DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Anatole Trent Kamentz	H. Beck, Inc. other	The Strategic Financial Alliance other	Other	Dec 31, 2010	Jul 10, 2012 (557 d)
Joseph Richard Jackson	H. Beck, Inc. other	Vsr Advisory Services other	Other	Dec 3, 2010	Nov 16, 2010
Fred Hamsayeh	H. Beck, Inc. other	Aegis Financial Group unclassified	Other	Nov 23, 2010	Nov 19, 2010
Patrick Tantoco	H. Beck, Inc. other	Integrity Alliance, LLC other	Other	Nov 11, 2010	Apr 5, 2011 (145 d)
George Manton Rariden	H. Beck, Inc. other	Rariden Investment Advisors, LLC state registered	Other	Oct 27, 2010	Oct 8, 2010
David Jon Zupek	H. Beck, Inc. other	Annex Wealth Management, LLC other	Other	Oct 4, 2010	Oct 12, 2010
Yashar Gogerdchi	H. Beck, Inc. other	Anchor Wealth Planning, LLC unclassified	Other	Oct 4, 2010	Oct 26, 2010
John Stephens Thoma	H. Beck, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Oct 1, 2010	Sep 1, 2010
Kevin Devon Olison	H. Beck, Inc. other	Vanderbilt Advisory Services other	Other	Sep 28, 2010	Sep 2, 2010
Aaron Michael Szager	H. Beck, Inc. other	Delta Financial Advisors, Inc other	Other	Sep 13, 2010	Jan 4, 2011 (113 d)
Daniel Lawrence Simonds	H. Beck, Inc. other	Contrary Investment Advisors state registered	Other	Aug 27, 2010	Sep 23, 2010
Robert Scott Hausman	H. Beck, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 18, 2010	Aug 19, 2010
Jason Bennett Turnbull	H. Beck, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 18, 2010	Aug 30, 2010
Conrad Stephen Kunkel	H. Beck, Inc. other	G. A. Repple & Company other	Other	Aug 10, 2010	Sep 2, 2010
Stephen Wayne Wattles	H. Beck, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 29, 2010	Sep 9, 2010 (42 d)
Richard Allen Ganim	H. Beck, Inc. other	Msi Financial Services, Inc. other	Other	Jun 10, 2010	Jul 7, 2010
Benjamin Christopher Kindred	H. Beck, Inc. other	Chase Investment Services Corp. other	Other	May 17, 2010	Jun 11, 2010
Michael Jozef Opalski	H. Beck, Inc. other	Capital Investment Advisors independent RIA	Other	Apr 22, 2010	Jan 12, 2026 (5744 d)
Bradley Stephen Senita	H. Beck, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Apr 9, 2010	May 25, 2010 (46 d)
John Andrew White	H. Beck, Inc. other	Onyx Wealth Advisors, Inc. other	Other	Mar 22, 2010	Mar 16, 2010
Matthew Martin Jehn	H. Beck, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 2, 2010	Mar 15, 2010
Thomas Anthony Drake	H. Beck, Inc. other	Integritas Semper, LLC state registered	Other	Feb 24, 2010	Jan 5, 2010
Gary Robert Sax	H. Beck, Inc. other	Nfp Advisor Services, LLC other	Other	Feb 3, 2010	Feb 23, 2010
Thomas Christopher Simpson	H. Beck, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 28, 2010	Jan 26, 2010
Winter Andrew Troxel	H. Beck, Inc. other	Bridgemark Wealth Management independent RIA	Other	Nov 12, 2009	Jun 22, 2017 (2779 d)
Craig Drewes Emerson	H. Beck, Inc. other	Vsr Advisory Services other	Other	Nov 4, 2009	Oct 30, 2009
Stephen R Gates	H. Beck, Inc. other	Vsr Advisory Services other	Other	Nov 4, 2009	Oct 30, 2009
Robert Edward Burns	H. Beck, Inc. other	Vsr Advisory Services other	Other	Nov 4, 2009	Oct 30, 2009
Kathleen Finn	H. Beck, Inc. other	Finn Financial Advisory Group, Inc. unclassified	Other	Nov 3, 2009	Jun 6, 2011 (580 d)
Howard Edward Rightsell	H. Beck, Inc. other	Cuna Brokerage Services, Inc. other	Other	Oct 2, 2009	Jul 8, 2010 (279 d)
Colby Scot Van Sickler	H. Beck, Inc. other	Vsr Advisory Services other	Other	Sep 28, 2009	Sep 22, 2009
Charles Robert Elhoff	H. Beck, Inc. other	Vsr Advisory Services other	Other	Sep 28, 2009	Sep 22, 2009
Nita Chittchang	H. Beck, Inc. other	LPL Financial LLC other	Other	Sep 21, 2009	Sep 23, 2009
Joseph P Griffin	H. Beck, Inc. other	Morgan Stanley wirehouse	Other	Sep 1, 2009	Aug 31, 2009
Scott Bradley Jacobs	H. Beck, Inc. other	Dow Rockwell LLC unclassified	Other	Apr 1, 2009	May 20, 2009 (49 d)
Kyle Thomas Mills	H. Beck, Inc. other	Harvest Financial Group, LLC other	Other	Mar 31, 2009	Apr 30, 2009
Ricardo Esteban Pertierra	H. Beck, Inc. other	Integrity Alliance, LLC independent RIA	Other	Feb 12, 2009	Jul 14, 2020 (4170 d)
Alejandro Martinez	H. Beck, Inc. other	LPL Financial LLC other	Other	Nov 14, 2008	Nov 19, 2008
Andrew Scott Cosgrove	H. Beck, Inc. other	Bluestone® Financial Advisors, LLC independent RIA	Other	Sep 4, 2008	Aug 22, 2008
Erin Gay Willis	H. Beck, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Jun 13, 2008	Jun 19, 2008
Randy Steven Schreier	H. Beck, Inc. other	Schreier Financial, LLC state registered	Other	Feb 12, 2008	Apr 3, 2009 (416 d)
Patrick Terence Bassett	H. Beck, Inc. other	Jansson Financial Svcs state registered	Other	Jan 14, 2008	Jul 8, 2025 (6385 d)
William Joseph Ryan	H. Beck, Inc. other	Wjr Financial, LLC unclassified	Other	Dec 31, 2007	Jan 2, 2008
Marcus Anthony Arneaud	H. Beck, Inc. other	Investacorp Advisory Services Inc other	Other	Dec 18, 2007	May 19, 2009 (518 d)
Jeffrey Parks Kendall	H. Beck, Inc. other	LPL Financial LLC other	Other	Dec 7, 2007	Dec 13, 2007
Scott Ashley Hadley	H. Beck, Inc. other	Wamu Investments, Inc. unclassified	Other	Oct 31, 2007	Nov 8, 2007
Angela Robin Hilliard Dyches	H. Beck, Inc. other	Cpa Investment Solutions, Inc. state registered	Other	Aug 13, 2007	Sep 13, 2007 (31 d)
Scott Matthew Freund	H. Beck, Inc. other	Piedmont Investment Advisors, LLC other	Other	Jul 9, 2007	Mar 21, 2006
David Paul Bazzoli	H. Beck, Inc. other	Equitable Advisors, LLC national BD	Other	Jun 28, 2007	Aug 2, 2007 (35 d)
Regina Jui Chieh Tsai	H. Beck, Inc. other	Usaa Financial Planning Services no RAUM	Other	Apr 9, 2007	Dec 12, 2013 (2439 d)
Richard Eugene Smith	H. Beck, Inc. other	Jmc Capital Management, LLC unclassified	Other	Mar 23, 2007	May 15, 2007 (53 d)
Joshua Akeroyd Mason	H. Beck, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Mar 2, 2007	Apr 3, 2007 (32 d)
Derrick Handwerk	H. Beck, Inc. other	Cadaret Grant & Co Inc other	Other	Dec 20, 2006	Jan 19, 2007
Brandon Richard Crabb	H. Beck, Inc. other	LPL Financial LLC other	Other	Nov 1, 2006	Oct 31, 2006
Michael Ryan Duckett	H. Beck, Inc. other	T. Rowe Price Advisory Services, Inc. no RAUM	Other	Sep 13, 2006	Aug 18, 2008 (705 d)
Victor Simon	H. Beck, Inc. other	Cincinnati Analysts, Inc other	Other	Sep 6, 2006	Sep 7, 2006
Eric Brandon Montgomery	H. Beck, Inc. other	Synergy Investment Group, LLC other	Other	Sep 6, 2006	Sep 8, 2006
John Henry Repass	H. Beck, Inc. other	Pks Investment Advisors LLC other	Other	Sep 5, 2006	Apr 26, 2007 (233 d)
Christopher Charles Knoche	H. Beck, Inc. other	Nfp Advisor Services, LLC other	Other	Jul 17, 2006	Jul 19, 2006
Charles Jason Beal	H. Beck, Inc. other	Wells Fargo Advisors wirehouse	Other	May 22, 2006	Jun 19, 2006

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318 moves match.