| Mark Steven Pickett | Curian Capital, LLC no RAUM | Global Financial Private Capital, Inc. other | Other | May 20, 2016 | May 8, 2017 (353 d) |
| Oksana Doncila | Curian Capital, LLC no RAUM | Wells Fargo Advisors wirehouse | Other | May 19, 2016 | Jan 4, 2017 (230 d) |
| Courtney Folkerts | Curian Capital, LLC no RAUM | Invesco Advisers, Inc. asset manager | Other | Apr 4, 2016 | Mar 21, 2018 (716 d) |
| Byron Keith Wilson | Curian Capital, LLC no RAUM | The Millstone Evans Group, LLC independent RIA | Other | Mar 30, 2016 | Nov 25, 2025 (3527 d) |
| Philip John Petersen | Curian Capital, LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Mar 29, 2016 | Jul 19, 2021 (1938 d) |
| Greg Earl Chamberlain | Curian Capital, LLC other | Cowdell Investments, LLC state registered | Other | Mar 29, 2016 | Feb 1, 2018 (674 d) |
| Christian Paul Von Allmen | Curian Capital, LLC other | LPL Financial LLC BD affiliated | Other | Mar 29, 2016 | Apr 16, 2021 (1844 d) |
| Timothy James Williams | Curian Capital, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Mar 29, 2016 | Oct 6, 2021 (2017 d) |
| Hunter Tedford Mills | Curian Capital, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Mar 29, 2016 | Oct 12, 2021 (2023 d) |
| Thomas Joseph Dohogne | Curian Capital, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Mar 29, 2016 | Sep 20, 2018 (905 d) |
| Michael James Strong | Curian Capital, LLC other | Gradient Advisors, LLC independent RIA | Other | Mar 29, 2016 | Mar 29, 2019 (1095 d) |
| Justin Choi | Curian Capital, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Mar 29, 2016 | Jan 4, 2019 (1011 d) |
| Steven Robert Koecheler | Curian Capital, LLC other | Great American Advisors, Inc. other | Other | Mar 29, 2016 | Jun 16, 2016 (79 d) |
| Jeffrey N Welty | Curian Capital, LLC other | Heirloom Wealth Management LLC independent RIA | Other | Mar 29, 2016 | Jan 9, 2021 (1747 d) |
| Jason Gregary Black | Curian Capital, LLC other | Colorado Capital Management independent RIA | Other | Mar 29, 2016 | Aug 12, 2021 (1962 d) |
| Lance Dee Cherry | Curian Capital, LLC other | Simplyria Advisor Network other | Other | Mar 29, 2016 | Nov 14, 2016 (230 d) |
| Jarrett Keith Strickland | Curian Capital, LLC other | Investacorp Advisory Services Inc other | Other | Mar 29, 2016 | May 17, 2016 (49 d) |
| James Patrick Gnefkow | Curian Capital, LLC other | Park Avenue Securities LLC BD affiliated | Other | Mar 29, 2016 | Nov 30, 2018 (976 d) |
| Joseph M Wittels | Curian Capital, LLC other | J.P. Morgan Securities LLC wirehouse | Other | Mar 29, 2016 | Jul 14, 2016 (107 d) |
| Kimberley Greenwald | Curian Capital, LLC other | Edward Jones national BD | Other | Mar 29, 2016 | Aug 9, 2022 (2324 d) |
| Jeremiah Jennings | Curian Capital, LLC other | Next Financial Group, Inc. BD affiliated | Other | Mar 29, 2016 | Aug 16, 2022 (2331 d) |
| Ryan Edward Haezebrouck | Curian Capital, LLC other | Blackrock Investment Management, LLC other | Other | Mar 29, 2016 | Apr 2, 2018 (734 d) |
| Kurt Kevin Coalmer | Curian Capital, LLC other | Equitable Advisors, LLC national BD | Other | Mar 29, 2016 | Jul 16, 2018 (839 d) |
| Molly Louisa Phelps | Curian Capital, LLC other | Advice And Planning Services BD affiliated | Other | Mar 29, 2016 | Jun 20, 2024 (3005 d) |
| Andrew Ramsey Kelleher | Curian Capital, LLC other | Charles Schwab & Co., Inc. national BD | Other | Mar 29, 2016 | Oct 10, 2019 (1290 d) |
| Michael Fowler Aboussie | Curian Capital, LLC other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Mar 29, 2016 | May 2, 2023 (2590 d) |
| Joseph Furman Bishop | Curian Capital, LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Mar 29, 2016 | Dec 26, 2019 (1367 d) |
| Kevin Joseph Shekell | Curian Capital, LLC other | Ausdal Financial Partners, Inc. independent RIA | Other | Mar 29, 2016 | May 10, 2021 (1868 d) |
| David R Densmore | Curian Capital, LLC other | Morgan Stanley wirehouse | Other | Mar 29, 2016 | Apr 6, 2017 (373 d) |
| Patrick Falvey | Curian Capital, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Mar 29, 2016 | Jun 16, 2021 (1905 d) |
| Bjorn E Borg | Curian Capital, LLC other | Alphastar Capital Management independent RIA | Other | Mar 29, 2016 | Nov 21, 2024 (3159 d) |
| Max Kohn Brown | Curian Capital, LLC other | Hays Advisory, LLC other | Other | Mar 29, 2016 | Aug 10, 2016 (134 d) |
| Aaron Ramsey | Curian Capital, LLC other | The Pacific Financial Group, Inc. other | Other | Mar 29, 2016 | Aug 28, 2017 (517 d) |
| Gavin Clark Sturgis | Curian Capital, LLC other | Charles Schwab & Co., Inc. national BD | Other | Mar 29, 2016 | Sep 19, 2018 (904 d) |
| Thomas Bauer | Curian Capital, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Mar 29, 2016 | Nov 15, 2022 (2422 d) |
| Phillip Glover | Curian Capital, LLC other | Voya Investment Management Co. LLC asset manager | Other | Mar 29, 2016 | Aug 7, 2019 (1226 d) |
| John Michael O'Shea | Curian Capital, LLC other | Commonwealth Financial Network national BD | Other | Mar 29, 2016 | Aug 20, 2024 (3066 d) |
| Devin Tyler Masoner | Curian Capital, LLC other | State Farm Investment Management Corp. asset manager | Other | Mar 29, 2016 | Jan 1, 2025 (3200 d) |
| Christopher Matthew Wise | Curian Capital, LLC other | Fulcrum Wealth Management independent RIA | Other | Mar 29, 2016 | Jan 14, 2019 (1021 d) |
| Adam Christopher Strong | Curian Capital, LLC other | Strategic Advisers LLC national BD | Other | Mar 24, 2016 | Oct 2, 2017 (557 d) |
| Arthur Regan Washer | Curian Capital, LLC other | Ameritas Advisory Services, LLC BD affiliated | Other | Mar 24, 2016 | Nov 1, 2021 (2048 d) |
| Charles Mark Kennedy | Curian Capital, LLC other | The Pacific Financial Group, Inc. other | Other | Mar 23, 2016 | Apr 26, 2016 (34 d) |
| Jack William Moore | Curian Capital, LLC other | Schwab Wealth Advisory, Inc. other | Other | Mar 22, 2016 | Sep 14, 2016 (176 d) |
| Cynthia Colene Haddock | Curian Capital, LLC other | Empower Advisory Group, LLC other | Other | Mar 22, 2016 | Jan 10, 2017 (294 d) |
| Parker William Mosley | Curian Capital, LLC other | Freedom Investment Management, Inc. other | Other | Mar 22, 2016 | Jun 30, 2016 (100 d) |
| Shawn Joseph Barth | Curian Capital, LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 21, 2016 | Jan 6, 2025 (3213 d) |
| Holly Burke-Adams | Curian Capital, LLC other | Charles Schwab & Co., Inc. national BD | Other | Mar 21, 2016 | Apr 28, 2016 (38 d) |
| Justin Graham Branch | Curian Capital, LLC other | Advice And Planning Services other | Other | Mar 21, 2016 | Jul 6, 2017 (472 d) |
| Matthew David Canter | Curian Capital, LLC other | Freedom Investment Management, Inc. other | Other | Mar 21, 2016 | Jul 6, 2016 (107 d) |
| Slava S Davidoff | Curian Capital, LLC other | Advice And Planning Services other | Other | Mar 21, 2016 | Apr 13, 2016 |
| Phillip Elliot Duckworth | Curian Capital, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 21, 2016 | Jun 1, 2016 (72 d) |
| Travis Christian Edington | Curian Capital, LLC other | The Pacific Financial Group, Inc. independent RIA | Other | Mar 21, 2016 | Dec 12, 2019 (1361 d) |
| Kayla Marie Benjamin | Curian Capital, LLC other | Gill Capital Partners other | Other | Mar 21, 2016 | Oct 20, 2016 (213 d) |
| Jonathan Patrick Shiffer | Curian Capital, LLC other | Journey Capital Advisers, LLC state registered | Other | Mar 17, 2016 | Sep 1, 2016 (168 d) |
| Clint Evan Pekrul | Curian Capital, LLC other | Peak Capital Management, LLC other | Other | Mar 17, 2016 | Jun 13, 2016 (88 d) |
| Gary Allen Scott | Curian Capital, LLC other | Onedigital other | Other | Mar 14, 2016 | Jun 13, 2017 (456 d) |
| Christopher Mckinney | Curian Capital, LLC other | Strategic Advisers LLC national BD | Other | Feb 4, 2016 | May 23, 2025 (3396 d) |
| Blake Gregory Barnes | Curian Capital, LLC other | Edward Jones national BD | Other | Feb 4, 2016 | Feb 8, 2016 |
| Clark Preston Manning | Curian Capital, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jan 15, 2016 | Oct 23, 2018 (1012 d) |
| Mark Paul Schoenbeck | Curian Capital, LLC other | Kestra Advisory Services, LLC other | Other | Jan 7, 2016 | Apr 22, 2016 (106 d) |