DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tlg Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Gibbons | Tlg Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Sep 15, 2026 |
| John Troy Gilmore | Tlg Advisors, Inc. BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Aug 28, 2026 |
| Brian Scott Schaefer | Tlg Advisors, Inc. BD affiliated | Oakwood Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2026 | Sep 4, 2026 |
| Salvatore Fusaro | Tlg Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 18, 2026 |
| Harold Alvarado | Tlg Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Sep 12, 2026 (33 d) |
| Mason Mckinnie | Tlg Advisors, Inc. BD affiliated | Principal Asset Management other | Other | Aug 4, 2026 | Aug 26, 2026 |
| Christopher Lee Wholehan | Tlg Advisors, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 13, 2026 |
| Janet Lynn Mooney | Tlg Advisors, Inc. BD affiliated | Usi Securities, Inc. no RAUM | Other | Jul 9, 2026 | Jul 8, 2026 |
| Mitchell Monson | Tlg Advisors, Inc. BD affiliated | Mbe Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2026 | Jul 2, 2026 |
| Yongyi Fan | Tlg Advisors, Inc. BD affiliated | Sun Global LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2026 | Jun 3, 2026 |
| Michael L Kalen | Tlg Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | May 20, 2026 |
| Andrew James Mitchell | Tlg Advisors, Inc. BD affiliated | Critical Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 15, 2026 | May 26, 2026 |
| James Harvey Berry | Tlg Advisors, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | May 8, 2026 |
| Carol Ann Goetsch | Tlg Advisors, Inc. BD affiliated | Oakwood Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 14, 2026 |
| Rodney Dale Dir | Tlg Advisors, Inc. BD affiliated | The Marshall Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2026 | Jun 24, 2026 (72 d) |
| Nicholas Joseph Meyer | Tlg Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2026 | Apr 7, 2026 |
| Robert Lee Sheppard | Tlg Advisors, Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Mar 24, 2026 | May 15, 2026 (52 d) |
| Janet Amy Nuzman | Tlg Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Jul 29, 2026 (161 d) |
| Alexander Dong-Shik Lee | Tlg Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 6, 2026 |
| John Williams | Tlg Advisors, Inc. BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | May 11, 2026 (94 d) |
| John Joseph Nakowicz | Tlg Advisors, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Jan 5, 2026 |
| Margaret Ann Barrett | Tlg Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Mar 13, 2026 (51 d) |
| Richard Nettuno | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Jan 2, 2026 |
| Todd Hayworth | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Mar 10, 2026 (62 d) |
| Brian Kunkel | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 7, 2026 |
| Eric Dixon Loaiza | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 2, 2026 |
| Aaron Niedorf | Tlg Advisors, Inc. BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Dec 19, 2025 |
| Richard James Rugel | Tlg Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 15, 2026 |
| Pamela Marie Echegaray | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Feb 19, 2026 (50 d) |
| Justin Heath Waddington | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 2, 2026 |
| Diana Michele Groh | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 8, 2026 |
| Aaron Burtzel | Tlg Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 8, 2026 |
| Anastasia Nichole Timineri | Tlg Advisors, Inc. BD affiliated | Torrey-Payne Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 17, 2025 | Oct 17, 2025 |
| Samuel Horn | Tlg Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2025 | Oct 1, 2025 |
| John Robert Ressler | Tlg Advisors, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2025 | Sep 15, 2025 (41 d) |
| Adam Pearson Jewett | Tlg Advisors, Inc. BD affiliated | Abundant Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2025 | Jul 28, 2025 |
| Ryan T Chester | Tlg Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Jul 1, 2025 |
| Mark Joseph Hudec | Tlg Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Aug 21, 2025 (50 d) |
| Francis Anthony Brown | Tlg Advisors, Inc. BD affiliated | Abundant Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2025 | Jun 30, 2025 |
| Brendan R Azoff | Tlg Advisors, Inc. BD affiliated | Abundant Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2025 | Jun 30, 2025 |
| James Michael Morris | Tlg Advisors, Inc. BD affiliated | Signal Advisors Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2025 | Jun 16, 2025 |
| James Michael Murphy | Tlg Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2025 | Jun 10, 2025 |
| Matthew Bennito D'Amico | Tlg Advisors, Inc. BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 27, 2026 (367 d) |
| Gerard Stephen Diaz | Tlg Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Jun 12, 2025 (91 d) |
| Brian Sherwood Villec | Tlg Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Feb 28, 2025 |
| Kyle Joon Kim | Tlg Advisors, Inc. BD affiliated | Kyo Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 15, 2025 | Jan 21, 2025 |
| James D. Gothers | Tlg Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Jan 24, 2025 |
| Ryan Davidson | Tlg Advisors, Inc. BD affiliated | Simplicity Wealth other | Other | Dec 12, 2024 | Dec 11, 2024 |
| Jeffrey Lee Lawler | Tlg Advisors, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 13, 2024 |
| Louis Kim | Tlg Advisors, Inc. BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Dec 8, 2025 (423 d) |
| Gerard John Vanderzanden | Tlg Advisors, Inc. BD affiliated | Halo Investment Services, LLC other | Other | Sep 27, 2024 | Sep 26, 2024 |
| Mark Taylor Dulworth | Tlg Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 23, 2024 |
| Ryan Jennestad Lovell | Tlg Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 11, 2025 (356 d) |
| Hillary Leffler | Tlg Advisors, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Sep 16, 2024 |
| Rustan Cooley Thayer | Tlg Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jun 28, 2024 |
| Sheila Mae Brooks | Tlg Advisors, Inc. BD affiliated | Southbridge Capital Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 7, 2024 | May 29, 2024 |
| Matthew Jeremiah Cea Book | Tlg Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2024 | Jul 29, 2024 (105 d) |
| Geoffrey Paul Tully | Tlg Advisors, Inc. BD affiliated | Arta Finance independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Apr 8, 2024 |
| Jia H Chen | Tlg Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 14, 2025 (367 d) |
| Tatiana Tsoir | Tlg Advisors, Inc. BD affiliated | Innovative Private Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Apr 16, 2024 |
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194 moves match.