DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Kincanon Wallace | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Andrew Rutchik Gardner | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Kyle Mcguffey | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Christopher Richard Ferrer | Kestra Advisory Services, LLC BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 27, 2026 |
| Bryan Charles Duffy | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 2, 2026 |
| Robert Peller | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 5, 2026 |
| Ryan J Wrynn | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 2, 2026 |
| Robert Brian Watson | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Phuong Mai | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Mar 3, 2026 |
| Manuel Alejandro Carranza | Kestra Advisory Services, LLC BD affiliated | Range Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2026 | Mar 16, 2026 |
| Benjamin S Walulu | Kestra Advisory Services, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Feb 9, 2026 |
| Robert Kevan Seibert | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 20, 2026 |
| Mark Miller | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 20, 2026 |
| Laura Morton | Kestra Advisory Services, LLC BD affiliated | Wealth Advisors Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2026 | Mar 23, 2026 (69 d) |
| Scott Joseph Lickteig | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Jan 6, 2026 |
| Laurence Edward Lof | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2025 | Jan 14, 2026 |
| Bonnie Lee Boyd | Kestra Advisory Services, LLC BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Dec 26, 2025 |
| Katharine Perry | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Feb 26, 2026 (70 d) |
| David Jay Granger | Kestra Advisory Services, LLC BD affiliated | The Retirement Solution LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Jan 16, 2026 |
| Quinn Thomas Vicars | Kestra Advisory Services, LLC BD affiliated | Financial Plan, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Mar 20, 2026 (92 d) |
| Matthew John Marshall | Kestra Advisory Services, LLC BD affiliated | Arrowroot Family Office, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | Jan 1, 2026 |
| Allan James Chappelle | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 9, 2025 |
| Dennis F Weldon | Kestra Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 19, 2025 |
| Jeremy Eric Udell | Kestra Advisory Services, LLC BD affiliated | Private Client Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Jan 23, 2026 (65 d) |
| Bruce Stephen Udell | Kestra Advisory Services, LLC BD affiliated | Private Client Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 24, 2025 |
| Peter William Swenty | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Dec 10, 2025 |
| Evan P Drury | Kestra Advisory Services, LLC BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Dec 9, 2025 |
| Neil Christopher Guarniere | Kestra Advisory Services, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Dec 23, 2025 (40 d) |
| Edwin Lee Peters | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 12, 2025 |
| Al F Devji | Kestra Advisory Services, LLC BD affiliated | Kruse Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 17, 2025 |
| Edwin Lee Peters | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 12, 2025 |
| Sarah Lorraine Kane | Kestra Advisory Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Dec 11, 2025 (36 d) |
| Kelly Gene Burke | Kestra Advisory Services, LLC BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 4, 2026 (93 d) |
| Scott Francis Purcell | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Oct 29, 2025 |
| Julia Louise Sharlow | Kestra Advisory Services, LLC BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2025 | Oct 29, 2025 |
| Joseph Ordonez | Kestra Advisory Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2025 | Nov 14, 2025 |
| Emily Ann Einwalter | Kestra Advisory Services, LLC BD affiliated | The Advocate Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Oct 30, 2025 |
| Christopher James Davis | Kestra Advisory Services, LLC BD affiliated | Brightwork Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 26, 2025 | Nov 14, 2025 (49 d) |
| Melissa Susan Brown | Kestra Advisory Services, LLC BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Jun 22, 2026 (272 d) |
| Duane Paul Pinnock | Kestra Advisory Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Oct 24, 2025 (32 d) |
| Jeremy Evens | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 15, 2025 | Oct 1, 2025 |
| Matthew Lovre | Kestra Advisory Services, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Feb 25, 2026 (166 d) |
| Cooper James Casillas | Kestra Advisory Services, LLC BD affiliated | Canal Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Feb 2, 2026 (146 d) |
| Ruth Chicca | Kestra Advisory Services, LLC BD affiliated | Apricity Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Dec 19, 2025 (115 d) |
| Lucille Elinor Satterwhite | Kestra Advisory Services, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Sep 16, 2025 |
| Andrew Lowell Osborne | Kestra Advisory Services, LLC BD affiliated | American Century Investments Private Client Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Aug 28, 2025 |
| Scott Alan Krim | Kestra Advisory Services, LLC BD affiliated | Claris Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 15, 2025 | Aug 10, 2021 |
| Scott Jameson Corcoran | Kestra Advisory Services, LLC BD affiliated | Aragon Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2025 | Jul 29, 2025 |
| Joe A Patrick | Kestra Advisory Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Jul 28, 2025 |
| Soha Samer Dessouky | Kestra Advisory Services, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Aug 20, 2025 |
| Charles Mcclendon Steele | Kestra Advisory Services, LLC BD affiliated | Steele Financial Studios state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 23, 2025 | Jul 24, 2025 |
| Cesar Rene Valenzuela | Kestra Advisory Services, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 23, 2025 | Jul 31, 2025 |
| Thomas Edwin Mirth | Kestra Advisory Services, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Jul 25, 2025 |
| Jeffrey Allan Huff | Kestra Advisory Services, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Sep 4, 2025 (55 d) |
| Torey Bernard Franklin | Kestra Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Dec 15, 2025 (157 d) |
| Amber Judah Pearson | Kestra Advisory Services, LLC BD affiliated | Captrust institutional | Other | Jul 11, 2025 | Jan 2, 2026 (175 d) |
| Drew Michael Culver | Kestra Advisory Services, LLC BD affiliated | Councilor Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jul 30, 2025 |
| Christian Kiemele | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 11, 2025 |
| Tyler A Sullivan | Kestra Advisory Services, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Oct 9, 2025 (113 d) |
| Paul Joseph Melnick | Kestra Advisory Services, LLC BD affiliated | Juno Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2025 | Jun 22, 2025 |
924 moves match.