DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from United Capital Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colin Sam Faulk | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | May 22, 2024 (222 d) |
| Lucas Baker | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Jan 25, 2024 (104 d) |
| Carlos Garrett Guidotti | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Jan 18, 2024 (97 d) |
| Lauren J Palacio | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Sep 22, 2023 |
| James Matthew Andrews | United Capital Financial Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Jan 8, 2026 (843 d) |
| Jing Zheng | United Capital Financial Advisors BD affiliated | Neat Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 13, 2023 | Nov 15, 2023 (63 d) |
| Christian Kent Johnson | United Capital Financial Advisors BD affiliated | Capital Investment Counsel, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2023 | Nov 6, 2023 (67 d) |
| Kathleen Anne Grace | United Capital Financial Advisors BD affiliated | Fiduciary Family Office, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2023 | Aug 8, 2023 |
| Damah Rankin | United Capital Financial Advisors BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 11, 2023 |
| Michelle Patterson Hundley | United Capital Financial Advisors BD affiliated | Trio Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Oct 3, 2023 (36 d) |
| Tabitha Terese Letourneau Meyerer | United Capital Financial Advisors BD affiliated | Fiduciary Family Office, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 16, 2023 | Jul 21, 2023 |
| Daniel Walsh | United Capital Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2023 | Jun 21, 2023 |
| Bryan Anthony Cassick | United Capital Financial Advisors BD affiliated | Warren Street Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | Jun 15, 2023 |
| Emmett M Kelly Garcia | United Capital Financial Advisors BD affiliated | Sand Hill Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jul 7, 2023 |
| Mark Joseph Manning | United Capital Financial Advisors BD affiliated | Compass Ion Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2023 | Aug 11, 2023 (66 d) |
| Aaron James Winning | United Capital Financial Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2023 | Jun 28, 2023 |
| Douglas James Wheat | United Capital Financial Advisors BD affiliated | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2023 | Apr 19, 2023 |
| Charles Kendall Wolff | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | Sep 1, 2023 (119 d) |
| Mark Joseph Delucia | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | Oct 1, 2025 (880 d) |
| Phillip Tanner | United Capital Financial Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Jan 31, 2023 |
| Stacy Lynn Culotta | United Capital Financial Advisors BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2023 | Apr 11, 2023 |
| Liliya Leontyeva | United Capital Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2023 | Apr 14, 2023 |
| Mark Agnew | United Capital Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Mar 30, 2023 |
| Charles W. Manning | United Capital Financial Advisors BD affiliated | Compass Ion Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2023 | Apr 28, 2023 |
| Trevor Robert Wertheimer | United Capital Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2023 | Mar 20, 2023 |
| Olanrewaju Isaac Shogbola | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2023 | Mar 27, 2023 |
| Mario Zumbo | United Capital Financial Advisors BD affiliated | Preserve Private Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 2, 2023 | Mar 13, 2024 (377 d) |
| Coty Brawdy | United Capital Financial Advisors BD affiliated | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2023 | Feb 6, 2023 |
| Eric Christian Lee | United Capital Financial Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2023 | Jan 23, 2023 |
| Benjamin Joseph Lasater | United Capital Financial Advisors BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Jul 31, 2018 |
| Steven Edward Reder | United Capital Financial Advisors BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Feb 6, 2023 |
| Bruce John Lacey | United Capital Financial Advisors BD affiliated | De Groote Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2023 | Oct 3, 2023 (256 d) |
| Keith Chatel | United Capital Financial Advisors BD affiliated | Lebenthal Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2023 | Jan 10, 2023 |
| Jason Michael Gordo | United Capital Financial Advisors BD affiliated | Modern Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 16, 2022 | Apr 18, 2023 (123 d) |
| Gregory Scott Latini | United Capital Financial Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Dec 21, 2022 |
| Stephanie E. Lyons | United Capital Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2022 | Sep 29, 2022 |
| Cary Carbonaro | United Capital Financial Advisors BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Jan 19, 2023 (114 d) |
| Devin Jarell Saunders | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 21, 2022 |
| Jeremy Lam | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 19, 2022 |
| Matthew Charles Coutcher | United Capital Financial Advisors BD affiliated | Trinitypoint Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Aug 23, 2022 |
| Andrew Phillip Birge | United Capital Financial Advisors BD affiliated | Sage Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Dec 1, 2022 (115 d) |
| Shawn Anthony Best | United Capital Financial Advisors BD affiliated | Tci Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | May 13, 2022 |
| Richard Thomas Westhelle | United Capital Financial Advisors BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2022 | Jul 1, 2022 |
| Bryan Petrucci | United Capital Financial Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jul 19, 2022 |
| Jacob Loosle | United Capital Financial Advisors BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2022 | Jan 2, 2025 (904 d) |
| Lindsay Michelle Allen | United Capital Financial Advisors BD affiliated | Captrust institutional | Other | Jun 30, 2022 | Dec 7, 2022 (160 d) |
| Cesar Rene Valenzuela | United Capital Financial Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | May 25, 2022 |
| Matthew George Muench | United Capital Financial Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jan 17, 2023 (228 d) |
| Kenneth Aquilla Calhoun | United Capital Financial Advisors BD affiliated | Openair Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2022 | Oct 31, 2023 (522 d) |
| Peter C Kim | United Capital Financial Advisors BD affiliated | Brandywine Oak Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2022 | Jun 23, 2022 |
| Heather Renee Hofstetter | United Capital Financial Advisors BD affiliated | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2022 | Nov 15, 2022 (180 d) |
| Adam K Seals | United Capital Financial Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2022 | Apr 9, 2024 (697 d) |
| Mark Molowa | United Capital Financial Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2022 | Feb 3, 2023 (275 d) |
| Laura Gorman Chernov | United Capital Financial Advisors BD affiliated | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 5, 2022 |
| Michael John Capelle | United Capital Financial Advisors BD affiliated | Integrated Financial Management Inc unclassified | Other | Apr 29, 2022 | Aug 26, 2008 |
| Archibald Robinson Hoxton | United Capital Financial Advisors BD affiliated | Hoxton Planning & Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2022 | Mar 31, 2022 |
| David Michael Cass | United Capital Financial Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2022 | Apr 14, 2022 |
| Brian Seth Crawley | United Capital Financial Advisors BD affiliated | Innovative Adviser Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 15, 2022 |
| Erin Mansell | United Capital Financial Advisors BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Mar 23, 2022 |
| Wiley Cyrus Belknap | United Capital Financial Advisors BD affiliated | Motley Fool Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Apr 4, 2022 |
421 moves match.