DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marney Skinner | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 22, 2025 |
| Navdeep Singh | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Jan 22, 2025 |
| Erica Mosca | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Jan 13, 2025 |
| Evelina Fitzgerald | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Mar 4, 2025 (32 d) |
| Cory Rasmussen | Td Private Client Wealth LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jan 30, 2025 | Sep 9, 2026 (587 d) |
| Eric Haar | Td Private Client Wealth LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | May 27, 2025 (190 d) |
| Michael Scott | Td Private Client Wealth LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 12, 2024 |
| Harrison Frederick Fosnocht | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 30, 2024 |
| David Riley | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Jan 1, 2026 (461 d) |
| Miguel A. Toribio | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2024 | Oct 4, 2024 |
| Jeromy Barton | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2024 | Sep 26, 2024 |
| Donna M. Dougan | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2024 | Sep 26, 2024 |
| Tyler Decker | Td Private Client Wealth LLC BD affiliated | Dba Big Money Retirement And Big Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2024 | Oct 31, 2024 (45 d) |
| Avdul Gjekaj Demiri | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2024 | Sep 18, 2024 |
| Marco A. Nunez | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2024 | Sep 16, 2024 |
| Alex Palomino | Td Private Client Wealth LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 6, 2024 |
| Ernst Tullus | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2024 | Aug 23, 2024 |
| Matthew R. Coughlin | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2024 | Sep 12, 2024 |
| Lance Isaiah Roetling | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Oct 17, 2025 (413 d) |
| Brooks Glovins | Td Private Client Wealth LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Sep 11, 2024 |
| Yury Menbaev | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2024 | Jul 23, 2024 |
| Jeffrey Scott Ferraro | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2024 | Jul 19, 2024 |
| Michael Yacoub | Td Private Client Wealth LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Jul 24, 2024 |
| Ryan Mentnech | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Jul 24, 2024 |
| Rommel Garcia | Td Private Client Wealth LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | May 23, 2025 (325 d) |
| Yichuan Li | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | May 5, 2025 (307 d) |
| Justin Mathew Boger | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2024 | Jul 8, 2024 |
| Joseph Cahill | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2024 | Jul 15, 2024 |
| Christopher Perry | Td Private Client Wealth LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jun 15, 2024 |
| Jacqueline A Ferguson | Td Private Client Wealth LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2024 | Oct 31, 2024 (142 d) |
| Adrian R Gonzalez | Td Private Client Wealth LLC BD affiliated | Mma Securities LLC no RAUM | Other | May 24, 2024 | May 23, 2024 |
| Gregg Philip Desmarais | Td Private Client Wealth LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | Apr 25, 2024 |
| Harrison Clark Obrien | Td Private Client Wealth LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 13, 2024 | May 8, 2024 |
| Brett Thomas Bartkiewicz | Td Private Client Wealth LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Apr 25, 2024 |
| Edwin Ricardo | Td Private Client Wealth LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 19, 2024 | Jun 9, 2025 (416 d) |
| Christopher Jacobi | Td Private Client Wealth LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Mar 26, 2024 |
| Elijah Mott | Td Private Client Wealth LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2024 | Apr 2, 2024 |
| Marina Mccleneghen | Td Private Client Wealth LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Jul 25, 2024 (139 d) |
| Nathan Thomas Niles | Td Private Client Wealth LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 4, 2024 |
| Constantine Nicopoulos | Td Private Client Wealth LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Feb 22, 2024 |
| Jacqueline Leary | Td Private Client Wealth LLC BD affiliated | Mma Securities LLC no RAUM | Other | Feb 23, 2024 | Mar 27, 2024 (33 d) |
| Roshanna Richardson | Td Private Client Wealth LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 6, 2024 |
| James Michael Schaible | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 27, 2024 |
| Christian Morales | Td Private Client Wealth LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Feb 7, 2024 |
| Qianshen Zhou | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 19, 2024 | Jan 30, 2024 |
| John Richard Vanderleeuw | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Mar 5, 2024 (53 d) |
| Edward W Lapinski | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 2, 2024 | Aug 30, 2024 (241 d) |
| Eugene Christie Mcvey | Td Private Client Wealth LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Sep 25, 2024 (269 d) |
| Kevin Michael Grant | Td Private Client Wealth LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 16, 2024 |
| Robert Mantle | Td Private Client Wealth LLC BD affiliated | American Portfolios Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Jul 22, 2024 (216 d) |
| Stephen Heiden | Td Private Client Wealth LLC BD affiliated | Severin Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2023 | Dec 4, 2023 |
| Glenn Andrew Gardiner | Td Private Client Wealth LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 27, 2023 |
| Ana Freay | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2023 | Nov 17, 2023 |
| John M Harper | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2023 | Nov 21, 2023 |
| Stephen Costa | Td Private Client Wealth LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Nov 3, 2023 |
| Benjamin Robert Kleck | Td Private Client Wealth LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2023 | Aug 8, 2024 (283 d) |
| Timothy John Davis | Td Private Client Wealth LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 10, 2023 |
| Thomas Andrew Pekkarinen | Td Private Client Wealth LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Oct 16, 2023 |
| Richard H Addy | Td Private Client Wealth LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 18, 2023 |
| Gustavo Treminio | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Sep 8, 2023 |
232 moves match.