DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Fidelity Personal And Workplace Advisors

2,544 moves
AdvisorFromToTypeLeftRegistered
Paul A AglianoFidelity Personal And Workplace Advisors BD affiliatedIht Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Jun 29, 2021 (90 d)
Phillip Brian SmolinskiFidelity Personal And Workplace Advisors BD affiliatedIht Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Mar 29, 2021
David HaertelFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021May 28, 2021 (58 d)
Gene Mahanay WoodardFidelity Personal And Workplace Advisors BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 26, 2021Apr 28, 2021 (33 d)
Michael Cade GrimmFidelity Personal And Workplace Advisors BD affiliatedEmpower Advisory Group, LLC otherOtherMar 26, 2021Nov 12, 2021 (231 d)
Neil Christian BellomyFidelity Personal And Workplace Advisors BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2021Apr 9, 2021
Ryan Young FreimuthFidelity Personal And Workplace Advisors BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 25, 2021Aug 26, 2021 (154 d)
Banner Thomas ClarkFidelity Personal And Workplace Advisors BD affiliatedSagace Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 21, 2021Apr 13, 2021
Laura Elizabeth ThuenerFidelity Personal And Workplace Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMar 17, 2021Apr 21, 2021 (35 d)
Jacqueline Dana AdlerFidelity Personal And Workplace Advisors BD affiliatedMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2021Jul 27, 2021 (136 d)
Robert Alexander LeonardFidelity Personal And Workplace Advisors BD affiliatedGallagher Fiduciary Advisors, LLC institutionalOtherMar 13, 2021Apr 14, 2022 (397 d)
Shelly Halford BakerFidelity Personal And Workplace Advisors BD affiliatedB Riley Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Jul 12, 2021 (122 d)
Douglas Eugene GroveFidelity Personal And Workplace Advisors BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Mar 19, 2021
James Julian MillingtonFidelity Personal And Workplace Advisors BD affiliatedLandmark Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2021Mar 18, 2021
Brandon Robert MatthewsFidelity Personal And Workplace Advisors BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Jun 3, 2022 (448 d)
Philip Benjamin ClarkFidelity Personal And Workplace Advisors BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Feb 7, 2023 (697 d)
Brian Michael WarrenFidelity Personal And Workplace Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMar 12, 2021Apr 21, 2021 (40 d)
Steven D Klatt-DonohoeFidelity Personal And Workplace Advisors BD affiliatedSofi Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2021Dec 13, 2022 (641 d)
Christopher Stephen EwensFidelity Personal And Workplace Advisors BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 11, 2021Nov 8, 2021 (242 d)
Bryan Brenner JordanFidelity Personal And Workplace Advisors BD affiliatedZega Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 11, 2021May 6, 2021 (56 d)
Oksana V YuzefovichFidelity Personal And Workplace Advisors BD affiliatedSilicon Valley Capital Partners, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2021Mar 22, 2021
John Kevin SmythFidelity Personal And Workplace Advisors BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2021Mar 10, 2021
Megan SowinskiFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2021Mar 18, 2021
Jillian Faye GingrasFidelity Personal And Workplace Advisors BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2021Mar 5, 2021
Chase Christopher KennerFidelity Personal And Workplace Advisors BD affiliatedFinal Ascent Wealth Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 23, 2021Apr 27, 2021 (63 d)
Shannon Margaret BeahanFidelity Personal And Workplace Advisors BD affiliatedCooper Mcmanus independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2021Feb 25, 2021
Christopher Devin FinneganFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2021May 9, 2022 (441 d)
Jaron Michael ReynoldsFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 17, 2021Feb 10, 2021
Roger Van BeverenFidelity Personal And Workplace Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherFeb 16, 2021Feb 19, 2021
Yasasri Umesha WeerasuriyaFidelity Personal And Workplace Advisors BD affiliatedReilly Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2021Nov 9, 2021 (266 d)
Erik Benjamin HallenbeckFidelity Personal And Workplace Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 16, 2021Apr 7, 2021 (50 d)
Carter CannonFidelity Personal And Workplace Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseFeb 12, 2021Jan 25, 2021
Jacob LylisFidelity Personal And Workplace Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherFeb 12, 2021Feb 17, 2022 (370 d)
Catherine Wimp KesslerFidelity Personal And Workplace Advisors BD affiliatedCs Planning Corp independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2021Jan 26, 2021
Kenneth Henry SmailFidelity Personal And Workplace Advisors BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherFeb 11, 2021Jun 13, 2022 (487 d)
Richard Gary WoodFidelity Personal And Workplace Advisors BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 11, 2021Nov 24, 2025 (1747 d)
Jacob Andrew Patrick HowethFidelity Personal And Workplace Advisors BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherFeb 10, 2021Feb 11, 2021
Jason DemeoFidelity Personal And Workplace Advisors BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2021Mar 30, 2022 (414 d)
William Justin MccarthyFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 8, 2021Feb 3, 2021
Timothy John ResslerFidelity Personal And Workplace Advisors BD affiliatedConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Mar 4, 2021
Daniel R LeveneFidelity Personal And Workplace Advisors BD affiliatedBenchmark Financial Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2021May 12, 2021 (98 d)
Andrew Armstrong ScottFidelity Personal And Workplace Advisors BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherFeb 3, 2021Sep 24, 2021 (233 d)
Richard Stephen MullinFidelity Personal And Workplace Advisors BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Jul 19, 2022 (532 d)
Jeffrey Michael BlomgrenFidelity Personal And Workplace Advisors BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Sep 11, 2024 (1317 d)
Clifford Lee Roy BrownFidelity Personal And Workplace Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherFeb 2, 2021Feb 18, 2021
Richard Jose MichelFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2021Feb 20, 2026 (1844 d)
Jonathan Yakin FernandezFidelity Personal And Workplace Advisors BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2021Feb 19, 2021
Julianne Marie MelulisFidelity Personal And Workplace Advisors BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 27, 2021Aug 8, 2022 (558 d)
Michael HowlettFidelity Personal And Workplace Advisors BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJan 25, 2021Feb 2, 2021
Sean Michael ValadezFidelity Personal And Workplace Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJan 25, 2021Feb 22, 2021
Chandler Maurice GrovesFidelity Personal And Workplace Advisors BD affiliatedGolden Reserve Retirement, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2021Feb 8, 2021
Lindsey Ann HenryFidelity Personal And Workplace Advisors BD affiliatedRobinhood Asset Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 25, 2021Apr 17, 2025 (1543 d)
Charles James CawleyFidelity Personal And Workplace Advisors BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2021Aug 18, 2021 (208 d)
William DialFidelity Personal And Workplace Advisors BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherJan 18, 2021Jan 15, 2021
Gunner PinkertonFidelity Personal And Workplace Advisors BD affiliatedRobinhood Asset Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 10, 2021Apr 17, 2025 (1558 d)
Jason Edward BrownFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2021Jan 14, 2021
Jeremy AutryFidelity Personal And Workplace Advisors BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJan 7, 2021Jan 21, 2021
Orlando RosarioFidelity Personal And Workplace Advisors BD affiliatedEmpower Advisory Group, LLC otherOtherJan 7, 2021Nov 29, 2021 (326 d)
Todd Evan DaviesFidelity Personal And Workplace Advisors BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2021Jan 28, 2021
Zachary Robert GeertsenFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2021Jan 11, 2021
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