DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bancwest Investment Services, Inc. (Bwis)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Blair Allan Jamieson	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Advisors, LLC other	Other	May 14, 2015	Jun 12, 2015
Liny Li	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Investments, Inc. other	Other	May 11, 2015	Jul 6, 2015 (56 d)
Mario A Farfan	Bancwest Investment Services, Inc. (Bwis) other	Citigroup Global Markets Inc. other	Other	May 8, 2015	May 19, 2015
Thomas James Alderson	Bancwest Investment Services, Inc. (Bwis) other	Ameriprise Financial Services, LLC national BD	Other	May 6, 2015	Sep 20, 2016 (503 d)
Thomas Francis Kennedy	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Apr 14, 2015	Apr 9, 2015
Vera Jalilla Feldbusch	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Advisors, LLC other	Other	Apr 7, 2015	Apr 28, 2015
Aaron James Mayfield	Bancwest Investment Services, Inc. (Bwis) other	Fintegra, LLC other	Other	Apr 1, 2015	Apr 13, 2015
Chris A. Luttman	Bancwest Investment Services, Inc. (Bwis) other	Key Investment Services LLC other	Other	Mar 27, 2015	Mar 20, 2015
Douglas Waller Harman	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Advisors, LLC other	Other	Jan 28, 2015	Jan 20, 2015
Chris R. Counce	Bancwest Investment Services, Inc. (Bwis) other	Pnc Managed Account Solutions, Inc. other	Other	Jan 21, 2015	Feb 23, 2015 (33 d)
Michael Arden Mccoy	Bancwest Investment Services, Inc. (Bwis) other	Securities America Advisors, Inc. other	Other	Jan 5, 2015	Dec 16, 2014
Betty Jo Tomlinson	Bancwest Investment Services, Inc. (Bwis) other	Strategic Wealth Advisors Group other	Other	Dec 22, 2014	Dec 18, 2014
Justin Wade Gullekson	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Dec 8, 2014	Nov 26, 2014
Tracy Jo Dostal	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Dec 8, 2014	Nov 26, 2014
Roberto Ugalde	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Nov 26, 2014	Nov 19, 2014
Elliott Michael Servais	Bancwest Investment Services, Inc. (Bwis) other	Ep Wealth Advisors independent RIA	Other	Oct 27, 2014	Oct 23, 2018 (1457 d)
Thomas Herber	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Oct 24, 2014	Oct 16, 2014
Erick Field	Bancwest Investment Services, Inc. (Bwis) other	Equitable Advisors, LLC national BD	Other	Oct 10, 2014	Oct 17, 2014
Chris Neil Kaminaka	Bancwest Investment Services, Inc. (Bwis) other	Cuna Brokerage Services, Inc. other	Other	Oct 10, 2014	Oct 21, 2015 (376 d)
Christopher John Wittrig	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Oct 3, 2014	Oct 6, 2014
Troy Wayne Bender	Bancwest Investment Services, Inc. (Bwis) other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 30, 2014	Sep 23, 2014
Tony Chang	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Sep 29, 2014	Sep 18, 2014
David Todd Gibb	Bancwest Investment Services, Inc. (Bwis) other	Investment Centers Of America, Inc. other	Other	Sep 29, 2014	Sep 18, 2014
Bryan David Ward	Bancwest Investment Services, Inc. (Bwis) other	Partnervest Advisory Services LLC other	Other	Sep 2, 2014	Sep 4, 2014
Darrin Andrew Chow	Bancwest Investment Services, Inc. (Bwis) other	E*Trade Capital Management, LLC other	Other	Aug 28, 2014	Sep 9, 2014
Martin J Philpot	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	Aug 19, 2014	Aug 26, 2014
Dionne Michelle Terzoli	Bancwest Investment Services, Inc. (Bwis) other	Raymond James Financial Services Advisors, Inc other	Other	Aug 11, 2014	Aug 6, 2014
Ryan Masayuki Uwono	Bancwest Investment Services, Inc. (Bwis) other	Td Ameritrade, Inc. no RAUM	Other	Aug 6, 2014	Aug 13, 2014
Jessica Renee Jones	Bancwest Investment Services, Inc. (Bwis) other	Bok Financial Advisors other	Other	Jul 1, 2014	Jun 30, 2014
Nicole Marie Emrick	Bancwest Investment Services, Inc. (Bwis) other	Advice And Planning Services other	Other	Jun 4, 2014	Jun 19, 2014
Ryan James Shaughnessy	Bancwest Investment Services, Inc. (Bwis) other	LPL Financial LLC other	Other	May 9, 2014	May 12, 2014
Matthew Christian Donahue	Bancwest Investment Services, Inc. (Bwis) other	Wells Fargo Advisors wirehouse	Other	May 6, 2014	Apr 25, 2014
Karen M Oberg	Bancwest Investment Services, Inc. (Bwis) other	Woodbury Financial Services, Inc. other	Other	Apr 10, 2014	Dec 7, 2015 (606 d)
Efrem D Jackson	Bancwest Investment Services, Inc. (Bwis) other	Cetera Advisors LLC other	Other	Apr 8, 2014	Apr 11, 2014
Gregory Surat	Bancwest Investment Services, Inc. (Bwis) other	E*Trade Capital Management, LLC other	Other	Apr 4, 2014	Apr 2, 2014
Derek James Pritchard	Bancwest Investment Services, Inc. (Bwis) other	Sagepoint Financial, Inc. other	Other	Mar 31, 2014	Jan 6, 2015 (281 d)
David Michel Haik	Bancwest Investment Services, Inc. (Bwis) other	Bankers & Investors Co. unclassified	Other	Mar 21, 2014	Sep 8, 2015 (536 d)
Helen Curlow	Bancwest Investment Services, Inc. (Bwis) other	Edward Jones national BD	Other	Feb 25, 2014	Sep 30, 2019 (2043 d)
Peter Thomas Moormeier	Bancwest Investment Services, Inc. (Bwis) other	Advice And Planning Services other	Other	Dec 19, 2013	Jan 2, 2014
Kun Li	Bancwest Investment Services, Inc. (Bwis) other	Hsbc Securities (USA) Inc. other	Other	Dec 13, 2013	Sep 12, 2014 (273 d)
Sienna Pualani Yoshida	Bancwest Investment Services, Inc. (Bwis) other	Westside Investment Management, LLC other	Other	Dec 10, 2013	Jan 24, 2014 (45 d)
Brian Richard Kerns	Bancwest Investment Services, Inc. (Bwis) other	Strategic Advisers LLC national BD	Other	Dec 10, 2013	Jan 23, 2014 (44 d)
Amber Lynn Kimie Suhas	Bancwest Investment Services, Inc. (Bwis) other	LPL Financial LLC other	Other	Dec 4, 2013	Dec 3, 2015 (729 d)
Stephen W Lee	Bancwest Investment Services, Inc. (Bwis) other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 15, 2013	Apr 17, 2014 (153 d)
Jeremy Wilmes	Bancwest Investment Services, Inc. (Bwis) other	Allstate Financial Advisors, LLC no RAUM	Other	Nov 12, 2013	Dec 5, 2013
Eric Juin-Yip Hon	Bancwest Investment Services, Inc. (Bwis) other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 30, 2013	Oct 21, 2013
Nita Pei-Lin Ma	Bancwest Investment Services, Inc. (Bwis) other	Morgan Stanley wirehouse	Other	Oct 22, 2013	Oct 11, 2013
Milissa Marie Hengel	Bancwest Investment Services, Inc. (Bwis) other	Invest Financial Corporation other	Other	Oct 11, 2013	Oct 9, 2013
Karry Jean Maciak	Bancwest Investment Services, Inc. (Bwis) other	LPL Financial LLC other	Other	Oct 11, 2013	Oct 2, 2013
Brandon Lee Jenkins	Bancwest Investment Services, Inc. (Bwis) other	Citigroup Global Markets Inc. other	Other	Oct 11, 2013	Oct 1, 2013
Scott James Hofman	Bancwest Investment Services, Inc. (Bwis) other	Citigroup Global Markets Inc. other	Other	Oct 11, 2013	Oct 1, 2013
Davin Pao Chen	Bancwest Investment Services, Inc. (Bwis) other	Morgan Stanley wirehouse	Other	Oct 11, 2013	Sep 23, 2013
Thomas Francis Bennett	Bancwest Investment Services, Inc. (Bwis) other	U.S. Bancorp Advisors, LLC other	Other	Sep 25, 2013	May 21, 2014 (238 d)
Randall W Silvey	Bancwest Investment Services, Inc. (Bwis) other	LPL Financial LLC other	Other	Aug 27, 2013	Aug 16, 2013
Nancy Barillas Vega	Bancwest Investment Services, Inc. (Bwis) other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 15, 2013	Sep 29, 2014 (441 d)
David Allen Rice	Bancwest Investment Services, Inc. (Bwis) other	Edward Jones national BD	Other	Jun 11, 2013	Jun 18, 2013
Sean Masao Umetsu	Bancwest Investment Services, Inc. (Bwis) other	Cuso Financial Services, L.P. other	Other	May 10, 2013	Aug 19, 2013 (101 d)
Lorraine Sim	Bancwest Investment Services, Inc. (Bwis) other	J.P. Morgan Securities LLC wirehouse	Other	Apr 25, 2013	May 8, 2013
Roberto Christopher Fontani	Bancwest Investment Services, Inc. (Bwis) other	Questar Asset Management, Inc. other	Other	Apr 23, 2013	May 10, 2013
Jeffrey Gene Engelman	Bancwest Investment Services, Inc. (Bwis) other	Vision Investment Advisors, LLC other	Other	Apr 23, 2013	Apr 23, 2013

Page 6 of 9Previous Next

504 moves match.