DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Spire Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Joseph Carazo | Spire Wealth Management, LLC BD affiliated | Carazo Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2026 | Sep 3, 2026 |
| Charles Austin Carazo | Spire Wealth Management, LLC BD affiliated | Carazo Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2026 | Sep 4, 2026 |
| Emily Donaldson | Spire Wealth Management, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 5, 2026 |
| William Russell Lloyd | Spire Wealth Management, LLC BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Jan 20, 2026 |
| Dana Marie Kiley | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Christopher Alan Roberts | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Timothy Thomas Drake | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Cameron Jalbert | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Michael John Kiley | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| David A Madway | Spire Wealth Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 17, 2025 |
| Christopher Machens Frederick | Spire Wealth Management, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 28, 2025 (43 d) |
| Zachary John Joiner | Spire Wealth Management, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 3, 2025 |
| James Bernard Scanlon | Spire Wealth Management, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 28, 2025 |
| Ryan Michael Kiley | Spire Wealth Management, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 18, 2025 |
| Xiaoyong Wang | Spire Wealth Management, LLC BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2025 | Feb 3, 2025 |
| Conal Saturno-Sanjana | Spire Wealth Management, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2024 | Dec 18, 2024 |
| Carolyn Kitzel | Spire Wealth Management, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | May 9, 2025 (206 d) |
| Mark Kuniholm | Spire Wealth Management, LLC BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Jun 23, 2025 (251 d) |
| Bernard Michael Kroll | Spire Wealth Management, LLC BD affiliated | Thompson Siegel & Walmsley LLC asset manager | Other | Jul 22, 2024 | Jul 23, 2024 |
| Eli Weissman | Spire Wealth Management, LLC BD affiliated | Advocate Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 12, 2024 | Jun 20, 2024 |
| Jan Patrick Lee | Spire Wealth Management, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Apr 15, 2024 |
| Jason A Habbit | Spire Wealth Management, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 1, 2024 |
| Gerald Paul Hebert | Spire Wealth Management, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 5, 2024 |
| Chevelle Ss Tuck | Spire Wealth Management, LLC BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Sep 20, 2024 (179 d) |
| Scott Hauser Fewin | Spire Wealth Management, LLC BD affiliated | Adhesion Wealth Advisor Solutions asset manager | Other | Dec 13, 2023 | Jan 31, 2024 (49 d) |
| Nolen Anthony Howe | Spire Wealth Management, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 19, 2023 |
| Allen Charles Eickelberg | Spire Wealth Management, LLC BD affiliated | Bogart Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2023 | Nov 19, 2025 (884 d) |
| Sonya Lydon Logan | Spire Wealth Management, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Apr 6, 2023 |
| Michael Vincent Papa | Spire Wealth Management, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 3, 2023 |
| Terry James Delhomme | Spire Wealth Management, LLC BD affiliated | Stone Wealth Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Dec 20, 2022 |
| Wendy Ann Payne | Spire Wealth Management, LLC BD affiliated | Centurion Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 10, 2022 |
| David Bogonovich | Spire Wealth Management, LLC BD affiliated | Centurion Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2022 | Jul 7, 2022 |
| Marc Andrew Aguilar | Spire Wealth Management, LLC BD affiliated | Centurion Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | Jun 1, 2022 |
| Mark Coleman Mckaig | Spire Wealth Management, LLC BD affiliated | Centurion Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2022 | May 20, 2022 |
| Darren Louis Colananni | Spire Wealth Management, LLC BD affiliated | Centurion Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2022 | May 20, 2022 |
| Sterling Dwight Neblett | Spire Wealth Management, LLC BD affiliated | Centurion Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2022 | Apr 28, 2022 |
| Andrew Thomas Carrier | Spire Wealth Management, LLC BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Oct 31, 2022 (192 d) |
| Gary Alexander Korolev | Spire Wealth Management, LLC BD affiliated | Sovereign state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2022 | Oct 18, 2021 |
| Michael David Mohlman | Spire Wealth Management, LLC BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2022 | Jan 20, 2022 |
| Nolen Anthony Howe | Spire Wealth Management, LLC BD affiliated | Legacy Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2021 | Dec 15, 2021 |
| Todd Preston Saunders | Spire Wealth Management, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Feb 3, 2022 (51 d) |
| Owen L Schrum | Spire Wealth Management, LLC BD affiliated | Schrum Private Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Nov 1, 2021 |
| Mary J Atkinson | Spire Wealth Management, LLC BD affiliated | Schrum Private Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Oct 20, 2021 |
| Christian Robert Polito | Spire Wealth Management, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Dec 16, 2021 (48 d) |
| Eric Lewis Schrum | Spire Wealth Management, LLC BD affiliated | Schrum Private Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Oct 29, 2021 |
| Blaine William Homan | Spire Wealth Management, LLC BD affiliated | Mason Investment Advisory Services Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2021 | Sep 27, 2022 (578 d) |
| Tamim Wali | Spire Wealth Management, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Jun 14, 2021 (160 d) |
| Mark Evan Weinstein | Spire Wealth Management, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2020 | Oct 29, 2020 |
| Michael Stephen Muldoon | Spire Wealth Management, LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Jul 8, 2022 (837 d) |
| Justin Wade Ellison | Spire Wealth Management, LLC BD affiliated | Demand Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 10, 2020 | Mar 10, 2020 |
| Lisa Sheedy Oviatt | Spire Wealth Management, LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Mar 6, 2020 |
| Brenton Mathew Bersin | Spire Wealth Management, LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Mar 12, 2020 |
| William Nicholson Price | Spire Wealth Management, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2019 | Dec 6, 2019 |
| David L. Swenson | Spire Wealth Management, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2019 | Nov 7, 2019 |
| Eric Anthony Majewski | Spire Wealth Management, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 4, 2019 |
| Alexandra Payne | Spire Wealth Management, LLC BD affiliated | Sbsb Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2019 | Nov 9, 2020 (418 d) |
| Glenn Edward Ryhanych | Spire Wealth Management, LLC BD affiliated | Bluelist Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 16, 2019 | Sep 16, 2019 |
| Jacqueline Elizabeth Hughes | Spire Wealth Management, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2019 | Jan 18, 2022 (911 d) |
| Joseph Patrick Gallemore | Spire Wealth Management, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jun 11, 2019 |
| Dianne Williams Nolin | Spire Wealth Management, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 3, 2019 |
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115 moves match.