DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allstate Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig J Engel | Allstate Financial Advisors, LLC BD affiliated | Principal Advised Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2022 | Oct 30, 2022 (257 d) |
| Ryan Andre Myers | Allstate Financial Advisors, LLC BD affiliated | Empower Advisory Group, LLC other | Other | Feb 14, 2022 | Mar 8, 2022 |
| Andrew Douglas Kacz | Allstate Financial Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 4, 2022 |
| Tod David Ross | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Feb 2, 2022 |
| David L Levitt | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2022 | Mar 25, 2022 (53 d) |
| Michael D Relyea | Allstate Financial Advisors, LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2022 | Jan 26, 2022 |
| Cheri Roman | Allstate Financial Advisors, LLC BD affiliated | M. E. Allison & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 5, 2022 |
| Dennis Mclynn | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jul 20, 2023 (561 d) |
| Anthony James Degerolamo | Allstate Financial Advisors, LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 18, 2022 |
| Elizabeth Ellen Smith | Allstate Financial Advisors, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Dec 23, 2021 |
| Don G Banks | Allstate Financial Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 12, 2022 |
| Colin Benjamin Wright | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Aug 26, 2022 (238 d) |
| Anthony Lee Allbright | Allstate Financial Advisors, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 21, 2021 |
| Andrew Gartrell | Allstate Financial Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Dec 10, 2021 |
| Lance Victor Cannon | Allstate Financial Advisors, LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Jan 21, 2022 (37 d) |
| Richard Esposito | Allstate Financial Advisors, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Feb 15, 2022 (83 d) |
| Steven Lynn Oneal | Allstate Financial Advisors, LLC BD affiliated | Sharebuilder 401k no RAUM | Other | Nov 23, 2021 | Dec 6, 2021 |
| Brian P Cline | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Aug 4, 2022 (265 d) |
| Robert Corey Finch | Allstate Financial Advisors, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Jan 28, 2022 (84 d) |
| David Maxwell Stewart | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Jun 29, 2023 (615 d) |
| Scott Michael Hansen | Allstate Financial Advisors, LLC BD affiliated | Encompass Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2021 | Jun 26, 2022 (247 d) |
| Ana E Morris | Allstate Financial Advisors, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Jun 24, 2026 (1707 d) |
| Brian Kenneth Groover | Allstate Financial Advisors, LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Nov 2, 2021 |
| Michael V Ronan | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2021 | Jan 26, 2022 (97 d) |
| Stacia Dewitt | Allstate Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Nov 7, 2022 (382 d) |
| Jonathan Wardenburg | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Aug 22, 2023 (672 d) |
| Barbara Mincher Ernst | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Sep 9, 2025 (1422 d) |
| Edward Dale Meracle | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Oct 12, 2021 |
| Jonathan Jed Meyers | Allstate Financial Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 29, 2021 |
| James Edward Eastwood | Allstate Financial Advisors, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Oct 13, 2021 (40 d) |
| Henry Raymond Conkle | Allstate Financial Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 27, 2021 |
| Kurtis E Burcume | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Oct 22, 2021 (63 d) |
| Kevin H. Gay | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Jan 26, 2022 (169 d) |
| Rogelio Gonzalez | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2021 | Nov 10, 2021 (96 d) |
| Susan Monahan | Allstate Financial Advisors, LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2021 | Nov 18, 2021 (105 d) |
| Christopher S Eggleston | Allstate Financial Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 30, 2021 |
| Samuel Hendrick Beasley | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jul 22, 2021 |
| Mary Kathleen Van Sickle | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jul 8, 2021 |
| Sean M. Linder | Allstate Financial Advisors, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 15, 2021 | Aug 12, 2021 (58 d) |
| Tobias Jude Wilhelm | Allstate Financial Advisors, LLC BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Mar 3, 2022 (266 d) |
| Bart Kendall Gregory | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Dec 21, 2021 (203 d) |
| Albert Noble Donahey | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2021 | Dec 10, 2022 (569 d) |
| Michael Anthony Millard | Allstate Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2021 | Jun 3, 2021 |
| Scott Howard Levin | Allstate Financial Advisors, LLC BD affiliated | Wescott Financial Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Jan 14, 2022 (249 d) |
| Blake Stewart | Allstate Financial Advisors, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2021 | May 25, 2021 |
| Donald Craig Rogers | Allstate Financial Advisors, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | May 3, 2021 |
| Jeffrey James White | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | May 4, 2021 |
| Alexander Gerhard Forster | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | May 11, 2021 |
| Rocco M Neis | Allstate Financial Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2021 | Jun 29, 2021 (67 d) |
| Ronald Francis Murtha | Allstate Financial Advisors, LLC BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Apr 13, 2021 |
| Howard C Diamond | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Apr 19, 2021 |
| Kimberly Carolina Figueroa | Allstate Financial Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2021 | Jan 23, 2022 (291 d) |
| Michael William Kneip | Allstate Financial Advisors, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2021 | Apr 22, 2021 |
| Kelly Zitting | Allstate Financial Advisors, LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 23, 2021 |
| William Andrew Turner | Allstate Financial Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | May 21, 2021 (80 d) |
| Paul A Dowd | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Mar 19, 2021 |
| Thomas Herber | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Feb 9, 2022 (344 d) |
| Michalis Dimitri Kritikos | Allstate Financial Advisors, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 1, 2021 | Dec 10, 2024 (1380 d) |
| Cory M Callahan | Allstate Financial Advisors, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2021 | Feb 2, 2021 |
| Gregory Howard Kamp | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 14, 2021 | Jan 15, 2021 |
404 moves match.