DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hightower Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Beaumont Stinnett Boyce | Hightower Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 15, 2026 (338 d) |
| Justin Horowitz | Hightower Advisors, LLC BD affiliated | Just Advising state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 11, 2025 | Oct 14, 2025 (64 d) |
| Daniel J Humphrey | Hightower Advisors, LLC BD affiliated | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Sep 10, 2025 (35 d) |
| Jose Soria | Hightower Advisors, LLC BD affiliated | West Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2025 | Jul 9, 2025 |
| James Hasting Benoit | Hightower Advisors, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 18, 2025 | Aug 30, 2025 (73 d) |
| Anthony Maenhout | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jul 21, 2025 (33 d) |
| Hantao Wang | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 12, 2025 |
| Christopher W Tieland | Hightower Advisors, LLC BD affiliated | Indivisible Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | Jun 2, 2025 |
| Lauren Saddler Pearson | Hightower Advisors, LLC BD affiliated | Indivisible Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | Jun 2, 2025 |
| Michele M Arsenault | Hightower Advisors, LLC BD affiliated | Granite Islands Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2025 | Aug 27, 2025 (86 d) |
| Ellen Clarke Bradford | Hightower Advisors, LLC BD affiliated | Indivisible Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | Jun 2, 2025 |
| Emily Stoddard Lassiter | Hightower Advisors, LLC BD affiliated | Indivisible Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | Jun 2, 2025 |
| Maria Mote | Hightower Advisors, LLC BD affiliated | Indivisible Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | Jun 2, 2025 |
| Stephanie Priscilla Bonillo | Hightower Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2025 | Jun 16, 2026 (382 d) |
| Zachary Rosequist | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | May 8, 2025 |
| Mark Robert Johnson | Hightower Advisors, LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Jan 6, 2026 (264 d) |
| John Matthew Morrissey | Hightower Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Apr 16, 2025 |
| Maelauren Xavier Hudson | Hightower Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Jul 1, 2025 (83 d) |
| David Yi Luo | Hightower Advisors, LLC BD affiliated | Purkiss Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Jun 13, 2025 (65 d) |
| Stephanie A Dunbar | Hightower Advisors, LLC BD affiliated | Dakota Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | May 1, 2025 |
| Patrick James Vasicovschi | Hightower Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Jun 9, 2025 (119 d) |
| Shana Elise Bennett | Hightower Advisors, LLC BD affiliated | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | May 27, 2025 (109 d) |
| Ron Yosef Eisner | Hightower Advisors, LLC BD affiliated | Amerant Investments, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | May 5, 2025 (90 d) |
| Jacob Mortensen | Hightower Advisors, LLC BD affiliated | Mission Wealth Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Mar 24, 2025 (48 d) |
| Glenn Edward Frank | Hightower Advisors, LLC BD affiliated | Frank Advising LLC unclassified | Other | Jan 30, 2025 | Mar 25, 2025 (54 d) |
| Connor Joseph Rosenecker | Hightower Advisors, LLC BD affiliated | Sterling Investment Counsel, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Dec 15, 2025 (319 d) |
| Jacqueline Paredes Sedlak | Hightower Advisors, LLC BD affiliated | Rothschild Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2025 | Jan 28, 2025 |
| William Howson | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 17, 2025 |
| John Swanson | Hightower Advisors, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Apr 8, 2025 (96 d) |
| Harrison Robinson Sommers | Hightower Advisors, LLC BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2024 | Jan 22, 2025 |
| Lori Ann Merchant | Hightower Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Feb 14, 2025 (58 d) |
| Adam Scharf | Hightower Advisors, LLC BD affiliated | Rmr Wealth Builders, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 | Sep 2, 2025 (281 d) |
| William Cole Christian | Hightower Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Dec 5, 2024 |
| Elizabeth Zuik Lavoie | Hightower Advisors, LLC BD affiliated | Lavoie Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 19, 2024 | Mar 30, 2026 (496 d) |
| Kaleigh Stovall Shipman | Hightower Advisors, LLC BD affiliated | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2024 | Dec 9, 2024 |
| Michele Pasqualina | Hightower Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Dec 18, 2024 (34 d) |
| Melissa Boyer | Hightower Advisors, LLC BD affiliated | Forvis Mazars Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Nov 20, 2024 |
| Jackson Sheputis | Hightower Advisors, LLC BD affiliated | Triad Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2024 | Nov 15, 2024 |
| Anthony Joseph Delillo | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2024 | Nov 7, 2024 |
| James Matthew Varner | Hightower Advisors, LLC BD affiliated | Financial Solutions Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 5, 2025 (369 d) |
| Paul Justen Hensley | Hightower Advisors, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 11, 2024 |
| Michael Rafael De Marchena | Hightower Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 25, 2024 |
| Raymond Baldeo Balroop | Hightower Advisors, LLC BD affiliated | Avestar Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Jan 29, 2025 (110 d) |
| Kevin Ellis-Rutherford | Hightower Advisors, LLC BD affiliated | Solyco Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 | Sep 3, 2026 (699 d) |
| J Matthew Newtown | Hightower Advisors, LLC BD affiliated | Turtle Creek Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2024 | Oct 8, 2024 |
| Craig Mcpherson | Hightower Advisors, LLC BD affiliated | Dsg Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 20, 2024 | Aug 21, 2024 |
| Cynthia Kay Slater | Hightower Advisors, LLC BD affiliated | Dsg Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 16, 2024 | Aug 21, 2024 |
| Denver Scott Gilliand | Hightower Advisors, LLC BD affiliated | Dsg Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 16, 2024 | Aug 16, 2024 |
| Klair Marie Reese | Hightower Advisors, LLC BD affiliated | Dsg Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 16, 2024 | Aug 21, 2024 |
| Jack Bridgeman | Hightower Advisors, LLC BD affiliated | Dsg Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 16, 2024 | Aug 21, 2024 |
| Brooklyn Clark Griffin | Hightower Advisors, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2024 | Aug 13, 2024 (49 d) |
| Andrew Johnston | Hightower Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | Jul 12, 2024 (59 d) |
| Joshua Michael Andrews | Hightower Advisors, LLC BD affiliated | 55 North Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2024 | May 30, 2024 (41 d) |
| Charles Corrigan Andriole | Hightower Advisors, LLC BD affiliated | Granite Islands Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2024 | Aug 27, 2025 (505 d) |
| Robert Anthony Delucca | Hightower Advisors, LLC BD affiliated | Granite Islands Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2024 | Aug 27, 2025 (505 d) |
| Mark Libby Puryear | Hightower Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Apr 25, 2024 |
| Juan Camilo Villamizar | Hightower Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 29, 2024 | May 1, 2024 (33 d) |
| Larry Lars Knudsen | Hightower Advisors, LLC BD affiliated | Hohimer Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Mar 10, 2025 (354 d) |
| Jared Tomsu | Hightower Advisors, LLC BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | May 1, 2024 (43 d) |
| William Thrush | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Mar 14, 2024 |
359 moves match.