DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin Daniel PophamFisher Investments independent RIAFirst Citizens Investor Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2022Sep 30, 2024 (810 d)
Joseph Peter MaglioFisher Investments independent RIATd Ameritrade, Inc. no RAUMOtherJul 11, 2022Oct 4, 2022 (85 d)
Jared Michael KerstenFisher Investments independent RIAReserve Fund Advisers state registeredRIA to a state-registered adviserJul 11, 2022May 30, 2023 (323 d)
Stephen Michael DemaioFisher Investments independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 27, 2022Jan 9, 2023 (196 d)
Jeremiah Dallas GallingtonFisher Investments independent RIACable Hill Partners, LLC independent RIARIA to RIAJun 27, 2022Jul 7, 2022
Steven NewmanFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 27, 2022Sep 29, 2022 (94 d)
Christopher Stephen MattoxFisher Investments independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2022Jan 19, 2023 (211 d)
Andrew MartinFisher Investments independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2022Aug 2, 2022 (41 d)
Jarvis HallFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2022Oct 13, 2022 (113 d)
Joseph Alexander RayburnFisher Investments independent RIAVista Capital Partners, Inc. independent RIARIA to RIAJun 22, 2022Jul 28, 2022 (36 d)
Erin RicoFisher Investments independent RIAM Holdings Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2022Sep 28, 2022 (105 d)
Jedidiah William BarnettFisher Investments independent RIALPL Financial LLC independent RIARIA to RIAJun 14, 2022Jun 13, 2022
Luz Edesa PaulinoFisher Investments independent RIAOnedigital institutionalOtherJun 9, 2022Jul 15, 2022 (36 d)
James Brady RisalvatoFisher Investments independent RIAGds Wealth Management independent RIARIA to RIAJun 6, 2022Aug 3, 2022 (58 d)
John Kisner RankinFisher Investments independent RIATd Ameritrade, Inc. no RAUMOtherJun 6, 2022Jun 24, 2022
William Jonathan WilliamsFisher Investments independent RIALytle Investments independent RIARIA to RIAJun 2, 2022Jan 26, 2023 (238 d)
Swikar OjhaFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJun 2, 2022Jul 11, 2022 (39 d)
Howell Lewis FlorenceFisher Investments independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 25, 2022Jun 3, 2022
Timothy Warren BaileyFisher Investments independent RIAConcurrent Investment Advisors, LLC independent RIARIA to RIAMay 25, 2022May 18, 2024 (724 d)
Zachery Michael WestFisher Investments independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 25, 2022Jun 23, 2022
Chloe BiermanFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 18, 2022Jul 13, 2022 (56 d)
Samantha Viviane TorresFisher Investments independent RIAVista Capital Partners, Inc. independent RIARIA to RIAMay 12, 2022Jul 21, 2022 (70 d)
Nicole SavageFisher Investments independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIAMay 9, 2022Jun 2, 2022
Nicholas Henry RyanFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAMay 5, 2022May 5, 2022
Paul Anthony AnelloFisher Investments independent RIALido independent RIARIA to RIAMay 3, 2022Aug 12, 2022 (101 d)
Stephen James SparoliniFisher Investments independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAApr 22, 2022Apr 22, 2022
Keegan Gene WoodFisher Investments independent RIATd Ameritrade, Inc. no RAUMOtherApr 21, 2022May 11, 2022
Matthew Allen DuncanFisher Investments independent RIADonaldson Capital Management LLC independent RIARIA to RIAApr 14, 2022Jun 3, 2026 (1511 d)
Robert Daniel CulbersonFisher Investments independent RIAOnedigital institutionalOtherApr 14, 2022Jun 16, 2022 (63 d)
Ryan Scott MorganFisher Investments independent RIAConnectus Wealth independent RIARIA to RIAApr 12, 2022Apr 29, 2022
Anthony D PerkinsFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2022May 5, 2022
Chris GallagherFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 6, 2022Jul 26, 2022 (111 d)
Michael William SiriannoFisher Investments independent RIALPL Financial LLC independent RIARIA to RIAApr 5, 2022Oct 19, 2022 (197 d)
Charles Thomas GrayFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 5, 2022Apr 26, 2022
Nathan Eugene DufresneFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2022Jul 15, 2022 (102 d)
Wade Elmo OnealFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 29, 2022May 16, 2022 (48 d)
James MaherFisher Investments independent RIAMai Capital Management, LLC independent RIARIA to RIAMar 25, 2022Aug 24, 2022 (152 d)
Marcus Anthony GroeneveldFisher Investments independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2022Jul 28, 2022 (126 d)
Thomas Emmett GuinaneFisher Investments independent RIASummitry, LLC independent RIARIA to RIAMar 23, 2022Apr 13, 2022
Hareesh Vishal SivashankerFisher Investments independent RIARBC Rochdale, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022May 17, 2022 (55 d)
Michael Joseph D'AngelisFisher Investments independent RIAIp Financial Advisory Services LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2022May 23, 2022 (63 d)
William Ross GormanFisher Investments independent RIACorda Investment Management, LLC independent RIARIA to RIAMar 14, 2022Apr 4, 2022
James Scott RoseFisher Investments independent RIABluespring Wealth Management, LLC independent RIARIA to RIAMar 14, 2022Apr 12, 2023 (394 d)
Harrison Spencer HamiltonFisher Investments independent RIASmith Anglin Financial, LLC independent RIARIA to RIAMar 14, 2022Apr 22, 2022 (39 d)
Lony Floyd ParkerFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 3, 2022Mar 15, 2022
Timothy Landon ShugrueFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2022May 2, 2023 (428 d)
Nicholis ColeFisher Investments independent RIAPacer Advisors, Inc. asset managerOtherFeb 22, 2022Mar 21, 2022
Brian Joseph FuchsFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankFeb 16, 2022Sep 16, 2022 (212 d)
Cory Matthew WoodFisher Investments independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 16, 2022Apr 8, 2022 (51 d)
Antonio ZambranoFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2022Mar 31, 2022 (49 d)
Katherine Meryl BackusFisher Investments independent RIAVista Capital Partners, Inc. independent RIARIA to RIAFeb 9, 2022May 28, 2024 (839 d)
Maciel Ian Bryce PorraoFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankFeb 8, 2022Mar 21, 2022 (41 d)
Jakub KubrakFisher Investments independent RIATexas Capital Bank Private Wealth Advisors independent RIARIA to RIAFeb 2, 2022Jun 16, 2022 (134 d)
Christopher Roy SmithFisher Investments independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 25, 2022Feb 16, 2023 (387 d)
John Stanley KornagaFisher Investments independent RIAKinetic Investment Management, Inc. independent RIARIA to RIAJan 12, 2022Feb 14, 2022 (33 d)
Robert Louis LucenteFisher Investments independent RIAWithum Wealth Management independent RIARIA to RIAJan 10, 2022Feb 3, 2022
Karishma LakhaniFisher Investments independent RIAFrost Investment Services BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2022Mar 20, 2025 (1165 d)
Hugh Steven MorrisFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 10, 2022Jan 23, 2022
Stephen Alan StrouseFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIADec 23, 2021Jan 6, 2022
Brandon Kyler RoweFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 21, 2021Jan 20, 2022
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993 moves match.