DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ameritas Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Connor HeimerAmeritas Advisory Services, LLC BD affiliatedCastle Capital Management state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 10, 2026Sep 15, 2026
William Aristeo Godines CastroAmeritas Advisory Services, LLC BD affiliatedCastle Capital Management state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 12, 2026Aug 26, 2026
Emily Susan AshtonAmeritas Advisory Services, LLC BD affiliatedKdk Private Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2026Aug 21, 2026
Bryan Michael ShankAmeritas Advisory Services, LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2026Aug 31, 2026 (31 d)
Tyrone Richard HarveyAmeritas Advisory Services, LLC BD affiliatedArx Strategic Wealth state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 29, 2026Jun 22, 2026
Fate Kellum SpurlockAmeritas Advisory Services, LLC BD affiliatedLPL Enterprise, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 18, 2026Jun 17, 2026
Landon Knight ThompsonAmeritas Advisory Services, LLC BD affiliatedStewardwell LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 18, 2026Jul 1, 2026
Paul William MattkeAmeritas Advisory Services, LLC BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2026Jul 22, 2026 (43 d)
Raj Alagappan NatarajanAmeritas Advisory Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 26, 2026Jun 10, 2026
Kyle Timothy GoupilleAmeritas Advisory Services, LLC BD affiliatedOldfield Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2026Jun 18, 2026
William Warren WittlerAmeritas Advisory Services, LLC BD affiliatedLPL Enterprise, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2026May 11, 2026
Nathan Charles GoodwinAmeritas Advisory Services, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 12, 2026Aug 19, 2026 (99 d)
Chase GuerretteAmeritas Advisory Services, LLC BD affiliatedOldfield Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2026Apr 23, 2026
Alex TemplinAmeritas Advisory Services, LLC BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherMay 6, 2026Apr 28, 2026
Peter Leroy WayAmeritas Advisory Services, LLC BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 28, 2026Apr 20, 2026
Terall Deane BlalockAmeritas Advisory Services, LLC BD affiliatedRubicon Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2026Apr 1, 2026
Jessica Ann ShillingtonAmeritas Advisory Services, LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherApr 17, 2026Apr 16, 2026
Christopher Charles KramerAmeritas Advisory Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 13, 2026Mar 23, 2026
Eric Wayne RaaschAmeritas Advisory Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 31, 2026Mar 23, 2026
Alexander John BriggsAmeritas Advisory Services, LLC BD affiliatedOldfield Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2026Apr 3, 2026
Albert BinmanAmeritas Advisory Services, LLC BD affiliatedEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2026May 8, 2026 (60 d)
Ann Baker RonnAmeritas Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2026Feb 22, 2026
Jordan Ver HoeveAmeritas Advisory Services, LLC BD affiliatedCastle Capital Management state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 5, 2026Aug 26, 2026 (174 d)
Qaadir T WilliamsAmeritas Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2026Feb 20, 2026
Corey BoernerAmeritas Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2026Feb 20, 2026
Evan RumpAmeritas Advisory Services, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2026Mar 27, 2026
Chantel WilliamsAmeritas Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2026Feb 20, 2026
Jake Christopher O'BanionAmeritas Advisory Services, LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 20, 2026Feb 20, 2026
Sara Elizabeth RasmussenAmeritas Advisory Services, LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 20, 2026Feb 20, 2026
Jason ConnellAmeritas Advisory Services, LLC BD affiliatedCroak Capital independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2026Mar 12, 2026
Abbey CiancuttiAmeritas Advisory Services, LLC BD affiliatedBollin Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 7, 2026Mar 3, 2026 (55 d)
Cody DarrowAmeritas Advisory Services, LLC BD affiliatedDarrow Wealth Group state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2025Dec 15, 2025
Ryne UmemotoAmeritas Advisory Services, LLC BD affiliatedDarrow Wealth Group state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2025Dec 15, 2025
Joshua David MoskowitzAmeritas Advisory Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 25, 2025Dec 8, 2025
Cassandra Joan McphersonAmeritas Advisory Services, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 30, 2025Dec 26, 2025 (57 d)
John Everette StreetAmeritas Advisory Services, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseOct 17, 2025Jan 20, 2026 (95 d)
Gage Arturo WellingtonAmeritas Advisory Services, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2025Oct 17, 2025
Branden Mark HeinsAmeritas Advisory Services, LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2025Sep 25, 2025
Stephen Andrew HighAmeritas Advisory Services, LLC BD affiliatedVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2025Nov 12, 2025 (79 d)
Andrew James ScottAmeritas Advisory Services, LLC BD affiliatedTamar Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2025Sep 17, 2025 (50 d)
Sonda Rouleau FrattiniAmeritas Advisory Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2025Sep 30, 2025 (69 d)
Vincent Anthony ColatrianoAmeritas Advisory Services, LLC BD affiliatedEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 21, 2025Aug 12, 2025
David Richard BaileyAmeritas Advisory Services, LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2025Jun 26, 2025
Benjamin FisherAmeritas Advisory Services, LLC BD affiliatedAscensus Investment Advisors, LLC institutionalOtherJun 30, 2025Sep 17, 2025 (79 d)
Elizabeth Ann ReillyAmeritas Advisory Services, LLC BD affiliatedFinancial & Tax Architects, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2025Jul 14, 2025
Elizabeth Michelle Walker-SadlerAmeritas Advisory Services, LLC BD affiliatedLPL Enterprise, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 27, 2025Jul 1, 2025 (35 d)
Barbara Vaughan RedstoneAmeritas Advisory Services, LLC BD affiliatedSlavic Mutual Funds Management Corp. institutionalOtherApr 28, 2025Jun 6, 2025 (39 d)
Steven TurnerAmeritas Advisory Services, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2025May 27, 2025 (47 d)
George LuAmeritas Advisory Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 26, 2025Apr 2, 2025
Jennifer Elaine AustinAmeritas Advisory Services, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2025Mar 12, 2025
Lindsay Nicole HaasAmeritas Advisory Services, LLC BD affiliatedOakwell Private Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2025Feb 6, 2025
Austin Michael SammonsAmeritas Advisory Services, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2025Feb 26, 2025 (36 d)
Brandon Michael MannAmeritas Advisory Services, LLC BD affiliatedHornor, Townsend & Kent, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 17, 2025Jan 22, 2025
Timothy Neil CrissAmeritas Advisory Services, LLC BD affiliatedWestern Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2025Jan 9, 2025
Kurt Ryan DavisAmeritas Advisory Services, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2025Jan 2, 2025
James D HixAmeritas Advisory Services, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJan 6, 2025Mar 7, 2025 (60 d)
Kendal Patrick ShawAmeritas Advisory Services, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIADec 31, 2024Feb 27, 2025 (58 d)
Melissa Jean SchuermanAmeritas Advisory Services, LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2024Jan 14, 2025 (39 d)
Jeffrey Francis CarneAmeritas Advisory Services, LLC BD affiliatedOrion Portfolio Solutions, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2024Jan 29, 2025 (57 d)
Wendell Dornell StallingsAmeritas Advisory Services, LLC BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2024Sep 17, 2025 (308 d)
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163 moves match.