DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allstate Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Shakespeare | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Dec 9, 2022 (708 d) |
| Albert Bryan Shapiro | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Dec 12, 2022 (711 d) |
| Richard Chan | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Nov 27, 2024 (1427 d) |
| Ziaul Islam Khondker | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Mar 22, 2021 (94 d) |
| Tyler Erikson | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2020 | Mar 9, 2021 (92 d) |
| Darryl Robert Bull | Allstate Financial Advisors, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2020 | Jun 14, 2022 (558 d) |
| Daniel Mckinley Yancy | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 3, 2020 | Mar 3, 2021 (90 d) |
| Stacy A Wasserman | Allstate Financial Advisors, LLC BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2020 | Mar 10, 2021 (105 d) |
| Mark Bryant Ruyle | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 20, 2020 |
| Jennifer Lynn Jones | Allstate Financial Advisors, LLC BD affiliated | Heritage Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2020 | Oct 13, 2020 |
| Jude A Watters | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Nov 13, 2020 |
| Donna Lynette King | Allstate Financial Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2020 | Dec 22, 2020 (53 d) |
| Howard Justin Heatherly | Allstate Financial Advisors, LLC BD affiliated | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2020 | May 11, 2026 (2037 d) |
| Corbett Edward Yarbrough | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2020 | Oct 14, 2020 |
| Christopher S O'Banner | Allstate Financial Advisors, LLC BD affiliated | Missionsquare Retirement institutional | Other | Sep 30, 2020 | Dec 16, 2020 (77 d) |
| Alan Michael Romero | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2020 | Sep 30, 2020 |
| Shelly Marie Malone | Allstate Financial Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 29, 2020 |
| Ronald Edward Wilson | Allstate Financial Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 17, 2020 |
| Mark P Mcginnis | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Nov 12, 2021 (437 d) |
| Colby Simon Sherman | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2020 | Aug 23, 2020 (38 d) |
| Don Howard Hart | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Oct 5, 2021 (455 d) |
| Anthony Joseph Spena | Allstate Financial Advisors, LLC BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Feb 11, 2021 (226 d) |
| Robert Clinton Chastain | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Jul 22, 2020 (37 d) |
| Marcus Velasco | Allstate Financial Advisors, LLC BD affiliated | Jmg Financial Group Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2020 | Dec 18, 2020 (226 d) |
| Janet Lisa Connolly | Allstate Financial Advisors, LLC BD affiliated | People'S United Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2020 | Jul 28, 2020 (106 d) |
| Nemanja Miljkovic | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Jun 18, 2021 (466 d) |
| Suzanne Kay Porske | Allstate Financial Advisors, LLC BD affiliated | Aegis Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2020 | Apr 29, 2020 (58 d) |
| Joseph C Anderson | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2020 | Mar 17, 2020 |
| Rene Hernandez | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Feb 3, 2020 |
| Ross Mason Peterson | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Jun 23, 2021 (499 d) |
| Reed R Hogue | Allstate Financial Advisors, LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jan 7, 2020 | Jan 8, 2020 |
| Anthony G Doyley | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2019 | Oct 26, 2021 (677 d) |
| Taccara Edwards | Allstate Financial Advisors, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Nov 26, 2019 |
| Scott Fast | Allstate Financial Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Dec 16, 2019 (60 d) |
| Terek Wilson | Allstate Financial Advisors, LLC BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Nov 21, 2019 (41 d) |
| Jason Bradley Jones | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2019 | Oct 11, 2019 |
| Gregg Mark Dubroc | Allstate Financial Advisors, LLC BD affiliated | Hancock Whitney Investment Services Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Feb 6, 2020 (135 d) |
| Benjamin Louis Wright | Allstate Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2019 | Sep 27, 2019 |
| Michael J Suggs | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2019 | Oct 1, 2019 |
| Savas Nick Constantinou | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Sep 5, 2019 |
| Robert Benton Penn | Allstate Financial Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Sep 18, 2019 |
| Ellis Jay Weiss | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Sep 4, 2019 |
| Robert D Maxwell | Allstate Financial Advisors, LLC BD affiliated | Pinnacle Wealth Partners unclassified | Other | Aug 26, 2019 | Jan 3, 2020 (130 d) |
| Traci Allysan Carrion | Allstate Financial Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 9, 2019 | Nov 12, 2019 (95 d) |
| Derek Jay Sensenig | Allstate Financial Advisors, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2019 | Nov 11, 2019 (95 d) |
| Robert E Budavich | Allstate Financial Advisors, LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2019 | Sep 5, 2019 (38 d) |
| Kristopher J Jantzen | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Aug 2, 2019 |
| Jason James Renskers | Allstate Financial Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2019 | May 2, 2023 (1378 d) |
| Ryan Richard Green | Allstate Financial Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2019 | Feb 16, 2022 (945 d) |
| Malcolm Kelly Sessoms | Allstate Financial Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jan 6, 2020 (174 d) |
| David Bowen | Allstate Financial Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2019 | Nov 12, 2021 (857 d) |
| Joseph Paul Rosario | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2019 | Aug 1, 2019 |
| Christopher Richard Ruby | Allstate Financial Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2019 | Aug 9, 2019 (35 d) |
| Michael Joseph Azzato | Allstate Financial Advisors, LLC BD affiliated | Garden State Investment Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2019 | Oct 1, 2019 (99 d) |
| Adam Riback | Allstate Financial Advisors, LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jun 20, 2019 | Jul 5, 2019 |
| Eric T Gudmundson | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2019 | Aug 22, 2019 (64 d) |
| Kirk Darnell | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jan 10, 2022 (951 d) |
| Randal E Hagen | Allstate Financial Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Jun 10, 2019 |
| Jeremy Wilmes | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jan 15, 2020 (229 d) |
| Douglas A Brackin | Allstate Financial Advisors, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 9, 2019 |
404 moves match.