | Aug 8, 2024 | Sep 26, 2024 (49 d) |
| Andrew David Strain | Vanguard Advisers, Inc. BD affiliated | Pitcairn independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 4, 2025 (361 d) |
| George Morakis | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 8, 2024 | Aug 27, 2024 |
| Thomas Christian Eybye | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2024 | Aug 15, 2024 |
| Lee Thomas Mann | Vanguard Advisers, Inc. BD affiliated | Lyon Wealth Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 1, 2024 |
| Randy Morgan | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2024 | Dec 17, 2024 (131 d) |
| Saul Ruiz | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 8, 2024 |
| Zachary James Costa | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 16, 2024 |
| Ron Schonscheck | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Jun 4, 2026 (666 d) |
| Robert Taylor Cox | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Aug 15, 2024 |
| Cameron Clark Grable | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 7, 2024 | Nov 7, 2024 (92 d) |
| Jesse George Nunez | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Aug 9, 2024 |
| Harrison Bromley | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2024 | Jul 15, 2024 |
| Ryan Craig Hoppie | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 14, 2024 |
| Richard John Defrancesco | Vanguard Advisers, Inc. BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 23, 2024 |
| Kevin Smith | Vanguard Advisers, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jul 10, 2024 |
| Davon Antionne Smith | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jul 15, 2024 |
| Brian Dean Jutting | Vanguard Advisers, Inc. BD affiliated | Public Safety Financial/Galloway independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Aug 16, 2024 |
| Matthew Jackson | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 31, 2024 | Apr 16, 2026 (624 d) |
| Ethan Stonebraker Willis | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2024 | Aug 26, 2024 |
| Ryan Stephan Mastilak | Vanguard Advisers, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 31, 2024 |
| Zachary Andrew Costagliola | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Aug 7, 2024 |
| Riley T Salmon | Vanguard Advisers, Inc. BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 29, 2024 |
| John Thomas Ryan | Vanguard Advisers, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 2, 2024 |
| Caleb Lee Ray | Vanguard Advisers, Inc. BD affiliated | Benchmark Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2024 | Jul 8, 2024 |
| Raymond Joseph Lucas | Vanguard Advisers, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 27, 2024 (36 d) |
| James Lee Cook | Vanguard Advisers, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2024 | Dec 11, 2024 (146 d) |
| Patrick Lynch | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Aug 6, 2024 |
| Chase Alan Smith Deters | Vanguard Advisers, Inc. BD affiliated | Prospera Capital Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2024 | Jun 26, 2024 |
| Allen C Minton | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2024 | Aug 4, 2025 (383 d) |
| John Leroy Blair | Vanguard Advisers, Inc. BD affiliated | Dt Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | Jul 22, 2024 |
| Brandon James Seibel | Vanguard Advisers, Inc. BD affiliated | Oasis Wealth Planning Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | Aug 12, 2024 |
| Gregory Thomas Zegalia | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2024 | Jun 15, 2025 (334 d) |
| Brandyn Dean Shetler | Vanguard Advisers, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 10, 2024 |
| Cooper Louis Michaelis | Vanguard Advisers, Inc. BD affiliated | Grayscale Advisors asset manager | Other | Jul 15, 2024 | Jul 24, 2024 |
| Katie Nicole Loyet | Vanguard Advisers, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 12, 2024 |
| Sara Lammers Amparan | Vanguard Advisers, Inc. BD affiliated | Prospera Capital Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 10, 2024 | Jun 26, 2024 |
| John Christopher Mazzei | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2024 | Jul 15, 2024 |
| Samantha Angella Allen | Vanguard Advisers, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Feb 3, 2025 (208 d) |
| Maura Grant | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2024 | Jul 30, 2024 |
| Thomas Lawson | Vanguard Advisers, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 10, 2024 |
1,264 moves match.