DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Advice And Planning Services

1,609 moves
AdvisorFromToTypeLeftRegistered
Sterling LaneAdvice And Planning Services otherWells Fargo Advisors wirehouseOtherOct 5, 2016Oct 11, 2016
Robert Leonard CaronAdvice And Planning Services otherMai Capital Management, LLC otherOtherSep 23, 2016Jan 3, 2017 (102 d)
Bryan BalesAdvice And Planning Services otherStrategic Advisers LLC national BDOtherSep 23, 2016Jan 10, 2017 (109 d)
John EganAdvice And Planning Services otherJ.P. Morgan Securities LLC wirehouseOtherSep 6, 2016Sep 23, 2016
Reid Hartley HansenAdvice And Planning Services otherCitizens Securities, Inc. otherOtherSep 1, 2016Apr 18, 2017 (229 d)
Anthony Joseph KoehlerAdvice And Planning Services otherCig Asset Management, Inc. otherOtherSep 1, 2016Sep 20, 2016
Jordan AndersonAdvice And Planning Services otherJ.P. Morgan Securities LLC wirehouseOtherSep 1, 2016Oct 7, 2016 (36 d)
Julie E. Hall LabruneAdvice And Planning Services otherPlanning Alternatives Ltd otherOtherAug 25, 2016Aug 24, 2016
Ryan William LeeAdvice And Planning Services otherCaptrust otherOtherAug 11, 2016Sep 21, 2016 (41 d)
Mark E LebidaAdvice And Planning Services otherAvestar Capital, LLC no RAUMOtherJul 29, 2016May 11, 2017 (286 d)
Sherry L BrennemanAdvice And Planning Services otherNoesis Capital Management Corp otherOtherJul 26, 2016May 12, 2017 (290 d)
Katie Marie RozenAdvice And Planning Services otherWells Fargo Advisors wirehouseOtherJul 25, 2016Jul 14, 2016
Eric Scott PassinAdvice And Planning Services otherPruco Securities, LLC otherOtherJul 21, 2016Aug 15, 2017 (390 d)
Jason Earl ComerAdvice And Planning Services otherSchwab Wealth Advisory, Inc. otherOtherJul 15, 2016Nov 10, 2016 (118 d)
Nicholas BarnettAdvice And Planning Services otherRBC Securities, Inc. otherOtherJul 5, 2016Jul 6, 2016
Michael John GrembiAdvice And Planning Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 30, 2016Jun 27, 2016
Ahmed Antonio MartinezAdvice And Planning Services otherVanguard Advisers, Inc. otherOtherJun 24, 2016Dec 2, 2016 (161 d)
Joshua Paul HelmsAdvice And Planning Services otherNuveen Asset Management, LLC otherOtherJun 22, 2016Jan 3, 2017 (195 d)
Dean Alan BelknapAdvice And Planning Services otherTd Ameritrade, Inc. no RAUMOtherJun 15, 2016Jul 14, 2016
Jack Randall JensenAdvice And Planning Services otherCuso Financial Services, L.P. otherOtherJun 8, 2016Jul 6, 2016
Christopher Michael BrooksAdvice And Planning Services otherSchwab Wealth Advisory, Inc. otherOtherJun 6, 2016Jun 28, 2016
Amy Barbara BarnesAdvice And Planning Services otherAldrich Wealth LP otherOtherMay 25, 2016Jun 28, 2016 (34 d)
Christopher MartinAdvice And Planning Services otherEdward Jones national BDOtherMay 25, 2016Jun 13, 2016
Joseph Ali AyersAdvice And Planning Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 17, 2016Jan 9, 2018 (602 d)
Colbert D. ChangAdvice And Planning Services otherVanguard Advisers, Inc. otherOtherMay 11, 2016Jun 28, 2016 (48 d)
Kathryn Joyce BrucknerAdvice And Planning Services otherHefren-Tillotson, Inc. otherOtherMay 11, 2016Jun 3, 2016
Steven Richard ColfordAdvice And Planning Services otherFounders Financial Alliance, LLC otherOtherMay 11, 2016Jul 1, 2016 (51 d)
Gregory Lee HowellAdvice And Planning Services otherAllstate Financial Advisors, LLC no RAUMOtherMay 5, 2016Aug 24, 2016 (111 d)
Mariah DehavenAdvice And Planning Services otherEdelman Financial Services, LLC otherOtherMay 4, 2016May 12, 2016
Ikejuan D AlstonAdvice And Planning Services otherCharles Schwab & Co., Inc. national BDOtherMay 2, 2016Jun 7, 2023 (2592 d)
Haitham Al-SayedAdvice And Planning Services otherSaturna Capital Corporation otherOtherApr 19, 2016Aug 11, 2016 (114 d)
Steven Allen HoldsworthAdvice And Planning Services otherFirst Horizon Advisors, Inc otherOtherApr 13, 2016Aug 30, 2016 (139 d)
Christopher Brian TrombettaAdvice And Planning Services otherOsaic Wealth, Inc. otherOtherApr 13, 2016Dec 21, 2016 (252 d)
Michael MessinaAdvice And Planning Services otherStrategic Advisers LLC national BDOtherApr 13, 2016Jul 22, 2016 (100 d)
Kedric SpearmanAdvice And Planning Services otherVanguard Advisers, Inc. otherOtherApr 12, 2016May 6, 2016
Robert Thomas HinkelAdvice And Planning Services otherCharles Schwab & Co., Inc. national BDOtherApr 6, 2016May 4, 2016
Gregory Scott HarrisAdvice And Planning Services otherMfa Asset Management, LLC otherOtherMar 29, 2016Apr 22, 2016
John Everette StreetAdvice And Planning Services otherMadden Advisory Services, Inc. otherOtherMar 24, 2016Feb 10, 2017 (323 d)
Michael Joseph KaneAdvice And Planning Services otherMorgan Stanley wirehouseOtherMar 24, 2016Apr 12, 2016
Christopher Michael HouseAdvice And Planning Services otherMercer Global Advisors Inc. otherOtherMar 24, 2016Mar 28, 2016
Michael Christopher BrassellAdvice And Planning Services otherCharles Schwab & Co., Inc. national BDOtherMar 22, 2016Apr 11, 2016
Andrew R MaddenAdvice And Planning Services otherPnc Wealth Management otherOtherMar 22, 2016May 11, 2016 (50 d)
Jeremy Michael GlassAdvice And Planning Services otherSchwab Wealth Advisory, Inc. otherOtherMar 22, 2016Apr 22, 2016 (31 d)
Eric John HaberkornAdvice And Planning Services otherKummer Financial Strategies, LLC no RAUMOtherMar 14, 2016Feb 5, 2018 (693 d)
Jaggen FarwellAdvice And Planning Services otherPrincipal Securities, Inc. otherOtherMar 8, 2016May 23, 2016 (76 d)
Robert Thomas ObrienAdvice And Planning Services otherAmeriprise Financial Services, LLC national BDOtherMar 7, 2016May 11, 2016 (65 d)
Neil Patrick RongausAdvice And Planning Services otherRaymond James Financial Services Advisors, Inc otherOtherMar 2, 2016Apr 13, 2016 (42 d)
Robert R GalianAdvice And Planning Services otherJ.P. Morgan Securities LLC wirehouseOtherMar 1, 2016Mar 16, 2016
James Patrick SpillaneAdvice And Planning Services otherFisher Investments otherOtherJan 25, 2016Apr 25, 2016 (91 d)
Joseph Lee MosesAdvice And Planning Services otherTd Ameritrade, Inc. no RAUMOtherJan 25, 2016Sep 28, 2016 (247 d)
Kent Bevan ShufordAdvice And Planning Services otherPruco Securities, LLC otherOtherJan 25, 2016Apr 21, 2016 (87 d)
Eric ChodkowskiAdvice And Planning Services otherPeople'S Securities, Inc. otherOtherJan 15, 2016Nov 15, 2016 (305 d)
Scott Anthony SchneiderAdvice And Planning Services otherNorthwestern Mutual Investment Services,LLC otherOtherJan 5, 2016Feb 17, 2016 (43 d)
Charles Caesar ClaverAdvice And Planning Services otherOsaic Institutions, Inc. BD affiliatedOtherJan 4, 2016Jan 5, 2026 (3654 d)
Michael FiumaraAdvice And Planning Services otherE*Trade Capital Management, LLC otherOtherDec 21, 2015Jan 5, 2016
James Bradley GarnerAdvice And Planning Services otherFinancial Engines Advisor Center, LLC otherOtherDec 21, 2015May 12, 2016 (143 d)
Margaret Arrington PettyAdvice And Planning Services otherJ.P. Morgan Securities LLC wirehouseOtherDec 21, 2015Jun 6, 2016 (168 d)
Lynn Boyd StrongAdvice And Planning Services otherFirst Trust Advisors LP asset managerOtherDec 16, 2015Jul 11, 2022 (2399 d)
Arthur A WexlerAdvice And Planning Services otherHorace Mann Investors, Inc. no RAUMOtherDec 9, 2015Jan 20, 2017 (408 d)
Kevin Magnus DuffyAdvice And Planning Services otherAllworth Financial, L.P. otherOtherDec 3, 2015Feb 1, 2016 (60 d)
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